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MG Smaller Companies 10f3
Transactions Q3 2000
<Table>
<Caption>
|
Security Purchased <C> |
Comparison Security <C. |
Comparison Security <C> |
|
|
Issuer |
3-Dimensional Pharmaceuticals, Inc |
Discovery Partners Inc |
Aurora Biosciences |
|
Underwriters |
Bear Stearns, Chase, US Bancorp Piper Jaffray, Deutsche Bank, DLJ, FleetBoston Robertson Stephens, ING Barings, Lehman, Prudential, SG Cowen, UBS Warburg, Adams Harkness Hill, Aegis Capital, Wm Blair, Blaylock, First Security, Gerard Klaur Mattison, Janney Montgomery Scott, Legg Mason, Pacific Growth, Scott & Stringfellow, Tucker Anthony
|
Chase H&Q, UBS Warburg, Lehman Bros, etc., including Deutsche Banc Alex Brown |
Alex Brown, Hambrecht & Quist, Robertson Stephens |
|
Years of continuous operation, including predecessors |
>3 |
>3 |
>2 |
|
Security |
DDDP |
DPII |
ABSC |
|
Is the affiliate a manager or co-manager of offering? |
co-manager |
co-manager |
co-manager |
|
Name of underwriter or dealer from which purchased |
Bear Stearns |
n/a |
n/a |
|
Firm commitment underwriting? |
yes |
yes |
yes |
|
Trade date/Date of Offering |
8/4/00 |
7/27/00 |
6/19/97 |
|
Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ - |
|
Total dollar amount of any concurrent public offering |
$ 75,000,000.00 |
$ 90,000,000 |
$ 40,000,000 |
|
Total |
$ 75,000,000.00 |
$ 90,000,000 |
$ 40,000,000 |
|
Public offering price |
$ 15.00 |
$ 18.00 |
$ 10.00 |
|
Price paid if other than public offering price |
same |
n/a |
n/a |
|
Underwriting spread or commission |
$ 1.05 (7%) |
$ 1.26 (7%) |
$ 0.70 (7%) |
|
Shares purchased |
100 |
n/a |
n/a |
|
$ amount of purchase |
$ 1,500.00 |
n/a |
n/a |
|
% of offering purchased by fund |
0.002% |
n/a |
n/a |
|
% of offering purchased by associated funds* |
0.036% |
n/a |
n/a |
|
Total |
0.038% |
n/a |
n/a |
|
|