UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Guardian Insurance & Annuity Co., Inc.
Address: 7 Hanover Square
New York, NY 10005
13F File Number: 028-04885
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Frank L. Pepe
Title: Vice President/Treasurer
Phone: 212-598-8445
Signature, Place, and Date of Signing:
Frank L. Pepe New York, NY February 2, 2000
Report Type (Check only one.):
[ x ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 216
Form 13F Information Table Value Total: $232,114,497
List of Other Included Managers:
No. 13F File Number Name
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<TABLE>
THE GUARDIAN SMALL CAP STOCK FUND
FORM 13F INFORMATION TABLE
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NAME OF ISSUER TITLE OF CUSIP MKT V SHRS/INV DISCRETION VOTING AUTHORITY (SHARES)
CLASS NUMBER SOLE SHRDOTHRMGR A-SOLEB-SHRC-NONE
OPENTV CORP CL A G67543101 770,400 9,600 X 01 9,600 0 0
AUDIO CODES LTD ORD M15342104 1,214,400 13,200 X 01 13,200 0 0
METALINK LTD ORD M69897102 517,525 25,400 X 01 25,400 0 0
FLEXTRONICS INTERNATIONAL ORD Y2573F102 956,800 20,800 X 01 20,800 0 0
AVX CORP NEW COM 002444107 589,263 11,800 X 01 11,800 0 0
ABITIBI CONSOLIDATED INC COM 003924107 400,188 33,700 X 01 33,700 0 0
ADELPHIA COMMUNICATIONS CORP CL A 006848105 3,346,875 51,000 X 01 51,000 0 0
ADVANCED MICRO DEVICES INC COM 007903107 1,331,125 46,000 X 01 46,000 0 0
ADVANCED ENERGY INDS INC COM 007973100 935,750 19,000 X 01 19,000 0 0
AETHER SYSTEMS INC COM 00808V105 537,188 7,500 X 01 7,500 0 0
AGENCY COM LTD COM 008447104 484,500 9,500 X 01 9,500 0 0
AGILE SOFTWARE CORP DEL COM 00846X105 651,703 3,000 X 01 3,000 0 0
AIRNET COMM CORP COM 00941P106 923,925 25,400 X 01 25,400 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 2,064,038 6,300 X 01 6,300 0 0
ALEXANDRIA REAL ESTATE EQUIT COM 015271109 474,006 14,900 X 01 14,900 0 0
ALLIANT TECHSYSTEMS INC COM 018804104 697,900 11,200 X 01 11,200 0 0
ALPHARMA INC CL A 020813101 728,775 23,700 X 01 23,700 0 0
ALTEON WEBSYSTEMS INC COM 02145A109 438,750 5,000 X 01 5,000 0 0
AMERICAN STD COS INC COM 029712106 564,263 12,300 X 01 12,300 0 0
AMERICAN TOWER CORP CL A 029912201 657,094 21,500 X 01 21,500 0 0
AMES DEPT STORES INC COM 030789507 1,613,500 56,000 X 01 56,000 0 0
ANDRX CORP COM 034551101 401,969 9,500 X 01 9,500 0 0
ANN TAYLOR STORES CORP COM 36115103 688,750 20,000 X 01 20,000 0 0
APPLIED MICRO CIRCUITS CORP COM 03822W109 3,206,700 25,200 X 01 25,200 0 0
AT HOME CORP COM SER A 045919107 786,156 18,336 X 01 18,336 0 0
BJS WHSL CLUB INC COM 05548J106 3,507,650 96,100 X 01 96,100 0 0
BJ SVCS CO COM 055482103 2,630,006 62,900 X 01 62,900 0 0
BARRETT RES CORP COM 068480201 444,506 15,100 X 01 15,100 0 0
BAY VIEW CAP CORP COM 07262L101 922,188 65,000 X 01 65,000 0 0
BEA SYS INC COM 073325102 643,425 9,200 X 01 9,200 0 0
BOWATER INC COM 102183100 581,144 10,700 X 01 10,700 0 0
BROADVISION INC COM 111412102 1,802,663 10,600 X 01 10,600 0 0
CH ENERGYGROUP INC COM 12541M102 297,000 9,000 X 01 9,000 0 0
CMG INFORMATION SVCS INC COM 125750109 2,934,875 10,600 X 01 10,600 0 0
CNET INC COM 125945105 351,850 6,200 X 01 6,200 0 0
CACHEFLOW INC COM 126946102 810,263 6,200 X 01 6,200 0 0
CABOT CORP COM 127055101 489,000 24,000 X 01 24,000 0 0
CALIPER TECHNOLOGIES CORP COM 130876105 1,695,450 25,400 X 01 25,400 0 0
CALPINE CORP COM 131347106 2,515,200 39,300 X 01 39,300 0 0
CELESTICA INC SUB VTG SH15101Q108 1,387,500 25,000 X 01 25,000 0 0
CENTEX CORP COM 152312104 395,000 16,000 X 01 16,000 0 0
CHURCH & DWIGHT INC COM 171340102 998,113 37,400 X 01 37,400 0 0
CITADEL COMMUNICATIONS CORP COM 172853202 4,074,150 62,800 X 01 62,800 0 0
CLASSIC COMMUN INC CL A 182728204 957,938 26,200 X 01 26,200 0 0
COBALT NETWORKS INC COM 19074R101 444,338 4,100 X 01 4,100 0 0
COMMERCE BANCORP INC N J COM 200519106 477,163 11,800 X 01 11,800 0 0
COMMERCE ONE INC DEL COM 200693109 1,061,100 5,400 X 01 5,400 0 0
COMMERCIAL FED CORP COM 201647104 746,344 41,900 X 01 41,900 0 0
COMMSCOPE INC COM 203372107 1,773,750 44,000 X 01 44,000 0 0
COOPER CAMERON CORP COM 216640102 557,888 11,400 X 01 11,400 0 0
COORS ADOLPH CO CL B 217016104 1,643,250 31,300 X 01 31,300 0 0
COX COMMUNICATIONS INC CL A 224044107 1,917,757 37,238 X 01 37,238 0 0
COX RADIO INC CL A 224051102 1,725,675 17,300 X 01 17,300 0 0
CREDENCE SYSTEMS CORP COM 225302108 830,400 9,600 X 01 9,600 0 0
CRITICAL PATH INC COM 22674V100 1,623,250 17,200 X 01 17,200 0 0
CROSSMANN CMNTYS INC COM 22764E109 899,000 58,000 X 01 58,000 0 0
CROWN CASTLE INTL CORP COM 228227104 796,700 24,800 X 01 24,800 0 0
CULLEN FROST BANKERS INC COM 229899109 728,725 28,300 X 01 28,300 0 0
CUMULUS MEDIA INC CL A 231082108 1,192,625 23,500 X 01 23,500 0 0
CYBERSOURCE CORP COM 23251J106 414,000 8,000 X 01 8,000 0 0
CYMER INC COM 232572107 506,000 11,000 X 01 11,000 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 589,225 18,200 X 01 18,200 0 0
DII GROUP INC COM 232949107 1,107,113 15,600 X 01 15,600 0 0
DSP GROUP INC COM 23332B106 688,200 7,400 X 01 7,400 0 0
DAIN RAUSCHER CORP COM 233856103 1,116,000 24,000 X 01 24,000 0 0
DELTATHREE COM COM 24783N102 247,200 9,600 X 01 9,600 0 0
DEXTER CORP COM 252165105 520,725 13,100 X 01 13,100 0 0
DIGITAL IMPACT INC COM 25385G106 235,588 4,700 X 01 4,700 0 0
DIME BANCORP INC COM 25429Q102 415,938 27,500 X 01 27,500 0 0
DONALDSON LUFKIN & JENRETTE COM 257661504 370,256 27,300 X 01 27,300 0 0
DYCOM INDS INC COM 267475101 1,057,500 24,000 X 01 24,000 0 0
E PIPHANY INC COM 26881V100 557,813 2,500 X 01 2,500 0 0
E TEK DYNAMICS INC COM 269240107 2,584,800 19,200 X 01 19,200 0 0
ETOWN CORP COM 269242103 647,400 10,400 X 01 10,400 0 0
ELCOR CHEM CORP COM 284443108 569,363 18,900 X 01 18,900 0 0
EMULEX CORP COM 292475209 990,000 8,800 X 01 8,800 0 0
ENERGY EAST CORP COM 29266M109 337,163 16,200 X 01 16,200 0 0
ENTERCOM COMMUNICATIONS CORP COM 293639100 1,663,200 25,200 X 01 25,200 0 0
ENZON INC COM 293904108 667,975 15,400 X 01 15,400 0 0
EPCOS AG ORD 29410P107 702,063 9,400 X 01 9,400 0 0
EQUITABLE RES INC COM 294549100 523,988 15,700 X 01 15,700 0 0
ETHAN ALLEN INTERIORS INC COM 297602104 1,928,559 60,150 X 01 60,150 0 0
EXAR CORP COM 300645108 783,038 13,300 X 01 13,300 0 0
EXODUS COMMUNICATIONS INC COM 302088109 3,179,488 35,800 X 01 35,800 0 0
EXPEDIA INC COM 302125109 700,000 20,000 X 01 20,000 0 0
FINISTAR CORP COM 31787A101 970,650 10,800 X 01 10,800 0 0
FIRST TENN NATL CORP COM 337162101 1,105,800 38,800 X 01 38,800 0 0
FREEMARKETS INC COM 356602102 341,313 1,000 X 01 1,000 0 0
FULTON FINL CORP PA COM 360271100 406,800 22,600 X 01 22,600 0 0
GALLAGHER ARTHUR J & CO COM 363576109 1,262,625 19,500 X 01 19,500 0 0
GO2NET COM 383486107 461,100 5,300 X 01 5,300 0 0
GRAND UNION CO COM 386532402 1,545,075 152,600 X 01 152,600 0 0
GRIC COMMUNICATIONS INC COM 398081109 1,408,313 55,500 X 01 55,500 0 0
HARMONIC INC COM 413160102 626,588 6,600 X 01 6,600 0 0
HELIX TECHNOLOGY CORP COM 423319102 631,856 14,100 X 01 14,100 0 0
HENRY JACK & ASSOC INC COM 426281101 1,374,400 25,600 X 01 25,600 0 0
HILB ROGAL & HAMILTON CO COM 431294107 384,200 13,600 X 01 13,600 0 0
HOME PPTYS N Y INC COM 437306103 439,000 16,000 X 01 16,000 0 0
IDEC PHARMACEUTICALS CORP COM 449370105 786,000 8,000 X 01 8,000 0 0
ITC DELTACOM COM 45031T104 488,963 17,700 X 01 17,700 0 0
INKTOMI CORP COM 457277101 1,331,250 15,000 X 01 15,000 0 0
INSIGHT COMMUNICATIONS INC CL A 45768V108 1,016,138 34,300 X 01 34,300 0 0
INTEGRATED DEVICE TECHNOLOGY COM 458118106 652,500 22,500 X 01 22,500 0 0
THE INTERCEPT GROUP INC COM 45845L107 1,018,281 34,300 X 01 34,300 0 0
INTERMEDIA COMMUNICATIONS INC COM 458801107 566,663 14,600 X 01 14,600 0 0
INTERTRUST TECHNOLOGIES CORP COM 46113Q109 741,038 6,300 X 01 6,300 0 0
INTERWOVEN INC COM 46114T102 450,013 3,700 X 01 3,700 0 0
INTUIT COM 461202103 1,690,238 28,200 X 01 28,200 0 0
JLG INDS INC COM 466210101 913,219 57,300 X 01 57,300 0 0
JNI CORP COM 46622G105 415,800 6,300 X 01 6,300 0 0
JAKKS PACINC COM 47012E106 592,394 31,700 X 01 31,700 0 0
JONES INTERCABLE INC CL A 480206200 2,370,488 34,200 X 01 34,200 0 0
JONES PHARMA INC COM 480236108 1,242,313 28,600 X 01 28,600 0 0
JUNIPER NETWORKS INC COM 48203R104 1,360,000 4,000 X 01 4,000 0 0
KLA TENCOR CORP COM 482480100 1,826,550 16,400 X 01 16,400 0 0
KANA COMMUNICATIONS INC COM 483600102 2,050,000 10,000 X 01 10,000 0 0
KEMET CORP COM 488360108 644,394 14,300 X 01 14,300 0 0
KING PHARMACEUTICALS INC COM 495582108 1,182,919 21,100 X 01 21,100 0 0
L 3 COMMUNICATIONS HLDG CORP COM 502424104 840,825 20,200 X 01 20,200 0 0
LAFARGE CORP COM 505862102 1,602,250 58,000 X 01 58,000 0 0
LAM RESH CORP COM 512807108 758,625 6,800 X 01 6,800 0 0
LAMAR ADVERTISING CO CL A 512815101 1,023,506 16,900 X 01 16,900 0 0
LATTICE SEMICONDUCTOR CORP COM 518415104 551,363 11,700 X 01 11,700 0 0
LEARNING TREE INTL INC COM 522015106 736,400 26,300 X 01 26,300 0 0
LEGATO SYSTEMS INC COM 524651106 639,956 9,300 X 01 9,300 0 0
LEGG MASON INC COM 524901105 482,125 13,300 X 01 13,300 0 0
LOUIS DREYFUS NAT GAS CORP COM 546011107 572,750 31,600 X 01 31,600 0 0
M & T BK CORP COM 55261F104 414,250 1,000 X 01 1,000 0 0
M.D.C. HOLDINGS INC COM 552676108 800,063 51,000 X 01 51,000 0 0
MACDERMID INC COM 554273102 677,531 16,500 X 01 16,500 0 0
MACROMEDIA INC COM 556100105 2,186,438 29,900 X 01 29,900 0 0
MARSHALL & ILSLEY CORP COM 571834100 1,275,094 20,300 X 01 20,300 0 0
MARTIN MARIETTA MATLS INC COM 573284106 873,300 21,300 X 01 21,300 0 0
MAVERICK TUBE CORP COM 577914104 814,688 33,000 X 01 33,000 0 0
MERCURY INTERACTIVE CORP COM 589405109 658,419 6,100 X 01 6,100 0 0
METASOLV SOFTWARE INC COM 591393103 1,038,225 12,700 X 01 12,700 0 0
METROMEDIA FIBER NETWORK INC CL A 591689104 1,464,491 30,550 X 01 30,550 0 0
MIDCOAST ENERGY RES INC COM 59563W104 515,900 30,800 X 01 30,800 0 0
MILLENNIUM PHARMACEUTICALS COM 599902103 841,800 6,900 X 01 6,900 0 0
MOHAWK INDS INC COM 608190104 764,875 29,000 X 01 29,000 0 0
NATIONAL COMM BANCORP COM 635449101 816,750 36,000 X 01 36,000 0 0
NATIONAL COMPUTER SYS INC COM 635519101 1,188,950 31,600 X 01 31,600 0 0
NATIONAL FUEL GAS CO COM 636180101 585,900 12,600 X 01 12,600 0 0
NATIONAL R V HLDGS INC COM 637277104 915,338 47,550 X 01 47,550 0 0
NETRATINGS INC COM 64116M108 803,688 16,700 X 01 16,700 0 0
NETWORK APPLIANCE INC COM 64120L104 4,153,125 50,000 X 01 50,000 0 0
NETZERO INC COM 64122R109 269,375 10,000 X 01 10,000 0 0
NEWFIELD EXPL CO COM 651290108 521,625 19,500 X 01 19,500 0 0
NEWPORT NEWS SHIPBUILDING INC COM 652228107 415,250 15,100 X 01 15,100 0 0
NEXT LEVEL COMMUNICATIONS INC COM 65333U104 1,662,225 22,200 X 01 22,200 0 0
NISOURCE INC COM 65473P105 1,181,538 66,100 X 01 66,100 0 0
NORTH FORK BANCORPORATION INC COM 659424105 1,316,000 75,200 X 01 75,200 0 0
OPTICAL COATING LAB INC COM 683829105 1,272,800 4,300 X 01 4,300 0 0
OPTIMAL ROBOTICS CORP CL A 68388R208 2,421,250 65,000 X 01 65,000 0 0
OTTER TAIL PWR CO COM 689648103 206,250 5,500 X 01 5,500 0 0
PEOPLES HERITAGE FINL GROUP COM 711147108 1,960,354 130,148 X 01 130,148 0 0
PHILADELPHIA SUBN CORP COM 718009608 510,981 24,700 X 01 24,700 0 0
PINNACLE HLDGS INC COM 72346N101 728,850 17,200 X 01 17,200 0 0
PLEXUS CORP COM 729132100 1,958,000 44,500 X 01 44,500 0 0
POWER INTEGRATIONS COM 739276103 527,313 11,000 X 01 11,000 0 0
PRIMUS TELECOMM GROUP INC COM 741929103 2,295,000 60,000 X 01 60,000 0 0
PROFIT RECOVERY GROUP INTL INC COM 743168106 613,594 23,100 X 01 23,100 0 0
QLOGIC CORP COM 747277101 2,973,675 18,600 X 01 18,600 0 0
RF MICRO DEVICES INC COM 749941100 588,563 8,600 X 01 8,600 0 0
RADIO UNICA COMMUNICATIONS COM 75040Q106 288,750 10,000 X 01 10,000 0 0
REAL NETWORKS INC COM 75605L104 962,500 8,000 X 01 8,000 0 0
RED HAT INC COM 756577102 633,750 3,000 X 01 3,000 0 0
RETEK INC COM 76128Q109 361,200 4,800 X 01 4,800 0 0
SDL INC COM 784076101 3,030,200 13,900 X 01 13,900 0 0
SAPIENT CORP COM 803062108 986,563 7,000 X 01 7,000 0 0
SCIENTIFIC ATLANTA INC COM 808655104 506,188 9,100 X 01 9,100 0 0
SEMTECH CORP COM 816850101 589,013 11,300 X 01 11,300 0 0
SEPRACOR INC COM 817315104 674,475 6,800 X 01 6,800 0 0
SHAW GROUP INC COM 820280105 630,281 24,900 X 01 24,900 0 0
SHAW INDS INC COM 820286102 1,003,438 65,000 X 01 65,000 0 0
SILICON IMAGE INC COM 82705T102 525,469 7,500 X 01 7,500 0 0
SILKNET SOFTWARE INC COM 827094103 414,375 2,500 X 01 2,500 0 0
SOUTHDOWN INC COM 841297104 908,600 17,600 X 01 17,600 0 0
SPANISH BROADCASTING SYS INC CL A 846425882 1,006,250 25,000 X 01 25,000 0 0
SPARTECH CORP COM 847220209 964,275 29,900 X 01 29,900 0 0
SPINNAKER EXPL CO COM 84855W109 413,156 29,250 X 01 29,250 0 0
STATE AUTO FINL CORP COM 855707105 108,588 11,900 X 01 11,900 0 0
STONE ENERGY CORP COM 861642106 559,313 15,700 X 01 15,700 0 0
SYCAMORE NETWORKS INC COM 871206108 1,232,000 4,000 X 01 4,000 0 0
THQ INC COM 872443403 262,019 11,300 X 01 11,300 0 0
TNP ENTERPRISES INC COM 872594106 1,278,750 31,000 X 01 31,000 0 0
TELECORP PCS INC CL A 879299105 539,600 14,200 X 01 14,200 0 0
TEREX CORP COM 880779103 771,450 27,800 X 01 27,800 0 0
THOR INDS INC COM 885160101 1,881,038 61,800 X 01 61,800 0 0
3DO CO COM 88553W105 388,303 42,700 X 01 42,700 0 0
TIME WARNER TELECOM INC CL A 887319101 694,131 13,900 X 01 13,900 0 0
TRANSWITCH CORP COM 894065101 1,327,894 18,300 X 01 18,300 0 0
TRITEL INC CL A 89675X104 513,338 16,200 X 01 16,200 0 0
UCAR INTL INC COM 90262K109 368,719 20,700 X 01 20,700 0 0
U S CONCRETE INC COM 90333L102 330,000 55,000 X 01 55,000 0 0
UNITED PAYORS & UTD PROVIDERS COM 911319101 982,984 59,350 X 01 59,350 0 0
U S TR CORP COM 91288L105 2,124,969 26,500 X 01 26,500 0 0
UNITED STATIONERS INC COM 913004107 1,033,963 36,200 X 01 36,200 0 0
VA LINUX SYS INC COM 91819B105 247,950 1,200 X 01 1,200 0 0
VALASSIS COMMUNICATIONS INC COM 918866104 3,794,050 89,800 X 01 89,800 0 0
VALLEY NATL BANCORP COM 919794107 1,646,400 58,800 X 01 58,800 0 0
VERISIGN INC COM 92343E102 4,353,375 22,800 X 01 22,800 0 0
VERITAS DGC INC COM 92343P107 840,000 60,000 X 01 60,000 0 0
VIANT CORP COM 92553N107 495,000 5,000 X 01 5,000 0 0
VIRATA CORP COM 927646109 370,450 12,400 X 01 12,400 0 0
VISIO CORP COM 927914101 593,750 12,500 X 01 12,500 0 0
VITRIA TECHNOLOGY INC COM 92849Q104 1,942,200 8,300 X 01 8,300 0 0
WADDELL & REED FINL INC CL A 930059100 1,085,000 40,000 X 01 40,000 0 0
WATSON PHARMACEUTICALS INC COM 942683103 687,600 19,200 X 01 19,200 0 0
WINSTAR COMMUNICATIONS INC COM 975515107 662,200 8,800 X 01 8,800 0 0
XILINX INC COM 983919101 3,091,875 68,000 X 01 68,000 0 0
XIRCOM INC COM 983922105 2,550,000 34,000 X 01 34,000 0 0
XPEDIOR INC COM 98413B100 460,000 16,000 X 01 16,000 0 0
YOUNG & RUBICAM INC COM 987425105 1,450,375 20,500 X 01 20,500 0 0
ZALE CORP COM 988858106 3,400,763 70,300 X 01 70,300 0 0
ZIONS BANCORP COM 989701107 2,491,794 42,100 X 01 42,100 0 0
232,114,497
216 ITEMS
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