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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended 12/31/99
(Please read instructions before preparing form.)
If amended report check here: |X|
TD Waterhouse Asset Management, Inc.
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Name of Institutional Investment Manager
100 Wall Street, New York, NY 10005
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Business Address (Street) (City) (State) (Zip)
Michele R. Teichner, 212-908-7537, Senior Vice President
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 5 day of
May, 2000.
In the initial filing the EDGAR filer codes were those of the TD Waterhouse Dow
30 Fund. This amended filing has been executed with the EDGAR filer codes of TD
Waterhouse Asset Management, Inc.
TD Waterhouse Asset Management, Inc.
------------------------------------
(Name of Institutional Investor)
/s/ Michele R. Teichner
------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers with be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
1. ___________________________________ 6._____________________________________
2. ___________________________________ 7._____________________________________
3. ___________________________________ 8._____________________________________
4. ___________________________________ 9._____________________________________
5. ___________________________________ 10._____________________________________
SEC 1685 (5/91)
<PAGE>
FORM 13F
Page 1 of 3 Name of Reporting Manager TD Waterhouse Asset Management, Inc.
<TABLE>
<CAPTION>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
SHARES OR INVESTMENT
CUSIP FAIR MARKET PRINCIPAL DISCRETION MANAGERS VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE N.A. (A)SOLE
<S> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COM 001957109 4,074 80,273 SH SOLE SOLE
ALCOA INC COM 013817101 6,663 80,273 SH SOLE SOLE
AMERICAN EXPRESS CO. COM 025816109 13,345 80,273 SH SOLE SOLE
BOEING CO COM 097023105 3,336 80,273 SH SOLE SOLE
CATERPILLAR INC DEL COM 149123101 3,778 80,273 SH SOLE SOLE
CITIGROUP INC COM 172967101 4,460 80,273 SH SOLE SOLE
COCA COLA CO COM 191216100 4,676 80,273 SH SOLE SOLE
DISNEY WALT CO COM DISNEY 254687106 2,348 80,273 SH SOLE SOLE
DU PONT EI DE NEMOURS & CO COM 263534109 5,288 80,273 SH SOLE SOLE
EASTMAN KODAK CO COM 277461109 5,318 80,273 SH SOLE SOLE
EXXON MOBIL CORP COM 30231G102 6,467 80,273 SH SOLE SOLE
GENERAL ELEC CO COM 369604103 12,422 80,273 SH SOLE SOLE
GENERAL MTRS CORP COM 370442105 5,835 80,273 SH SOLE SOLE
HEWLETT PACKARD CO COM 428236103 9,146 80,273 SH SOLE SOLE
COLUMN TOTALS 81,156
<PAGE>
Page 2 of 3 Name of Reporting Manager TD Waterhouse Asset Management, Inc.
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
SHARES OR INVESTMENT
CUSIP FAIR MARKET PRINCIPAL DISCRETION MANAGERS VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE N.A. (A)SOLE
HOME DEPOT INC COM 437076102 5,504 80,272.50 SH SOLE SOLE
HONEYWELL INTL INC COM 438516106 4,631 80,273 SH SOLE SOLE
INTEL CORP COM 458140100 6,607 80,273 SH SOLE SOLE
INTERNATIONAL BUSINESS MACHS COM 459200101 8,669 80,273 SH SOLE SOLE
INTL PAPER CO COM 460146103 4,530 80,273 SH SOLE SOLE
JOHNSON & JOHNSON COM 478160104 7,475 80,273 SH SOLE SOLE
MCDONALDS CORP COM 580135101 3,236 80,273 SH SOLE SOLE
MERCK & CO INC COM 589331107 5,383 80,273 SH SOLE SOLE
MICROSOFT CORP COM 594918104 9,372 80,273 SH SOLE SOLE
MINNESOTA MNG & MFG CO. COM 604059105 7,857 80,273 SH SOLE SOLE
MORGAN JP & CO INC COM 616880100 10,165 80,273 SH SOLE SOLE
PHILIP MORRIS COS INC COM 718154107 1,861 80,273 SH SOLE SOLE
PROCTER & GAMBLE CO COM 742718109 8,795 80,273 SH SOLE SOLE
SBC COMMUNICATIONS INC COM 78387G103 3,913 80,273 SH SOLE SOLE
COLUMN TOTALS 87,998
<PAGE>
Page 3 of 3 Name of Reporting Manager TD Waterhouse Asset Management, Inc.
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
SHARES OR INVESTMENT
CUSIP FAIR MARKET PRINCIPAL DISCRETION MANAGERS VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE N.A. (A)SOLE
UNITED TECHNOLOGIES CORP COM 913017109 5,218 80,273 SH SOLE SOLE
WAL MART STORES INC COM 931142103 5,549 80,273 SH SOLE SOLE
COLUMN TOTALS
FOR PAGES 1-3 179,921
</TABLE>
