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Previous: MORGAN GRENFELL INVESTMENT TRUST /MD/, NSAR-B/A, EX-99, 2001-01-05 |
Next: MORGAN GRENFELL INVESTMENT TRUST /MD/, NSAR-B/A, EX-99, 2001-01-05 |
MG Smaller Companies Fund - 10f3
Transactions - Q1 2000
<Table>
<Caption>
|
Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
|||
|
Issuer |
Websense, Inc. |
N2H2, Inc. |
Webtrends |
||
|
Underwriters |
Chase Sec, SG Cowen, Wit SoundView, FleetBoston Robertson Stephens, Banc of America Sec, CIBC World Markets, DBSI, SSB, Warburg Dillon Read, Crowell Weedon & Co, Dain Rauscher Wessels, E*Offering Corp, First Albany, First Security Van Kasper, Pacific Crest Sec, Pacific Growth Sec, Torrey Pines Sec, Tucker Anthony |
CIBC World Markets, US Bancorp Piper Jaffray, etc., including DBSI |
Dain Rauscher Wessels, BancBoston Robertson Stephens, SoundView Technology Group, etc. |
||
|
Years of continuous operation, including predecessors |
>3 |
>3 |
>3 |
||
|
Security |
WBSN |
NTWO |
WEBT |
||
|
Is the affiliate a manager or co-manager of offering? |
No |
No |
No |
||
|
Name of underwriter or dealer from which purchased |
Chase H&Q |
n/a |
n/a |
||
|
Firm commitment? |
Yes |
Yes |
Yes |
||
|
Trade date/Date of Offering |
3/27/2000 |
7/29/1999 |
5/12/1999 |
||
|
Total dollar amount of offering sold to QIBs
|
$ - |
$ - |
$ - |
||
|
Total dollar amount of any c oncurrent public offering |
$ 72,000,000.00 |
$ 65,000,000 |
$ 94,875,000 |
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|
Total |
$ 72,000,000.00 |
$ 65,000,000 |
$ 94,875,000 |
||
|
Public offering price |
18.00 |
13.00 |
33.00 |
||
|
Price paid if other than public offering price |
n/a |
n/a
|
|||
|
Underwriting spread or commission |
$1.26 (7%) |
$0.91 (7%) |
$1.73 (5.24%) |
||
|
Shares purchased |
100 |
n/a |
n/a |
||
|
$ amount of purchase |
$ 1,800.00 |
n/a |
n/a |
||
|
% of offering purchased by fund |
0.003% |
n/a |
n/a |
||
|
% of offering purchased by associated funds* |
0.108% |
n/a |
n/a |
||
|
Total (Must be less than 25%) |
0.110% |
n/a |
n/a |
||
|
|