OMB APPROVAL
OMB Number 3235-0145
Expires: October 31, 1994
Estimated average burden hours
per response 14.90
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4 )*
ALBERTO-CULVER COMPANY
(Name of Issuer)
CLASS A COMMON STOCK, $.22 par value per share
(Title of Class of Securities)
016068101
(CUSIP Number)
Check the following box if a fee is being paid with the statement . (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosure provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP NO. 016068101 13G
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
LEONARD H. LAVIN
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
(a)
(b)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 5 SOLE VOTING POWER
2,143,082**
6 SHARED VOTING POWER
115,044**
7 SOLE DISPOSITIVE POWER
2,143,082**
8 SHARED DISPOSITIVE POWER
115,044**
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,258,126**
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES *
Excluded are 228,764 shares of Class A Common Stock and 1,522,970
shares of Class B Common Stock held in the name of the Reporting
Person's spouse as trustee of a trust for her benefit or as
trustee or co-trustee of trusts for the benefit of their adult
children and grandchildren. The Reporting Person disclaims
beneficial ownership of such shares.
X
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9).
17.3%**
12 TYPE OF REPORTING PERSON *
IN
* SEE INSTRUCTIONS BEFORE FILLING OUT!
** Includes shares of the Issuer's Class B common stock, $.22
par value (the "Class B Common Stock") which are immediately
convertible at the holder's option into shares of Class A Common
Stock.
CUSIP No. 016068101 SCHEDULE 13G
ONLY THOSE ITEMS AMENDED ARE REPORTED HEREIN.
Item 4. Ownership.
(a) Amount Beneficially Owned: 2,258,126 shares
(b) Percentage of Class: 17.3%
(c) Number of shares as to
which such person has:
(i) Sole power to vote: 2,143,0821 shares
(ii) Shared power to vote: 115,0442 shares
(iii) Sole power to dispose: 2,143,0821 shares
(iv) Shared power to dispose: 115,0442 shares
1 Includes 1,548,230 shares of Class B Common Stock held by the
Reporting Person as trustee of a trust for his benefit. The shares of Class B
Common Stock are immediately convertible at the holder's option into shares of
Class A Common Stock.
Does not include 228,764 shares of Class A Common Stock and
1,522,970 shares of Class B Common Stock held in the name of the Reporting
Person's spouse as trustee of a trust for her benefit or as trustee or co-
trustee of trusts for the benefit of their adult children and grandchildren.
The Reporting Person disclaims beneficial ownership of such shares.
2 Held in the name of Lavin Family Foundation, a charitable
foundation of which the Reporting Person is the President and a Director.
CUSIP No. 016068101 SCHEDULE 13G
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: January 28, 1994
Signature: /s/ Leonard H. Lavin
Leonard H. Lavin
OMB APPROVAL
OMB Number 3235-0145
Expires: October 31, 1994
Estimated average burden hours
per response 14.90
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 10 )*
ALBERTO-CULVER COMPANY
(Name of Issuer)
CLASS B COMMON STOCK, $.22 par value per share
(Title of Class of Securities)
013068101
(CUSIP Number)
Check the following box if a fee is being paid with the statement . (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosure provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP NO. 013068101 13G
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
LEONARD H. LAVIN
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP *
(a)
(b)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER
OF SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH 5 SOLE VOTING POWER
1,548,230 shares Class B Common Stock**
6 SHARED VOTING POWER
12,000 shares Class B Common Stock**
7 SOLE DISPOSITIVE POWER
1,548,230 shares Class B Common Stock**
8 SHARED DISPOSITIVE POWER
12,000 shares Class B Common Stock**
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,560,230 shares Class B Common Stock**
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES *
Excluded are 1,522,970 shares of Class B Common Stock and 228,764
shares of Class A Common Stock held in the name of the Reporting
Person's spouse as trustee of a trust for her benefit or as
trustee or co-trustee of trusts for the benefit of their adult
children and grandchildren. The Reporting Person disclaims
beneficial ownership of such shares.
X
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9).
9.3%**
12 TYPE OF REPORTING PERSON *
IN
* SEE INSTRUCTIONS BEFORE FILLING OUT!
** Does not include shares of the Issuer's Class A common
stock, $.22 par value (the "Class A Common Stock") which are
convertible by the Issuer into shares of Class B Common Stock.
CUSIP No. 013068101 SCHEDULE 13G
ONLY THOSE ITEMS AMENDED ARE REPORTED HEREIN.
Item 4. Ownership.
(a) Amount Beneficially Owned: 1,560,230 shares of Class B Common
Stock
(b) Percentage of Class: 9.3%
(c) Number of shares as to
which such person has:
(i) Sole power to vote: 1,548,2301 shares of Class B Common Stock
(ii) Shared power to vote: 12,0002 shares of Class B Common Stock
(iii) Sole power to dispose: 1,548,2301 shares of Class B Common Stock
(iv) Shared power to dispose: 12,0002 shares of Class B Common Stock
1 Does not include 594,852 shares of Class A Common Stock held by
the Reporting Person as trustee of a trust for his benefit which are
convertible by the Issuer into shares of Class B Common Stock.
Also does not include 1,522,970 shares of Class B Common Stock and
228,764 shares of Class A Common Stock held in the name of the Reporting
Person's spouse as trustee of a trust for her benefit and as trustee or co-
trustee of trusts for the benefit of their adult children and grandchildren.
The Reporting Person disclaims beneficial ownership of such shares.
2 Held in the name of Lavin Family Foundation, a charitable
foundation of which the Reporting Person is the President and a Director.
Does not include 103,044 shares of Class A Common Stock held by Lavin Family
Foundation which are convertible by the Issuer into shares of Class B Common
Stock.
CUSIP No. 013068101 SCHEDULE 13G
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: January 28, 1994
Signature: /s/ Leonard H. Lavin
Leonard H. Lavin
