UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
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Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Firsthand Capital Management, Inc.
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Address: 101 Park Center Plaza, Suite 1300
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San Jose, California 95113
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Form 13F File Number: 28-6436
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Yakoub Bellawalla
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Title: Treasurer
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Phone: (408) 294-2200
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Signature, Place, and Date of Signing:
/s/ Yakoub Bellawalla San Jose, California 11/18/99
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[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager (s).)
[ ] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
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[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 104
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Form 13F Information Table Value Total: $ 797,557
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28- NONE
- ----- ----------------- ----------------------------------------------
[Repeat as necessary.]
<PAGE>
Form 13F INFORMATIONAL TABLE
<TABLE>
<CAPTION>
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY
CLASS NUMBER MARKET PRINCIPAL ------------------------- See Instr. (SHARES)
VALUE AMOUNT (b) V.
(000's) (a) Shared- (c)
Sole As Defined Shared- (a) (b) (c)
in Instr. V Other Sole Shared None
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STELLAR SEMICONDUCTOR INC "B" COM N/A 2,570 2,040,000 X 2,040,000
STELLAR SEMICONDUCTOR INC "C" COM N/A 1,500 1,200,000 X 1,200,000
CHECK POINT SOFTWARE TECH LTD ORD M22465 10 4 1,098 13,000 X 13,000
GALILEO TECHNOLOGY -ISRAEL ORD M47298 10 0 13,015 520,600 X 520,600
ADC TELECOMMUNICATIONS COM 000886 10 1 5,032 120,000 X 120,000
AT&T CORP COM 001957 10 9 22,837 525,000 X 525,000
ADAPTEC INC COM 00651F 10 8 6,152 155,000 X 155,000
ADVANCE FIBRE COMMS COM 00754A 10 5 1,780 80,000 X 80,000
ALTERA CORP COM 021441 10 0 6,072 140,000 X 140,000
AMERICA ONLINE INC DEL COM 02364J 10 4 4,160 40,000 X 40,000
AMGEN INC COM 031162 10 0 2,836 34,800 X 34,800
APPLIED MICRO CIRCUITS CORP COM 03822W 10 9 29,697 521,000 X 521,000
APPLIED MATERIALS INC COM 038222 10 5 4,867 62,500 X 62,500
APPLIED SCIENCE & TECHNOLOGY COM 038236 10 5 2,011 97,500 X 97,500
AT HOME CORP COM 045919 10 7 249 6,000 X 6,000
AVANTI CORP COM 053487 10 4 7,663 429,462 X 429,462
AWARE INC COM 05453N 10 0 287 10,000 X 10,000
C.R.BARD INC COM 067383 10 9 1,177 25,000 25,000
BIOGEN INC COM 090597 10 5 630 8,000 X 8,000
BOSTON SCIENTIFIC CORP COM 101137 10 7 4,012 162,500 X 162,500
CABLETRON SYSTEMS INC COM 126920 10 7 17,413 1,110,000 X 1,110,000
CADENCE DESIGN SYSTEM INC COM 127387 10 8 2,120 160,000 X 160,000
CARDIMA INC COM 14147M 10 6 787 600,000 X 600,000
CARDIOTHORACIC SYS INC COM 141907 10 5 10,775 643,300 X 643,300
CELERITEK INC COM 150926 10 3 3,198 522,200 X 522,200
CENTOCOR INC COM 152342 10 1 11,185 191,000 X 191,000
CIENA CORP COM 171779 10 1 23,123 633,500 X 633,500
CISCO SYS INC COM 17275R 10 2 8,227 120,000 X 120,000
CONCORD COMMUNICATIONS COM 206186 10 8 26,851 675,500 X 675,500
CONCUR TECHNOLOGIES INC COM 206708 10 9 282 9,900 X 9,900
CONEXANT SYSTEMS INC COM 207142 10 0 16,090 221,450 X 221,450
COPPER MOUNTAIN NETWORKS COM 217510 10 6 4,162 47,500 X 47,500
CREE RESEARCH COM 225447 10 1 9,502 280,000 X 280,000
CRITICAL PATH INC COM 22674V 10 0 202 5,000 X 5,000
CYMER INC COM 232572 10 7 7,319 211,000 X 211,000
DIGITAL MICROWAVE CORP COM 253859 10 2 7,059 450,000 X 450,000
ENDOSONICS CORP COM 29264K 10 5 5,586 450,000 X 657,200
ENDOCARDIAL SOLUTIONS INC COM 292962 10 7 2,791 279,100 X 279,100
EXCEL SWITCHING CORP COM 30067V 10 8 707 19,700 X 19,700
EXODUS COMMUNICATIONS INC COM 302088 10 9 3,690 51,200 X 51,200
EXTREME NETWORKS COM 30226D 10 6 63 1,000 X 1,000
FVC.COM INC COM 30266P 10 0 3,354 238,500 X 238,500
F5 NETWORKS INC COM 315616 10 2 3,876 57,000 X 57,000
GENERAL INSTRUMENT CORP COM 370120 10 7 7,652 159,000 X 159,000
GENESIS MICROCHIP COM 371933 10 2 5,572 315,000 X 315,000
GLOBIX CORP COM 37957F 10 1 17,555 375,500 X 375,500
GLOBESPAN INC COM 379571 10 2 10,921 173,000 X 173,000
GUIDANT CORP COM 401698 10 5 5,781 107,800 X 107,800
HEWLETT PACKARD CO COM 428236 10 3 1,196 13,000 X 13,000
HI/FN INC. COM 428358 10 5 5,512 50,000 X 50,000
HYPERION SOLUTIONS CORP COM 44914M 10 4 1,100 50,000 X 50,000
IGEN INC COM 449536 10 1 336 13,460 X 13,460
IMMUNEX CORP NEW COM 452528 10 2 17,437 402,000 X 402,000
INFOSPACE.COM INC COM 45678T 10 2 905 22,000 X 22,000
INTEL CORP COM 458140 10 0 9,490 127,705 X 127,705
INTERNATIONAL BUSINESS MACHS COM 459200 10 1 3,884 32,000 X 32,000
INTRAWARE INC COM 46118M 10 3 1,174 45,000 X 45,000
I2 TECHNOLOGIES INC COM 465754 10 9 1,436 37,000 X 37,000
JDS UNIPHASE CORP COM 46612J 10 1 3,073 27,000 X 27,000
JUNIPER NETWORKS INC COM 48203R 10 4 91 500 X 500
KLA-TENCOR CORP COM 482480 10 0 4,810 74,000 X 74,000
LEGATO SYSTEMS INC COM 524651 10 6 4,708 108 X 108
LUCENT TECHNOLOGIES INC COM 549463 10 7 4,671 72,000 X 72,000
MMC NETWORKS INC COM 55308N 10 2 234 7,500 X 7,500
MEDCO RESEARCH INC COM 584059 10 9 132 5,300 X 5,300
MEDIMUNNE INC COM 584699 10 2 1,246 12,500 X 12,500
MEDTRONIC INC COM 585055 10 6 2,680 75,506 X 75,506
MERCK & CO, INC COM 589331 10 7 778 12,000 X 12,000
MICROSOFT CORP COM 594918 10 4 6,656 73,500 X 73,500
MOTOROLA INC COM 620076 10 9 14,740 167,500 X 167,500
NETSILICON INC COM 64115X 10 5 3,474 272,500 X 272,500
NEWBRIDGE NETWORKS CORP COM 650901 10 1 23,117 887,000 X 887,000
NOVELLUS SYSTEMS COM 670008 10 1 1,753 26,000 X 26,000
NOVOSTE CORP COM 67010C 10 0 1,485 83,200 X 83,200
OAK INDUSTRIES, INC COM 671400 50 5 9,350 275,000 X 275,000
ORACLE CORP COM 68389X 10 5 5,801 127,500 X 127,500
P-COM INC COM 693262 10 7 1,386 198,000 X 198,000
PMC -SIERRA INC COM 69344F 10 6 44,206 477,900 X 477,900
PACKETEER, INC COM 695210 10 4 6,046 177,500 X 177,500
PATHOGENESIS CORP COM 70321E 10 4 115,312 7,500 X 7,500
PERVASIVE SOFTWARE INC. COM 715710 10 9 13,024 377,500 X 377,500
QUADRAMED CORP COM 74730W 10 1 5,464 728,500 X 728,500
QUALCOMM INC COM 747525 10 3 13,167 69,600 X 69,600
QWEST COMMUNICATIONS INTL INC COM 749121 10 9 727 24,600 X 24,600
RADIENCE MED SYSTEMS COM 750241 10 1 3,273 484,900 X 484,900
RED HAT, INC COM 756577 10 2 48 500 X 500
SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054 20 4 302 8,000 X 8,000
SCIENTIFIC - ATLANTA INC COM 808655 10 4 1,982 40,000 X 40,000
SEPRACOR INC. COM 817315 10 4 642 8,500 X 8,500
SPEED FAM-IPEC, INC COM 847705 10 0 3,174 264,475 X 264,475
STERLING COMMERCE INC COM 859205 10 6 371 20,000 X 20,000
SUN MICROSYSTEMS INC COM 866810 10 4 6,510 70,000 X 70,000
TEKELEC COM 879101 10 3 11,630 842,000 X 842,000
TELLABS INC COM 879664 10 0 2,277 40,000 X 40,000
TERADYNE INC COM 880770 10 2 2,820 80,000 X 80,000
TEXAS INSTRS INC COM 882508 10 4 3,660 44,500 X 44,500
TRANSWITCH CORP COM 894065 10 1 5,498 96,450 X 96,450
TRIQUINT SEMICONDUCTOR INC COM 89674K 10 3 36,048 630,350 X 630,350
V3 SEMICONDUCTOR, INC. COM 918392 10 1 549 47,200 X 47,200
VERSIGN INC COM 92343E 10 2 2,236 21,000 X 21,000
VIGNETTE CORPORATION COM 926734 10 4 4,977 55,000 X 55,000
VITESSE SEMICONDUCTOR CORP COM 928497 10 6 21,002 246,000 X 246,000
XILINX INC COM 983919 10 1 4,587 70,000 X 70,000
ZORAN CORP COM 98975F 10 1 21,882 804,500 X 804,500
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