UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
ETEC SYSTEMS, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK
- --------------------------------------------------------------------------------
(Title of Class of Securities)
459200-10-1
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement |_|. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 8 pages
<PAGE>
CUSIP No. 459200-10-1 13G Page ___ of ___ Pages
================================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
International Business Machines Corporation
EIN No. 13-0871985
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
N/A
SHARES -------------------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
N/A
OWNED BY --------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
EACH
N/A
REPORTING --------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
PERSON WITH
N/A
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
================================================================================
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 8 pages
<PAGE>
AMENDMENT NO. 3
TO SCHEDULE 13G FILED ON
BEHALF OF INTERNATIONAL BUSINESS MACHINES CORPORATION
REGARDING ETEC SYSTEMS, INC.
ITEM 1
(a) Name of Issuer: ETEC Systems, Inc.
(b) Address of Issuer: Principal Executive Offices:
26460 Corporate Avenue
Hayward, CA 94545
ITEM 2
(a) Name of Person Filing: International Business Machines Corporation
(b) Address of Principal Business Office:
Old Orchard Road
Armonk, NY 10504
(c) Citizenship: New York, USA
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 459200-10-1
ITEM 3 Not Applicable
Page 3 of 8 pages
<PAGE>
ITEM 4 Not Applicable
ITEM 5 This Amendment No. 3 is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities.
ITEM 6 Not Applicable
ITEM 7 Not Applicable
ITEM 8 Not Applicable
ITEM 9 Not Applicable
ITEM 10 Signature
As required by Rule 101(a)(2)(ii) of Regulation S-T (Sec.
232.101(a)(2)(ii)), the attached Schedule I restates the entire text of Schedule
13G filed by International Business Machines Corporation regarding ETEC Systems,
Inc.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 20, 1997
--------------------------------
Date
/s/ John E. Hickey
--------------------------------
Signature
Name: John E. Hickey
Title: Vice President, Secretary and
Assistant General Counsel
Page 4 of 8 pages
<PAGE>
SCHEDULE I
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
ETEC SYSTEMS, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK
- --------------------------------------------------------------------------------
(Title of Class of Securities)
00026922C1
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement |_|. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 4
<PAGE>
CUSIP No. 459200-10-1 13G Page ___ of ___ Pages
================================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
International Business Machines Corporation
EIN No. 13-0871985
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York, U.S.A.
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
3,076,943
SHARES -------------------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY --------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
EACH
3,076,943
REPORTING --------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
PERSON WITH
0
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,076,943
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
14.5%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
================================================================================
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 4 pages
<PAGE>
AMENDMENT NO. 1
TO SCHEDULE 13G FILED ON
BEHALF OF INTERNATIONAL BUSINESS MACHINES CORPORATION
REGARDING ETEC SYSTEMS, INC.
ITEM 1
(a) Name of Issuer: ETEC Systems, Inc.
(b) Address of Issuer: Principal Executive Offices:
26460 Corporate Avenue
Hayward, CA 94545
ITEM 2
(a) Name of Person Filing: International Business Machines Corporation
(b) Address of Principal Business Office:
Old Orchard Road
Armonk, NY 10504
(c) Citizenship: New York, USA
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 459200-10-1
ITEM 3 Not Applicable
Page 3 of 4 pages
<PAGE>
ITEM 4
(a) Amount Beneficially Owned: 3,076,943 Common Shares
(b) Percent of Class: 14.5%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote 3,076,943
(ii) shared power to vote or to direct the vote 0
(iii) sole power to dispose or to direct the
disposition of 3,076,943
(iv) shared power to dispose or to direct the
disposition of 0
ITEM 5 Not Applicable
ITEM 6 Not Applicable
ITEM 7 Not Applicable
ITEM 8 Not Applicable
ITEM 9 Not Applicable
ITEM 10 Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
1/30/96
--------------------------------
Date
/s/ John E. Hickey
--------------------------------
Signature
Name: John E. Hickey
Title: Vice President, Secretary and
Assistant General Counsel
Page 4 of 4 pages