UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
ANCOR COMMUNICATIONS, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK
- --------------------------------------------------------------------------------
(Title of Class of Securities)
03 332 K10 8
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement |_|. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 9 pages
<PAGE>
CUSIP No. 03 332 K10 8 13G Page _ of _ Pages
================================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
International Business Machines Corporation
EIN No. 13-0871985
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
865,000
SHARES -------------------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY --------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
EACH
865,000
REPORTING --------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
PERSON WITH
0
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
865,000
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.4%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
================================================================================
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 9 pages
<PAGE>
AMENDMENT NO. 1
TO SCHEDULE 13G FILED ON
BEHALF OF INTERNATIONAL BUSINESS MACHINES CORPORATION
REGARDING ANCOR COMMUNICATIONS, INC.
ITEM 1 (a) Name of Issuer: Ancor Communications, Inc.
(b) Address of Issuer: Principal Executive Offices:
6130 Blue Circle Drive
Minnetonka, MN 55343
ITEM 2 (a) Name of Person Filing: International Business Machines Corporation
(b) Address of Principal Business Office:
Old Orchard Road
Armonk, NY 10504
(c) Citizenship: New York, USA
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 459200-10-1
ITEM 3 Not Applicable
ITEM 4 (a) Amount Beneficially Owned
865,000 shares
(b) Percent of Class
8.4%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
865,000
(ii) shared power to vote or to direct the vote
0
Page 3 of 9
<PAGE>
(iii) sole power to dispose or to direct the disposition of
865,000 Shares
(iv) shared power to dispose or to direct the disposition of
0
ITEM 5 Not Applicable
ITEM 6 Not Applicable
ITEM 7 Not Applicable
ITEM 8 Not Applicable
ITEM 9 Not Applicable
ITEM 10 Not Applicable
As required by Rule 101(a)(2)(ii) of Regulation S-T (Sec.
232.101(a)(2)(ii)), the attached Schedule I restates the entire text of Schedule
13G filed by International Business Machines Corporation regarding Ancor
Communications, Inc.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 20, 1997
--------------------------------
Date
/s/ John E. Hickey
--------------------------------
Signature
Name: John E. Hickey
Title: Vice President, Secretary and
Assistant General Counsel
Page 4 of 9
<PAGE>
SCHEDULE I
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.__)*
ANCOR COMMUNICATIONS, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK
- --------------------------------------------------------------------------------
(Title of Class of Securities)
03 332 K10 8
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement |X|. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 5 pages
<PAGE>
CUSIP No. 03 332 K10 8 13G Page 2 of 7 Pages
================================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
International Business Machines Corporation
13-0871985
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
1,200,000
SHARES -------------------------------------------------------------
6 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY --------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
EACH
1,200,000
REPORTING --------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
PERSON WITH
0
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,200,000
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.8%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
================================================================================
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 5 pages
<PAGE>
ITEM 1.
(a) Name of Issuer
Ancor Communications, Inc.
(b) Address of Issuer's Principal Executive Offices
6130 Blue Circle Drive
Minnetonka, MN 55343
ITEM 2.
(a) Name of Person Filing
International Business Machines Corporation
(b) Address of Principal Business Office, or, if none,
Residence
Old Orchard Road
Armonk, NY 10504
(c) Citizenship
State of New York
(d) Title of Class of Securities
Common Stock
(e) CUSIP Number
03 332 K10 8
ITEM 3.
Not Applicable
ITEM 4. Ownership
(a) Amount Beneficially Owned
1,200,000 shares
(b) Percent of Class
17.8%
Page 3 of 5 pages
<PAGE>
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
1,200,000 shares
(ii) shared power to vote or to direct the vote
0
(iii) sole power to dispose or to direct the
disposition of
1,200,000 Shares
(iv) shared power to dispose or to direct the
disposition of
0
ITEM 5. Ownership of Five Percent or Less of a Class
Not Applicable
ITEM 6. Ownership of More than Five Percent on Behalf of
Another Person
Not Applicable
ITEM 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Report on By the Parent Holding Company
Not Applicable
ITEM 8. Identification and Classification of Members of the Group
Not Applicable
ITEM 9. Notice of Dissolution of Group
Not Applicable
ITEM 10. Certification
Not Applicable
4 of 5
<PAGE>
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 1, 1995
--------------------------------
Date
/s/ Lee. A. Dayton
--------------------------------
Signature
International Business
Machines Corporation
Name: Lee A. Dayton
Title: General Manager
Real Estate and Business
Development
5 of 5
