AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 23, 2000
REGISTRATION NO. 333-
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM S-6
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FOR REGISTRATION UNDER THE SECURITIES ACT
OF 1933 OF SECURITIES OF UNIT INVESTMENT
TRUSTS REGISTERED ON FORM N-8B-2
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A. EXACT NAME OF TRUST:
EQUITY FOCUS TRUSTS - STRATEGIC SERIES 2000-D, 10/A+ PORTFOLIO
B. NAME OF DEPOSITOR: SALOMON SMITH BARNEY INC.
C. COMPLETE ADDRESS OF DEPOSITOR'S PRINCIPAL EXECUTIVE OFFICES:
SALOMON SMITH BARNEY INC.
388 GREENWICH STREET, 23RD FLOOR
NEW YORK, NY 10013
D. NAMES AND COMPLETE ADDRESS OF AGENT FOR SERVICE:
COPY OF COMMENTS TO:
LAURIE A. HESSLEIN MICHAEL R. ROSELLA, ESQ.
Salomon Smith Barney Inc. Paul, Hastings, Janofsky & Walker LLP
7 World Trade Center 399 Park Avenue
New York, New York 10048 New York, New York 10022
(212) 318-6800
E. TITLE OF SECURITIES BEING REGISTERED:
An indefinite number of Units of beneficial interest pursuant
to Rule 24f-2 promulgated under the Investment Company Act of
1940, as amended.
F. APPROXIMATE DATE OF PROPOSED PUBLIC OFFERING:
As soon as practicable after the effective date of the
registration statement.
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The registrant hereby amends this registration statement on such date or dates
as may be necessary to delay its effective date until the registrant shall file
a further amendment which specifically states that this registration statement
shall thereafter become effective in accordance with Section 8(a) of the
Securities Act of 1933 or until the registration statement shall become
effective on such date as the Commission, acting pursuant to said section 8(a),
may determine.
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SUBJECT TO COMPLETION, DATED OCTOBER 23, 2000
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EQUITY FOCUS TRUSTS - STRATEGIC SERIES 2000-D, 10/A+PORTFOLIO
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The final prospectus for a prior series of Equity Focus Trusts -
Strategic Series, 10/A+ Portfolio is hereby incorporated by reference and used
as a preliminary prospectus for Equity Focus Trusts - Strategic Series 2000-D,
10/A+ Portfolio. Except as indicated below, the narrative information and
structure of the final prospectus which includes the new Trust will be
substantially the same as that of the previous prospectus. Information with
respect to this Trust, including pricing, the size and composition of the Trust
portfolio, the number of units of the Trust, dates and summary information
regarding the characteristics of securities to be deposited in the Trust is not
now available and will be different from that shown since each trust has a
unique portfolio. Accordingly, the information contained herein with regard to
the previous Trust should be considered as being included for informational
purposes only. Investors should contact financial professionals of the
underwriters who will be informed of the expected effective date of this Trust
and who will be supplied with complete information with respect to such Trust on
the day of and immediately prior to the effectiveness of the registration
statement relating to units of the Trust.
The information in this prospectus is not complete and may be changed.
We may not sell these securities until the registration statement filed with the
Securities and Exchange Commission is effective. This prospectus is not an offer
to sell these securities and it is not soliciting an offer to buy these
securities in any state where the offer or sale is not permitted.
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Part II
ADDITIONAL INFORMATION NOT INCLUDED IN THE PROSPECTUS
A. The following information relating to the Depositor is incorporated
by reference to the SEC filings indicated and made a part of this Registration
Statement.
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SEC FILE OR
IDENTIFICATION NO.
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II. Bonding Arrangements and Date of Organization of the Depositor filed
pursuant to Items A and B of Part II of the Registration Statement on
Form S-6 under the Securities Act of 1933:
Salomon Smith Barney Inc. 2-67446
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III. Information as to Officers and Directors of the
Depositor filed pursuant to Schedules A and D of Form BD under Rules
15b1-1 and 15b3-1 of the Securities Exchange Act of 1934:
Salomon Smith Barney Inc. 8-12324
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IV. Charter documents of the Depositor filed as
Exhibits to the Registration Statement on Form
S-6 under the Securities Act of 1933 (Charter,
By-Laws):
Salomon Smith Barney Inc. 33-65332, 33-36037
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B. The Internal Revenue Service Employer Identification Numbers of the
Sponsor and Trustee are as follows:
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<S> <C>
Salomon Smith Barney Inc. 13-1912900
The Chase Manhattan Bank 13-4994650
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Supplemented final prospectuses from the following Series (all of which are
incorporated herein by reference) may be used as preliminary prospectuses for
this Series:
Equity Focus Trusts - Strategic Series 2000-B, 10/A+ Portfolio
(Reg. No. 333-34712); and
Equity Focus Trusts - Strategic Series 2000-C, 10/A+ Portfolio
(Reg. No. 333-41382)
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CONTENTS OF REGISTRATION STATEMENT
The Registration Statement on Form S-6 comprises the following papers and
documents:
The facing sheet of Form S-6.
The Cross-Reference Sheet (incorporated by reference to the
Cross-Reference Sheet to the Registration Statement of The
Uncommon Values Unit Trust, 1985 Series, 1933 Act File No.
2-97046).
The Prospectus.
Additional Information not included in the Prospectus (Part II).
The undertaking to file reports.
The signatures.
Written Consents as of the following persons:
KPMG LLP (included in Exhibit 5.1)
Paul, Hastings, Janofsky & Walker LLP (included in Exhibit 3.1)
The following exhibits:
1.1.1 -- Form of Reference Trust Indenture (incorporated by reference
to Exhibit 1.1.1 to the Registration Statement of Equity Focus
Trusts - Strategic Series 2000-B, 10/A+ Portfolio, 1933 Act
File No. 333-34712).
2.1 -- Form of Standard Terms and Conditions of Trust (incorporated
by reference to Exhibit 2.1 to the Registration Statement of
Equity Focus Trusts - Global Research Selections, Series
2000-A, 1933 Act File No. 333-31514).
*3.1 -- Opinion of counsel as to the legality of the securities being
issued including their consent to the use of their names under
the headings "Taxes" and "Legal Opinion" in the Prospectus.
*5.1 -- Consent of KPMG LLP to the use of their name under the heading
"Miscellaneous - Auditors" in the Prospectus.
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* To be filed with Amendment to Registration Statement.
II-2
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SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THE
REGISTRANT HAS DULY CAUSED THIS REGISTRATION STATEMENT OR AMENDMENT TO THE
REGISTRATION STATEMENT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED THEREUNTO
DULY AUTHORIZED IN THE CITY OF NEW YORK AND STATE OF NEW YORK ON THE 23RD DAY OF
OCTOBER, 2000
Signatures appear on page II-4.
A majority of the members of the Board of Directors of Salomon Smith
Barney Inc. has signed this Registration Statement or Amendment to the
Registration Statement pursuant to Powers of Attorney authorizing the person
signing this Registration Statement or Amendment to the Registration Statement
to do so on behalf of such members.
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SALOMON SMITH BARNEY UNIT TRUSTS (Registrant)
SALOMON SMITH BARNEY INC.
DEPOSITOR
Bythe following persons*, who constitute a majority of the Board of
Directors of Salomon Smith Barney Inc.:
DERYCK C. MAUGHAN
MICHAEL A. CARPENTER
By: /s/GINA LEMON
(As authorized signatory for
Salomon Smith Barney Inc. and
Attorney-in-Fact for the persons listed above)
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* Pursuant to Powers of Attorney filed as exhibits to Registration Statement
Nos.333-62533 and 333- 66875.
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