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MG Smaller Companies 10f3
Transactions Q3 2000
<Table>
<Caption>
|
Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
|
|
Issuer |
SMTC Corporation |
Solectron Corp (SE) |
Flextronics Int'l (SE) |
|
Underwriters |
Lehman Bros, RBC Dominion, FleetBoston Robertson Stephens, Merrill Lynch, Fidelity, CIBS World Mkts, Deutsche Bank Securities, DLJ, AG Edwards, Edward D Jones, CL King, Raymond James, Sander Morris Harris |
Merrill Lynch, BancBoston Robertson Stephens, Banc of America Securities, Thomas Weisel. |
Montgomery Securities, Cowen & Co, UBS Securities |
|
Years of continuous operation, including predecessors |
>3 |
>3 |
>3 |
|
Security |
SMTX |
SLR |
FLEXF |
|
Is the affiliate a manager or co-manager of offering? |
co-manager |
no |
No |
|
Name of underwriter or dealer from which purchased |
Lehman Bros |
n/a |
n/a |
|
Firm commitment underwriting? |
yes |
yes |
yes |
|
Trade date/Date of Offering |
7/21/00 |
7/28/99 |
10/6/97 |
|
Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ - |
|
Total dollar amount of any concurrent public offering |
$ 106,000,000 |
$ 1,028,000,000 |
$ 89,300,000 |
|
Total |
$ 106,000,000 |
$ 1,028,000,000 |
$ 89,300,000 |
|
Public offering price |
$ 16.00 |
$ 64.25 |
$ 47.00 |
|
Price paid if other than public offering price |
same |
n/a |
n/a |
|
Underwriting spread or commission |
$ 1.12 (7%) |
$ 1.82 (2.83%) |
$ 2.35 (5%) |
|
Shares purchased |
100 |
n/a |
n/a |
|
$ amount of purchase |
$ 1,600.00 |
n/a |
n/a |
|
% of offering purchased by fund |
0.002% |
n/a |
n/a |
|
% of offering purchased by associated funds* |
0.055% |
n/a |
n/a |
|
Total |
0.057% |
n/a |
n/a |
|
|