SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
July 18, 2000
(Date of earliest event reported)
THE CHARLES SCHWAB CORPORATION
(Exact name of registrant as specified in its charter)
Delaware 1-9700 94-3025021
(State or other jurisdiction Commission (I.R.S. Employer
of incorporation or organization) File Number Identification Number)
120 Kearny Street, San Francisco, CA 94108
(Address of principal executive offices and zip code)
Registrant's telephone number, including area code: (415) 627-7000
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THE CHARLES SCHWAB CORPORATION
Item 5. Other Events
On July 18, 2000, The Charles Schwab Corporation (CSC) issued a press
release announcing its consolidated results of operations for the three-month
and six-month periods ended June 30, 2000. A copy of such press release is filed
herein as Exhibit 99.1. This Current Report on Form 8-K is being filed to
present 30 days of combined results of operations of CSC and U.S. Trust
Corporation (U.S. Trust). The consolidated results of operations give
retroactive effect to CSC's merger with U.S. Trust on May 31, 2000 which was
accounted for as a pooling of interests. The pooling of interests method of
accounting requires the restatement of all periods presented as if CSC and U.S.
Trust had been operating as a combined entity during such periods.
Item 7. Financial Statements and Exhibits
(c) Exhibit
The exhibit listed below is filed as part of this Current Report on
Form 8-K.
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Exhibit
Number Description
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99.1 Copy of the press release of The Charles Schwab Corporation
announcing its consolidated results of operations for the
three-month and six-month periods ended June 30, 2000, dated
July 18, 2000.
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THE CHARLES SCHWAB CORPORATION
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
THE CHARLES SCHWAB CORPORATION
(Registrant)
Date: July 18, 2000 /s/ Christopher V. Dodds
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Christopher V. Dodds,
Executive Vice President and
Chief Financial Officer
