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Next: MORGAN GRENFELL INVESTMENT TRUST /MD/, NSAR-B/A, EX-99, 2001-01-05 |
MG Smaller Companies 10f3
Transactions Q3
<Table>
<Caption>
|
Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
|
|
Issuer |
O2Wireless Solutions, Inc. |
Wireless Facillities Inc. |
LCC International |
|
Underwriters |
Chase, CS First Boston, Thomas Weisel, FleetBoston Robertson Stephens, Banc of America, Bear Stearns, CIBC, Deutsche Bank, DLJ, First Union, Merrill Lynch, DA Davidson, SunTrust Equitable, Friedman Billings Ramsey, Redwine, Robinson-Humphrey, Sanders Morris Harris, Wachovia
|
Credit Suisse First Boston, Hambrecht & Quist, Thomas Weisel Partners, etc. |
Donaldson Lufkin & Jenrette, Alex Brown, Oppenheimer, Deutsche Morgan Grenfell/CJ Lawrence |
|
Years of continuous operation, including predecessors |
>3 |
>3 |
>3 |
|
Security |
OTWO |
WFII |
LCCI |
|
Is the affiliate a manager or co-manager of offering? |
co-manager |
No |
co-manager |
|
Name of underwriter or dealer from which purchased |
Chase Hambrecht & Quist |
n/a |
n/a |
|
Firm commitment underwriting? |
yes |
yes |
yes |
|
Trade date/Date of Offering |
8/16/00 |
11/4/99 |
9/24/96 |
|
Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ - |
|
Total dollar amount of any concurrent public offering |
$ 73,200,000.00 |
$ 60,000,000 |
$ 84,000,000 |
|
Total |
$ 73,200,000.00 |
$ 60,000,000 |
$ 84,000,000 |
|
Public offering price |
$ 12.00 |
$ 15.00 |
$ 16.00 |
|
Price paid if other than public offering price |
same |
n/a |
n/a |
|
Underwriting spread or commission |
$0.84 (7%) |
$1.05 (7%) |
$1.12 (7%) |
|
Shares purchased |
200 |
n/a |
n/a |
|
$ amount of purchase |
$ 2,400.00 |
n/a |
n/a |
|
% of offering purchased by fund |
0.003% |
n/a |
n/a |
|
% of offering purchased by associated funds* |
0.163% |
n/a |
n/a |
|
Total |
0.166% |
n/a |
n/a |
|
|