As filed electronically with the Securities and Exchange
Commission on
November 18, 1998
(File No. 2-17613)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 103 [ X ]
and
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Amendment No. [ X ]
IVY FUND
(Exact Name of Registrant as Specified in Charter)
Via Mizner Financial Plaza
700 South Federal Highway - Suite 300
Boca Raton, Florida 33432
(Address of Principal Executive Offices)
Registrant's Telephone Number: (800) 777-6472
C. William Ferris
Mackenzie Investment Management Inc.
Via Mizner Financial Plaza
700 South Federal Highway - Suite 300
Boca Raton, Florida 33432
(Name and Address of Agent for Service)
Copies to:
Joseph R. Fleming, Esq.
Dechert Price & Rhoads
Ten Post Office Square, South - Suite 1230
Boston, MA 02109
[X] It is proposed that this Post-Effective Amendment will
become effective on November 18, 1998 pursuant to paragraph
(b) of Rule 485.
<PAGE>
<PAGE>
THIS POST-EFFECTIVE AMENDMENT NO. 103 IS BEING FILED SOLELY IN ORDER TO FILE
ELECTRONICALLY ALL EXHIBITS WHICH PREVIOUSLY HAVE NOT BEEN FILED VIA EDGAR.
THEREFORE, THE PROSPECTUSES AND STATEMENTS OF ADDITIONAL INFORMATION FOR THE
EIGHTEEN SERIES OFFERED BY THE REGISTRANT ARE NOT INCLUDED IN, BUT INCORPORATED
BY REFERENCE TO, THIS FILING.
<PAGE>
<PAGE>
IVY FUND
CROSS REFERENCE SHEET
Post-Effective Amendment No. 103 incorporates by reference
the prospectuses and statements of additional information for the
eighteen series of the Registrant as described in four separate
prospectuses and statements of additional information.
ITEMS REQUIRED BY FORM N-1A
CLASS A, B, C, AND I SHARES:
PART A:
1 COVER PAGE: Cover Page
2 SYNOPSIS: Expense Information
3 CONDENSED FINANCIAL INFORMATION: Not Applicable
4 GENERAL DESCRIPTION OF REGISTRANT: Investment Objectives
and Policies; Risk Factors and Investment Techniques;
Appendix A
5 MANAGEMENT OF THE FUND: Organization and Management of the
Fund; Investment Manager; Transfer Agent; Fund
Administration and Accounting
6 CAPITAL STOCK AND OTHER SECURITIES: Performance Data;
Dividends and Taxes; Choosing a Distribution Option;
Shareholder Inquiries; Signature Guarantees; Consolidated
Account Statements
7 PURCHASE OF SECURITIES BEING OFFERED: How to Buy Shares;
How Your Purchase Price is Determined; How the Fund Values
its Shares; Initial Sales Charge Alternative--Class A
Shares; Contingent Deferred Sales Charge Alternative--Class
A Shares; Qualifying for a Reduced Sales Charge; Contingent
Deferred Sales Charge Alternative--Class B and Class C
Shares; Automatic Investment Method; Retirement Plans
8 REDEMPTION OR REPURCHASE: How to Redeem Shares; Minimum
Account Balance Requirements; Tax Identification Number;
Certificates; Exchange Privilege; Systematic Withdrawal Plan
9 PENDING LEGAL PROCEEDINGS: Not Applicable
PART B:
10 COVER PAGE: Cover Page
<PAGE>
11 TABLE OF CONTENTS: Table of Contents
12 GENERAL INFORMATION AND HISTORY: Investment Objectives and
Policies
13 INVESTMENT OBJECTIVES AND POLICIES: Investment Objectives
and Policies; Investment Restrictions; Additional
Restrictions; Appendix A
14 MANAGEMENT OF THE FUND: Trustees and Officers; Investment
Advisory and Other Services
15 CONTROL PERSONS AND PRINCIPAL HOLDERS OF SECURITIES:
Trustees and Officers; Capitalization and Voting Rights
16 INVESTMENT ADVISORY AND OTHER SERVICES: Investment Advisory
and Other Services
17 BROKERAGE ALLOCATION AND OTHER PRACTICES: Brokerage
Allocation; Portfolio Turnover
18 CAPITAL STOCK AND OTHER SECURITIES: Capitalization and
Voting Rights; Conversion of Class B Shares
19 PURCHASE, REDEMPTION AND PRICING OF SECURITIES BEING
OFFERED: Net Asset Value; Redemptions
20 TAX STATUS: Taxation
21 UNDERWRITERS: Investment Advisory and Other Services
22 CALCULATION OF PERFORMANCE DATA: Performance Information
23 FINANCIAL STATEMENTS: Financial Statements
ADVISOR CLASS SHARES:
PART A:
1 COVER PAGE: Cover Page
2 SYNOPSIS: Expense Information
3 CONDENSED FINANCIAL INFORMATION: Not Applicable
4 GENERAL DESCRIPTION OF REGISTRANT: Investment Objectives
and Policies; Risk Factors and Investment Techniques;
Appendix A
5 MANAGEMENT OF THE FUND: Organization and Management of the
Fund; Investment Manager; Transfer Agent; Fund
Administration and Accounting
<PAGE>
6 CAPITAL STOCK AND OTHER SECURITIES: Performance Data;
Dividends and Taxes; Choosing a Distribution Option;
Shareholder Inquiries; Signature Guarantees; Consolidated
Account Statements
7 PURCHASE OF SECURITIES BEING OFFERED: How to Buy Shares;
How Your Purchase Price is Determined; How the Fund Values
its Shares; Automatic Investment Method; Retirement Plans
8 REDEMPTION OR REPURCHASE: How to Redeem Shares; Minimum
Account Balance Requirements; Tax Identification Number;
Certificates; Exchange Privilege; Systematic Withdrawal Plan
9 PENDING LEGAL PROCEEDINGS: Not Applicable
PART B:
10 COVER PAGE: Cover Page
11 TABLE OF CONTENTS: Table of Contents
12 GENERAL INFORMATION AND HISTORY: Investment Objectives and
Policies
13 INVESTMENT OBJECTIVES AND POLICIES: Investment Objectives
and Policies; Investment Restrictions; Additional
Restrictions; Appendix A
14 MANAGEMENT OF THE FUND: Trustees and Officers; Investment
Advisory and Other Services
15 CONTROL PERSONS AND PRINCIPAL HOLDERS OF SECURITIES:
Trustees and Officers; Capitalization and Voting Rights
16 INVESTMENT ADVISORY AND OTHER SERVICES: Investment Advisory
and Other Services
17 BROKERAGE ALLOCATION AND OTHER PRACTICES: Brokerage
Allocation; Portfolio Turnover
18 CAPITAL STOCK AND OTHER SECURITIES: Capitalization and
Voting Rights
19 PURCHASE, REDEMPTION AND PRICING OF SECURITIES BEING
OFFERED: Net Asset Value; Redemptions
20 TAX STATUS: Taxation
21 UNDERWRITERS: Investment Advisory and Other Services
22 CALCULATION OF PERFORMANCE DATA: Performance Information
23 FINANCIAL STATEMENTS: Financial Statements
<PAGE>
<PAGE>
Part A
Part A of this Post-Effective Amendment No. 103 to the
Registration Statement is incorporated by reference in its
entirety to Ivy Fund's current Post-Effective Amendment No. 99
filed on April 30, 1998.
<PAGE>
Part B
Part B of this Post-Effective Amendment No. 103 to the
Registration Statement is incorporated by reference in its
entirety to Ivy Fund's current Post-Effective Amendment No. 99
filed on April 30, 1998.
<PAGE>
<PAGE>
PART C. OTHER INFORMATION
Item 24: Financial Statements and Exhibits
(a) Financial Statements:
Included in Part A:
Financial Highlights (Incorporated by reference to Post
Effective Amendment No. 99 to Registration Statement
No. 2-17613)
Included in Part B:
December 31, 1997 Annual Report to Shareholders of
Ivy Asia Pacific Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy Bond Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy Canada Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
<PAGE>
December 31, 1997 Annual Report to Shareholders of
Ivy China Region Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy Developing Nations Fund (formerly Ivy New
Century Fund):
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy Global Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy Global Natural Resources Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
<PAGE>
December 31, 1997 Annual Report to Shareholders of
Ivy Global Science & Technology Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year Ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year Ended December 31, 1997 and the period
from July 22, 1996 (commencement of
operations) to December 31, 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy Growth Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy Growth with Income Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy International Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
<PAGE>
December 31, 1997 Annual Report to Shareholders of
Ivy International Fund II:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Period May
13, 1997 (commencement of operations) to
December 31, 1997
- Statement of Changes in Net Assets for the
Period May 13, 1997 to December 31, 1997
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy International Small Companies Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy Money Market Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy Pan-Europe Fund:
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Period May
13, 1997 (commencement of operations) to
December 31, 1997
- Statement of Changes in Net Assets for the
Period May 13, 1997 (commencement of
operations) to December 31, 1997
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
<PAGE>
December 31, 1997 Annual Report to Shareholders of
Ivy South America Fund (formerly Ivy Latin America
Strategy Fund):
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
December 31, 1997 Annual Report to Shareholders of
Ivy US Emerging Growth Fund (formerly Ivy Emerging
Growth Fund):
- Portfolio of Investments at December 31, 1997
- Statement of Assets and Liabilities as of
December 31, 1997
- Statement of Operations for the Year ended
December 31, 1997
- Statement of Changes in Net Assets for the
Year ended December 31, 1997 and 1996
- Financial Highlights
- Notes to Financial Statements
- Report of Independent Accountants
(Incorporated by reference to Post Effective
Amendment No. 99 to Registration Statement No. 2-
17613)
(b) Exhibits:
1. (a) Amended and Restated Declaration of Trust
dated December 10, 1992, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(a)(1) Redesignation of Shares of Beneficial
Interest and Establishment and Designation of
Additional Series and Classes of Shares of
Beneficial Interest (No Par Value) filed
with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Amendment to Amended and Restated Declaration
of Trust, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Amendment to Amended and Restated Declaration
of Trust, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
<PAGE>
(d) Establishment and Designation of Additional
Series (Ivy Emerging Growth Fund), filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(e) Redesignation of Shares (Ivy Growth with
Income Fund--Class A) and Establishment and
Designation of Additional Class (Ivy Growth
with Income Fund--Class C), filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(f) Redesignation of Shares (Ivy Emerging Growth
Fund--Class A, Ivy Growth Fund--Class A and
Ivy International Fund--Class A), filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(g) Establishment and Designation of Additional
Series (Ivy China Region Fund), filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(h) Establishment and Designation of Additional
Class (Ivy China Region Fund--Class B, Ivy
Emerging Growth Fund--Class B, Ivy Growth
Fund--Class B, Ivy Growth with Income Fund--
Class B and Ivy International Fund--Class B),
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(i) Establishment and Designation of Additional
Class (Ivy International Fund--Class I),
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(j) Establishment and Designation of Series and
Classes (Ivy Latin American Strategy Fund--
Class A and Class B, Ivy New Century Fund--
Class A and Class B), filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(k) Establishment and Designation of Series and
Classes (Ivy International Bond Fund--Class A
and Class B), filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
<PAGE>
(l) Establishment and Designation of Series and
Classes (Ivy Bond Fund, Ivy Canada Fund, Ivy
Global Fund, Ivy Short-Term US Government
Securities Fund (now known as Ivy Short-Term
Bond Fund) -- Class A and Class B),
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(m) Redesignation of Ivy Short-Term U.S.
Government Securities Fund as Ivy Short-Term
Bond Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(n) Redesignation of Shares (Ivy Money Market
Fund--Class A and Ivy Money Market Fund--
Class B), filed with Post-Effective Amendment
No. 84 to Registration Statement No. 2-17613
and incorporated by reference herein.
(o) Form of Establishment and Designation of
Additional Class (Ivy Bond Fund--Class C; Ivy
Canada Fund--Class C; Ivy China Region Fund--
Class C; Ivy Emerging Growth Fund--Class C;
Ivy Global Fund--Class C; Ivy Growth Fund--
Class C; Ivy Growth with Income Fund--Class
C; Ivy International Fund--Class C; Ivy
Latin America Strategy Fund--Class C; Ivy
International Bond Fund--Class C; Ivy Money
Market Fund--Class C; Ivy New Century Fund--
Class C), filed with Post-Effective
Amendment No. 84 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(p) Establishment and Designation of Series and
Classes (Ivy Global Science & Technology
Fund--Class A, Class B, Class C and Class I),
filed with Post-Effective Amendment No. 86 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(q) Establishment and designation of Series and
Classes (Ivy Global Natural Resources Fund--
Class A, Class B and Class C; Ivy Asia
Pacific Fund--Class A, Class B and Class C;
Ivy International Small Companies
Fund--Class A, Class B, Class C and Class
I), filed with Post-Effective Amendment No.
89 to Registration Statement No. 2-17613 and
incorporated by reference herein.
<PAGE>
(r) Establishment and designation of Series and
Classes (Ivy Pan-Europe Fund--Class A, Class
B and Class C), filed with Post-Effective
Amendment No. 92 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(s) Establishment and designation of Series and
Classes (Ivy International Fund II--Class A,
Class B, Class C and Class I), filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(t) Form of Establishment and Designation of
Additional Class (Ivy Asia Pacific Fund--
Advisor Class; Ivy Bond Fund--Advisor Class;
Ivy Canada Fund--Advisor Class; Ivy China
Region Fund--Advisor Class; Ivy Emerging
Growth Fund--Advisor Class; Ivy Global Fund--
Advisor Class; Ivy Global Natural Resources
Fund--Advisor Class; Ivy Global Science &
Technology Fund--Advisor Class; Ivy Growth
Fund--Advisor Class; Ivy Growth with Income
Fund--Advisor Class; Ivy International Bond
Fund--Advisor Class; Ivy International Fund
II--Advisor Class; Ivy International Small
Companies Fund--Advisor Class; Ivy Latin
America Strategy Fund--Advisor Class; Ivy New
Century Fund--Advisor Class; Ivy Pan-Europe
Fund--Advisor Class), filed with Post-
Effective Amendment No. 96 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(u) Redesignations of Series and Classes (Ivy
Emerging Growth Fund redesignated as Ivy US
Emerging Growth Fund; Ivy New Century Fund
redesignated as Ivy Developing Nations Fund;
and, Ivy Latin America Strategy Fund
redesignated as Ivy South America Fund),
filed with Post-Effective Amendment No. 97
to Registration Statement 2-17613 and
incorporated by reference herein.
(v) Redesignation of Series and Classes and
Establishment and Designation of Additional
Class (Ivy International Bond Fund
redesignated as Ivy High Yield Fund; Class I
shares of Ivy High Yield Fund established),
filed with Post-Effective Amendment No. 98
to Registration Statement 2-17613 and
incorporated by reference herein.
<PAGE>
(w) Establishment and designation of Series and
Classes (Ivy US Blue Chip Fund--Class A,
Class B, Class C, Class I and Advisor Class),
filed with Post-Effective Amendment No. 101
to Registration Statement 2-17613 and
incorporated by reference herein.
2. By-Laws, as amended, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
3. Not Applicable
4. (a) Specimen Securities for Ivy Growth Fund, Ivy
Growth with Income Fund, Ivy International
Fund and Ivy Money Market Fund, filed with
Post-Effective Amendment No. 49 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Specimen Security for Ivy Emerging Growth
Fund, filed with Post-Effective Amendment No.
70 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Specimen Security for Ivy China Region Fund,
filed with Post-Effective Amendment No. 74 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Specimen Security for Ivy Latin American
Strategy Fund, filed with Post-Effective
Amendment No. 75 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(e) Specimen Security for Ivy New Century Fund,
filed with Post-Effective Amendment No. 75 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(f) Specimen Security for Ivy International Bond
Fund, filed with Post-Effective Amendment No.
76 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(g) Specimen Securities for Ivy Bond Fund, Ivy
Canada Fund, Ivy Global Fund, and Ivy Short-
Term U.S. Government Securities Fund, filed
with Post-Effective Amendment No. 77 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
<PAGE>
5. (a) Master Business Management and Investment
Advisory Agreement between Ivy Fund and Ivy
Management, Inc. and Supplements for Ivy
Growth Fund, Ivy Growth with Income Fund, Ivy
International Fund and Ivy Money Market Fund,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Subadvisory Contract by and among Ivy Fund,
Ivy Management, Inc. and Boston Overseas
Investors, Inc., filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Assignment Agreement relating to Subadvisory
Contract, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Business Management and Investment Advisory
Agreement Supplement for Ivy Emerging Growth
Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(e) Business Management and Investment Advisory
Agreement Supplement for Ivy China Region
Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(f) Business Management and Investment Advisory
Supplement for Ivy Latin America Strategy
Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(g) Business Management and Investment Advisory
Agreement Supplement for Ivy New Century
Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(h) Business Management and Investment Advisory
Agreement Supplement for Ivy International
Bond Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(i) Business Management and Investment Advisory
Agreement Supplement for Ivy Bond Fund, Ivy
<PAGE>
Global Fund and Ivy Short-Term U.S.
Government Securities Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(j) Master Business Management Agreement between
Ivy Fund and Ivy Management, Inc., filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(k) Supplement to Master Business Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy Canada Fund), filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(l) Investment Advisory Agreement between Ivy
Fund and Mackenzie Financial Corporation,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(m) Form of Supplement to Master Business
Management and Investment Advisory Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy Global Science & Technology Fund), filed
with Post-Effective Amendment No. 86 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(n) Form of Supplement to Master Business
Management and Investment Advisory Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy Asia Pacific Fund and Ivy International
Small Companies Fund), filed with Post-
Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(o) Form of Supplement to Master Business
Management Agreement between Ivy Fund and Ivy
Management, Inc. (Ivy Global Natural
Resources Fund), filed with Post-Effective
Amendment No. 89 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(p) Form of Supplement to Investment Advisory
Agreement between Ivy Fund and Mackenzie
Financial Corporation (Ivy Global Natural
Resources Fund), filed with Post-Effective
Amendment No. 89 to Registration Statement
No. 2-17613 and incorporated by reference
<PAGE>
herein.
(q) Form of Supplement to Master Business
Management and Investment Advisory Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy Pan-Europe Fund), filed with Post-
Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(r) Form of Supplement to Master Business
Management and Investment Advisory Agreement
between Ivy Fund and Ivy Management, Inc.
(Ivy International Fund II), filed with Post-
Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(s) Addendum to Master Business Management and
Investment Advisory Agreement between Ivy
Fund and Ivy Management, Inc. (Ivy Developing
Nations Fund, Ivy South America Fund, Ivy US
Emerging Growth Fund), filed with Post-
Effective Amendment No. 98 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(t) Supplement to Master Business Management and
Investment Advisory Agreement between Ivy
Fund and Ivy Management, Inc. (Ivy High Yield
Fund), filed with Post-Effective Amendment
No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(u) Supplement to Master Business Management and
Investment Advisory Agreement between Ivy
Fund and Ivy Management, Inc. (Ivy US Blue
Chip Fund), filed with Post-Effective
Amendment No. 101 to Registration Statement
2-17613 and incorporated by reference herein.
6. (a) Dealer Agreement, as amended and, filed with
Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Amended and Restated Distribution Agreement,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Addendum to Amended and Restated Distribution
Agreement, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
<PAGE>
(d) Addendum to Amended and Restated Distribution
Agreement (Ivy Money Market Fund--Class A and
Class B), filed with Post-Effective Amendment
No. 84 to Registration Statement No. 2-17613
and incorporated by reference herein.
(e) Form of Addendum to Amended and Restated
Distribution Agreement (Class C), filed with
Post-Effective Amendment No. 84 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(f) Form of Addendum to Amended and Restated
Distribution Agreement (Ivy Global Science &
Technology Fund--Class A, Class B, Class C
and Class I), filed with Post-Effective
Amendment No. 86 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(g) Form of Addendum to Amended and Restated
Distribution Agreement (Ivy Global Natural
Resources Fund--Class A, Class B and Class C;
Ivy Asia Pacific Fund--Class A, Class B and
Class C; Ivy International Small Companies
Fund--Class A, Class B, Class C, and Class
I), filed with Post-Effective Amendment No.
89 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(h) Form of Addendum to Amended and Restated
Distribution Agreement (Ivy Pan-Europe Fund--
Class A, Class B and Class C), filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(i) Form of Addendum to Amended and Restated
Distribution Agreement (Ivy International
Fund II--Class A, Class B, Class C and Class
I), filed with Post-Effective Amendment No.
94 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(j) Form of Addendum to Amended and Restated
Distribution Agreement (Advisor Class), filed
with Post-Effective Amendment No. 96 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(k) Addendum to Amended and Restated Distribution
Agreement (Ivy Developing Nations Fund, Ivy
South America Fund, Ivy US Emerging Growth
<PAGE>
Fund), filed with Post-Effective Amendment
No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(l) Addendum to Amended and Restated Distribution
Agreement (Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(m) Addendum to Amended and Restated Distribution
Agreement (Ivy US Blue Chip Fund), filed with
Post-Effective Amendment No. 101 to
Registration Statement 2-17613 and
incorporated by reference herein.
7. Not Applicable
8. Custodian Agreement between Ivy Fund and Brown
Brothers Harriman & Co., filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
9. (a) Master Administrative Services Agreement
between Ivy Fund and Mackenzie Investment
Management Inc. and Supplements for Ivy
Growth Fund, Ivy Growth with Income Fund,Ivy
International Fund and Ivy Money Market
Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Addendum to Administrative Services Agreement
Supplement for Ivy International Fund,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Administrative Services Agreement Supplement
for Ivy Emerging Growth Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(c)(1) Administrative Services Agreement Supplement
for Ivy Money Market Fund filed with
Post-Effective Amendment No. 102 to Registration Statement
No. 2-17613 and incorporated by reference herein.
(d) Administrative Services Agreement Supplement
for Ivy China Region Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
<PAGE>
(e) Administrative Services Agreement Supplement
for Class I Shares of Ivy International Fund,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(f) Master Fund Accounting Services Agreement
between Ivy Fund and Mackenzie Investment
Management Inc. and Supplements for Ivy
Growth Fund, Ivy Emerging Growth Fund and Ivy
Money Market Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(g) Fund Accounting Services Agreement Supplement
for Ivy Growth with Income Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(h) Fund Accounting Services Agreement Supplement
for Ivy China Region Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(i) Transfer Agency and Shareholder Services
Agreement between Ivy Fund and Ivy
Management, Inc., filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(j) Addendum to Transfer Agency and Shareholder
Services Agreement, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(k) Assignment Agreement relating to Transfer
Agency and Shareholder Services Agreement,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(l) Administrative Services Agreement Supplement
for Ivy Latin America Strategy Fund,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(m) Administrative Services Agreement Supplement
for Ivy New Century Fund, filed with Post-Effective Amendment
<PAGE>
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(n) Fund Accounting Services Agreement Supplement
for Ivy Latin America Strategy Fund,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(o) Fund Accounting Services Agreement Supplement
for Ivy New Century Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(o)(1) Addendum to Transfer Agency and Shareholder
Services Agreement, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(p) Administrative Services Agreement Supplement
for Ivy International Bond Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(q) Fund Accounting Services Agreement Supplement
for International Bond Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(r) Addendum to Transfer Agency and Shareholder
Services Agreement, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(s) Addendum to Transfer Agency and Shareholder
Services Agreement, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(t) Administrative Services Agreement Supplement
for Ivy Bond Fund, Ivy Global Fund and Ivy
Short-Term U.S. Government Securities Fund,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(u) Fund Accounting Services Agreement Supplement
for Ivy Bond Fund, Ivy Global Fund and Ivy
<PAGE>
Short-Term U.S. Government Securities Fund,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(v) Form of Administrative Services Agreement
Supplement (Class C) for Ivy Bond Fund, Ivy
Canada Fund, Ivy China Region Fund, Ivy
Emerging Growth Fund, Ivy Global Fund, Ivy
Growth Fund, Ivy Growth with Income Fund, Ivy
International Fund, Ivy International Bond
Fund, Ivy Latin America Strategy Fund, Ivy
Money Market Fund and Ivy New Century Fund,
filed with Post-Effective Amendment No. 84 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(w) Form of Addendum to Transfer Agency and
Shareholder Services Agreement (Class C),
filed with Post-Effective Amendment No. 84 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(x) Form of Administrative Services Agreement
Supplement for Ivy Global Science &
Technology Fund, filed with Post-Effective
Amendment No. 86 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(y) Form of Fund Accounting Services Agreement
Supplement for Ivy Global Science &
Technology Fund, filed with Post-Effective
Amendment No. 86 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(z) Form of Addendum to Transfer Agency and
Shareholder Services Agreement for Ivy Global
Science & Technology Fund, filed with Post-
Effective Amendment No. 86 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(aa) Form of Administrative Services Agreement
Supplement for Ivy Global Natural Resources
Fund, Ivy Asia Pacific Fund and Ivy
International Small Companies Fund, filed
with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(bb) Form of Fund Accounting Services Agreement
Supplement for Ivy Global Natural Resources
<PAGE>
Fund, Ivy Asia Pacific Fund and Ivy
International Small Companies Fund, filed
with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(cc) Form of Addendum to Transfer Agency and
Shareholder Services Agreement for Ivy Global
Natural Resources Fund, Ivy Asia Pacific Fund
and Ivy International Small Companies Fund,
filed with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(dd) Form of Administrative Services Agreement
Supplement for Ivy Pan-Europe Fund, filed
with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(ee) Form of Fund Accounting Services Agreement
Supplement for Ivy Pan-Europe Fund, filed
with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(ff) Form of Addendum to Transfer Agency and
Shareholder Services Agreement for Ivy Pan-
Europe Fund, filed with Post-Effective
Amendment No. 94 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(gg) Form of Administrative Services Agreement
Supplement for Ivy International Fund II,
filed with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(hh) Form of Fund Accounting Services Agreement
Supplement for Ivy International Fund II,
filed with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(ii) Form of Addendum to Transfer Agency and
Shareholder Services Agreement for Ivy
International Fund II, filed with Post-
Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(jj) Form of Administrative Services Agreement
Supplement (Advisor Class) for Ivy Asia
<PAGE>
Pacific Fund, Ivy Bond Fund, Ivy Canada Fund,
Ivy China Region Fund, Ivy Emerging Growth
Fund, Ivy Global Fund, Ivy Global Natural
Resources Fund, Ivy Global Science &
Technology Fund, Ivy Growth Fund, Ivy Growth
with Income Fund, Ivy International Bond
Fund, Ivy International Fund II, Ivy
International Small Companies Fund, Ivy
Latin America Strategy Fund, Ivy New Century
Fund and Ivy Pan-Europe Fund, filed with
Post- Effective Amendment No. 96 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(kk) Form of Addendum to Transfer Agency and
Shareholder Services Agreement (Advisor
Class), filed with Post-Effective Amendment
No. 96 to Registration Statement No. 2-17613
and incorporated by reference herein.
(ll) Addendum to Administrative Services Agreement
(Ivy Developing Nations Fund, Ivy South
America Fund, Ivy US Emerging Growth Fund),
filed with Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(mm) Addendum to Fund Accounting Services
Agreement (Ivy Developing Nations Fund, Ivy
South America Fund, Ivy US Emerging Growth
Fund), filed with Post-Effective Amendment
No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein.
(nn) Addendum to Transfer Agency and Shareholder
Services Agreement (Ivy Developing Nations
Fund, Ivy South America Fund, Ivy US Emerging
Growth Fund, Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(oo) Addendum to Fund Accounting Services
Agreement (Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(pp) Addendum to Administrative Services Agreement
(Ivy High Yield Fund), filed with Post-
Effective Amendment No. 98 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
<PAGE>
(qq) Amended Addendum to Transfer Agency and
Shareholder Services Agreement (Ivy Developing Nations Fund, Ivy South America
Fund, Ivy US Emerging Growth Fund, Ivy High Yield Fund), filed with
Post-Effective Amendment No. 98 to Registration Statement No. 2-17613 and
incorporated by reference herein (a corrected version of which was filed with
Post-Effective Amendment No. 99).
(rr) Addendum to Transfer Agency and Shareholder
Services Agreement (Ivy US Blue Chip Fund),
filed with Post-Effective Amendment No. 101
to Registration Statement 2-17613 and
incorporated by reference herein.
(ss) Addendum to Fund Accounting Services
Agreement (Ivy US Blue Chip Fund), to be
filed with Post-Effective Amendment No. 101
to Registration Statement 2-17613 and
incorporated by reference herein.
(tt) Addendum to Administrative Services Agreement
(Ivy US Blue Chip Fund), filed with Post-
Effective Amendment No. 101 to Registration
Statement 2-17613 and incorporated by
reference herein.
10. Not applicable.
11. Not applicable.
12. Not applicable.
13. Not applicable.
14. Not applicable.
15. (a) Amended and Restated Distribution Plan for
Class A shares of Ivy China Region Fund, Ivy
Growth Fund, Ivy Growth with Income Fund,Ivy
International Fund and Ivy Emerging Growth
Fund, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Distribution Plan for Class B shares of Ivy
China Region Fund, Ivy Growth Fund, Ivy
Growth with Income Fund, Ivy International
Fund and Ivy Emerging Growth Fund, filed with Post-Effective
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(c) Distribution Plan for Class C Shares of Ivy
Growth with Income Fund, filed with Post-Effective
<PAGE>
Amendment No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(d) Form of Rule 12b-1 Related Agreement,
filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(d)(1) Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A
Shares, filed with Post-Effective Amendment
No. 102 to Registration Statement No. 2-17613 and
incorporated by reference herein.
(e) Supplement to Distribution Plan for Ivy Fund
Class B Shares, previously filed with Post-
Effective Amendment No. 75 to Registration
Statement No. 2-17613 is filed herein.
(e)(1) Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A
Shares, previously filed with Post-Effective
Amendment No. 76 to Registration Statement
No. 2-17613 is filed herein.
(f) Supplement to Distribution Plan for Ivy Fund
Class B Shares, previously filed with Post-
Effective Amendment No. 76 to Registration
Statement No. 2-17613 is filed herein.
(g) Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A
Shares, previously filed with Post-Effective
Amendment No. 77 to Registration Statement
No. 2-17613 is filed herein.
(h) Supplement to Distribution Plan for Ivy Fund
Class B Shares, previously filed with Post-
Effective Amendment No. 77 to Registration
Statement No. 2-17613 is filed herein.
(i) Form of Supplement to Distribution Plan for
Ivy Growth with Income Fund Class C Shares
(Redesignation as Class D Shares), filed with
Post-Effective Amendment No. 84 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(j) Form of Distribution Plan for Class C shares
of Ivy Bond Fund, Ivy Canada Fund, Ivy China
Region Fund, Ivy Emerging Growth Fund, Ivy
Global Fund, Ivy Growth Fund, Ivy Growth with
Income Fund, Ivy International Fund, Ivy
<PAGE>
International Bond Fund, Ivy Latin America
Strategy Fund and Ivy New Century Fund, filed
with Post-Effective Amendment No. 85 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(k) Form of Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund Class
A Shares (Ivy Global Science & Technology
Fund), filed with Post-Effective Amendment
No. 87 to Registration Statement No. 2-17613
and incorporated by reference herein.
(l) Form of Supplement to Distribution Plan for
Ivy Fund Class B Shares (Ivy Global Science &
Technology Fund), filed with Post-Effective
Amendment No. 87 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(m) Form of Supplement to Distribution Plan for
Ivy Fund Class C Shares (Ivy Global Science &
Technology Fund), filed with Post-Effective
Amendment No. 87 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(n) Form of Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund Class
A Shares (Ivy Global Natural Resources Fund,
Ivy Asia Pacific Fund and Ivy International
Small Companies Fund), filed with Post-
Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(o) Form of Supplement to Distribution Plan for
Ivy Fund Class B Shares (Ivy Global Natural
Resources Fund, Ivy Asia Pacific Fund
and Ivy International Small Companies Fund),
filed with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(p) Form of Supplement to Distribution Plan for
Ivy Fund Class C Shares (Ivy Global Natural
Resources Fund, Ivy Asia Pacific Fund and Ivy
International Small Companies Fund), filed
with Post-Effective Amendment No. 89 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(q) Form of Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund Class
<PAGE>
A Shares (Ivy Pan-Europe Fund), filed with
Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(r) Form of Supplement to Distribution Plan for
Ivy Fund Class B Shares (Ivy Pan-Europe
Fund), filed with Post-Effective Amendment
No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(s) Form of Supplement to Distribution Plan for
Ivy Fund Class C Shares (Ivy Pan-Europe
Fund), filed with Post-Effective Amendment
No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(t) Form of Supplement to Master Amended and
Restated Distribution Plan for Ivy Fund Class
A Shares (Ivy International Fund II), filed
with Post-Effective Amendment No. 94 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(u) Form of Supplement to Distribution Plan for
Ivy Fund Class B Shares (Ivy International
Fund II), filed with Post-Effective Amendment
No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(v) Form of Supplement to Distribution Plan for
Ivy Fund Class C Shares (Ivy International
Fund II), filed with Post-Effective Amendment
No. 94 to Registration Statement No. 2-17613
and incorporated by reference herein.
(w) Amendment to Master Amended and Restated
Distribution Plan for Ivy Fund Class A Shares
(Ivy Developing Nations Fund, Ivy South
America Fund, Ivy US Emerging Growth Fund),
filed with Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(x) Amendment to Distribution Plan for Ivy Fund
Class B Shares (Ivy Developing Nations Fund,
Ivy South America Fund, Ivy US Emerging
Growth Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(y) Amendment to Distribution Plan for Ivy Fund
Class C Shares (Ivy Developing Nations Fund,
<PAGE>
Ivy South America Fund, Ivy US Emerging
Growth Fund), filed with Post-Effective
Amendment No. 98 to Registration Statement
No. 2-17613 and incorporated by reference
herein.
(z) Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A Shares
(Ivy High Yield Fund), filed with Post-
Effective Amendment No. 98 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(aa) Supplement to Distribution Plan for Ivy Fund
Class B Shares (Ivy High Yield Fund), filed
with Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(bb) Supplement to Distribution Plan for Ivy Fund
Class C Shares (Ivy High Yield Fund), filed
with Post-Effective Amendment No. 98 to
Registration Statement No. 2-17613 and
incorporated by reference herein.
(cc) Supplement to Master Amended and Restated
Distribution Plan for Ivy Fund Class A Shares
(Ivy US Blue Chip Fund), filed with Post-
Effective Amendment No. 101 to Registration
Statement 2-17613 and incorporated by
reference herein.
(dd) Supplement to Distribution Plan for Ivy Fund
Class B Shares (Ivy US Blue Chip Fund), filed
with Post-Effective Amendment No. 101 to
Registration Statement 2-17613 and
incorporated by reference herein.
(ee) Supplement to Distribution Plan for Ivy Fund
Class C Shares (Ivy US Blue Chip Fund), filed
with Post-Effective Amendment No. 101 to
Registration Statement 2-17613 and
incorporated by reference herein.
16. Schedule of Computation of Standardized
Performance Quotations, previously filed with
Post-Effective Amendment No. 71 to Registration
Statement No. 2-17613 is filed herein.
17. Not applicable.
18. (a) Plan adopted pursuant to Rule 18f-3 under the
Investment Company Act of 1940, filed with
Post-Effective Amendment No. 83 to
<PAGE>
Registration Statement No. 2-17613 and
incorporated by reference herein.
(b) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with Post-
Effective Amendment No. 85 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(c) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with Post-
Effective Amendment No. 87 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(d) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with Post-
Effective Amendment No. 89 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(e) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with Post-
Effective Amendment No. 92 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(f) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with Post-
Effective Amendment No. 94 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(g) Form of Amended and Restated Plan adopted
pursuant to Rule 18f-3 under the Investment
Company Act of 1940, filed with Post-
Effective Amendment No. 96 to Registration
Statement No. 2-17613 and incorporated by
reference herein.
(h) Amended and Restated Plan adopted pursuant to
Rule 18f-3 under the Investment Company Act
of 1940, filed with Post-Effective Amendment
No. 98 to Registration Statement No. 2-17613
and incorporated by reference herein (a
corrected version of which was filed with
Post-Effective Amendment No. 99).
(i) Amended and Restated Plan adopted pursuant to
<PAGE>
Rule 18f-3 under the Investment Company Act
of 1940, filed with Post-Effective Amendment
No. 101 to Registration Statement 2-17613 and
incorporated by reference herein.
25. Not applicable.
26. Not applicable
27. Indemnification
<PAGE>
A policy of insurance covering Ivy Management, Inc. and the Registrant will
insure the Registrant's trustees and officers and others against liability
arising by reason of an actual or alleged breach of duty, neglect, error,
misstatement, misleading statement, omission or other negligent act.
Reference is made to Article VIII of the Registrant's Amended and
Restated Declaration of Trust, dated December 10, 1992, filed
with Post-Effective Amendment No. 71 to Registration Statement
No. 2-17613 and incorporated by reference herein.
28. Business and Other Connections of Investment Adviser
Information Regarding Adviser and Subadviser Under Advisory Arrangements.
Reference is made to the Form ADV of each of Ivy Management, Inc., the adviser
to the Trust, Mackenzie Financial Corporation, the adviser to Ivy Canada Fund,
and Northern Cross Investments Limited (the successor to Boston Overseas
Investors, Inc.), the subadviser to Ivy International Fund.
The list required by this Item 28 of officers and directors of Ivy Management,
Inc. and Northern Cross Investments Limited, together with information as to any
other business profession, vocation or employment of a substantial nature
engaged in by such officers and directors during the past two years, is
incorporated by reference to Schedules A and D of each firm's respective Form
ADV.
29. Principal Underwriters
(a) Ivy Mackenzie Distribution, Inc. ("IMDI"),formerly
Mackenzie Ivy Funds Distributors, Inc., Via Mizner
Financial Plaza, 700 South Federal Highway, Suite 300,
Boca Raton, Florida 33432, Registrant's distributor, is
a subsidiary of Mackenzie Investment Management Inc.
("MIMI"), Via Mizner Financial Plaza, 700 South Federal
Highway, Suite 300, Boca Raton, Florida 33432. IMDI is
the successor to MIMI's distribution activities.
(b) The information required by this Item 29 regarding each
director, officer or partner of IMDI is incorporated by
reference to Schedule A of Form BD filed by IMDI pursuant to
the Securities Exchange Act of 1934.
(c) Not applicable
30. Location of Accounts and Records
The information required by this item is incorporated by
reference to Item 7 of Part II of Post-Effective Amendment
No. 46 to Registration Statement No. 2-17613.
31. Not applicable
<PAGE>
32. Undertakings
(a) Not applicable
(b) Not applicable.
(c) Registrant undertakes to furnish each person to whom a
prospectus is delivered with a copy of Registrant's latest
annual report to shareholders, upon request and without
charge.
<PAGE>
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant certifies that it meets all of
the requirements for effectiveness of this Post-Effective Amendment No. 103 to
its Registration Statement pursuant to Rule 485(b) under the Securities Act of
1933 and has duly caused this Post-Effective Amendment No. 103 to its
Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of Boston, and the Commonwealth of Massachusetts,
on the 18th day of November, 1998.
IVY FUND
By: Keith J. Carlson**
By: JOSEPH R. FLEMING President
Joseph R. Fleming, Attorney-in-Fact
Pursuant to the requirements of the Securities Act of 1933,
this Post-Effective Amendment No. 103 to the Registration
Statement has been signed below by the following persons in the
capacities and on the dates indicated.
SIGNATURES TITLE DATE
MICHAEL G. LANDRY* Trustee and Chairman 11/18/98
(Chief Executive Officer)
JOHN S. ANDEREGG, JR.* Trustee 11/18/98
PAUL H. BROYHILL* Trustee 11/18/98
STANLEY CHANNICK* Trustee 11/18/98
FRANK W. DEFRIECE, JR.* Trustee 11/18/98
ROY J. GLAUBER* Trustee 11/18/98
KEITH J. CARLSON** Trustee and President 11/18/98
JOSEPH G. ROSENTHAL* Trustee 11/18/98
RICHARD N. SILVERMAN* Trustee 11/18/98
J. BRENDAN SWAN* Trustee 11/18/98
C. WILLIAM FERRIS* Treasurer (Chief 11/18/98
Financial Officer)
By: JOSEPH R. FLEMING
Joseph R. Fleming, Attorney-in-Fact
* Executed pursuant to powers of attorney filed with
<PAGE>
Post-Effective Amendments Nos. 69, 73, 74, 84 and 89 to
Registration Statement No. 2-17613.
** Executed pursuant to power of attorney filed with
Post-Effective Amendment No. 89 to Registration Statement
No. 2-17613.
<PAGE>
<PAGE>
EXHIBIT INDEX
15(e) Supplement to Distribution Plan for Ivy Fund Class B
Shares
15(e)(1) Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares
15(f) Supplement to Distribution Plan for Ivy Fund Class B
Shares
15(g) Supplement to Master Amended and Restated Distribution
Plan for Ivy Fund Class A Shares
15(h) Supplement to Distribution Plan for Ivy Fund Class B
Shares
16 Calculation of S.E.C. Total Return for the Year Ended
December 31, 1992
<PAGE>
SUPPLEMENT TO
DISTRIBUTION PLAN FOR IVY FUND CLASS B SHARES
WHEREAS, Ivy Fund is registered as an open-end investment company under
the Investment Company Act of 1940 (the "Act") and consists of one or more
separate investment portfolios (the "Portfolios") as may be established and
designated from time to time;
WHEREAS, the Board of Trustees of Ivy Fund has adopted a Plan dated
October 23, 1993 (the "Plan"), in accordance with the requirements of the Act
and determined that there is a reasonable likelihood that the Plan will benefit
Ivy Fund and its shareholders;
WHEREAS, the Board of Trustees, pursuant to Section 1 of the Plan,
desire to supplement the Plan so that the Plan pertains to the Class B Shares of
four new Portfolios of the Ivy Fund: Ivy Bond Fund, Ivy Canada Fund, Ivy Global
Fund and Ivy Short-Term U.S. Government Securities Fund.
NOW THEREFORE, Ivy Fund hereby supplements Section 1 of the Plan to read as
follows:
1. The Plan will pertain to the Class B shares of Ivy China Region
Fund, Ivy Emerging Growth Fund, Ivy Growth Fund, Ivy Growth with Income Fund,
Ivy International Fund, Ivy Latin America Strategy Fund, Ivy New Century Fund,
Ivy International Bond Fund, Ivy Bond Fund and Ivy Canada Fund and Ivy Global
Fund and Ivy Short-Term U.S. Government Securities Fund to the Class B shares of
such Portfolios as shall be designated from time to time by the Board of
Trustees in any supplement to the Plan ("Supplement").
IN WITNESS WHEREOF, Ivy Fund has adopted this Distribution Plan as of this 31st
day of December 1994.
IVY FUND
By: /s/ MICHAEL G. LANDRY
Title: President
SUPPLEMENT TO
MASTER AMENDED AND RESTATED DISTRIBUTION PLAN
FOR IVY FUND CLASS A SHARES
WHEREAS, Ivy Fund is registered as an open-end investment company under
the Investment Company Act of 1940 (the "Act") and consists of one or more
separate investment portfolios (the "Portfolios") as may be established and
designated from time to time;
WHEREAS, the Board of Trustees of Ivy Fund has adopted a Plan dated
December 21, 1991 and amended and restated on October 23, 1993 (the "Plan"), in
accordance with the requirements of the Act and determined that there is a
reasonable likelihood that the Plan will benefit Ivy Fund and its shareholders;
WHEREAS, the Board of Trustees, pursuant to Section 1 of the Plan,
desire to supplement the Plan so that the Plan pertains to the Class A Shares of
three new Portfolios of the Ivy Fund: Ivy Latin America Strategy Fund, Ivy
International Bond Fund, and Ivy New Century Fund.
NOW THEREFORE, The Board of Trustees of the Ivy Fund hereby designate that the
Plan shall pertain to the Class A shares of the following new Portfolios of the
Ivy Fund:
Ivy Latin America Strategy Fund;
Ivy New Century Fund; and
Ivy International Bond Fund
IN WITNESS WHEREOF, Ivy Fund has adopted this Supplement as of this 23rd day of
September, 1994.
IVY FUND
By: /s/ MICHAEL G. LANDRY
Title: President
SUPPLEMENT TO
DISTRIBUTION PLAN FOR IVY FUND CLASS B SHARES
WHEREAS, Ivy Fund is registered as an open-end investment company under
the Investment Company Act of 1940 (the "Act") and consists of one or more
separate investment portfolios (the "Portfolios") as may be established and
designated from time to time;
WHEREAS, the Board of Trustees of Ivy Fund has adopted a Plan dated
October 23, 1993 (the "Plan"), in accordance with the requirements of the Act
and determined that there is a reasonable likelihood that the Plan will benefit
Ivy Fund and its shareholders;
WHEREAS, the Board of Trustees, pursuant to Section 1 of the Plan,
desire to supplement the Plan so that the Plan pertains to the Class B Shares of
three new Portfolios of the Ivy Fund: Ivy Latin America Strategy Fund, Ivy
International Bond Fund, and Ivy New Century Fund.
NOW THEREFORE, Ivy Fund hereby supplements Section 1 of the Plan to read as
follows:
1. The Plan will pertain to the Class B shares of Ivy China Region
Fund, Ivy Emerging Growth Fund, Ivy Growth Fund, Ivy Growth with Income Fund,
Ivy International Fund, Ivy Latin America Strategy Fund and Ivy New Century Fund
and Ivy International Bond Fund and to the Class B shares of such Portfolios as
shall be designated from time to time by the Board of Trustees in any supplement
to the Plan ("Supplement").
IN WITNESS WHEREOF, Ivy Fund has adopted this Distribution Plan as of this 23rd
day of September, 1994.
IVY FUND
By: /s/ MICHAEL G. LANDRY
Title: President
SUPPLEMENT TO
MASTER AMENDED AND RESTATED DISTRIBUTION PLAN
FOR IVY FUND CLASS A SHARES
WHEREAS, Ivy Fund is registered as an open-end investment company under
the Investment Company Act of 1940 (the "Act") and consists of one or more
separate investment portfolios (the "Portfolios") as may be established and
designated from time to time;
WHEREAS, the Board of Trustees of Ivy Fund has adopted a Plan dated
December 21, 1991 and amended and restated on October 23, 1993 (the "Plan"), in
accordance with the requirements of the Act and determined that there is a
reasonable likelihood that the Plan will benefit Ivy Fund and its shareholders;
WHEREAS, the Board of Trustees, pursuant to Section 1 of the Plan,
desire to supplement the Plan so that the Plan pertains to the Class A Shares of
four new Portfolios of the Ivy Fund: Ivy Bond Fund, Ivy Canada Fund, Ivy Global
Fund and Ivy Short-Term U.S. Government Securities Fund.
NOW THEREFORE, The Board of Trustees of the Ivy Fund hereby designate that the
Plan shall pertain to the Class A shares of the following new Portfolios of the
Ivy Fund:
Ivy Bond Fund;
Ivy Canada Fund;
Ivy Global Fund; and
Ivy Short-Term U.S. Government Securities Fund
IN WITNESS WHEREOF, Ivy Fund has adopted this Supplement as of this 31st day of
December, 1994.
IVY FUND
By: /s/ MICHAEL G. LANDRY
Title: President
SUPPLEMENT TO
DISTRIBUTION PLAN FOR IVY FUND CLASS B SHARES
WHEREAS, Ivy Fund is registered as an open-end investment company under
the Investment Company Act of 1940 (the "Act") and consists of one or more
separate investment portfolios (the "Portfolios") as may be established and
designated from time to time;
WHEREAS, the Board of Trustees of Ivy Fund has adopted a Plan dated
October 23, 1993 (the "Plan"), in accordance with the requirements of the Act
and determined that there is a reasonable likelihood that the Plan will benefit
Ivy Fund and its shareholders;
WHEREAS, the Board of Trustees, pursuant to Section 1 of the Plan,
desire to supplement the Plan so that the Plan pertains to the Class B Shares of
four new Portfolios of the Ivy Fund: Ivy Bond Fund, Ivy Canada Fund, Ivy Global
Fund and Ivy Short-Term U.S. Government Securities Fund.
NOW THEREFORE, Ivy Fund hereby supplements Section 1 of the Plan to read as
follows:
1. The Plan will pertain to the Class B shares of Ivy China Region
Fund, Ivy Emerging Growth Fund, Ivy Growth Fund, Ivy Growth with Income Fund,
Ivy International Fund, Ivy Latin America Strategy Fund, Ivy New Century Fund,
Ivy International Bond Fund, Ivy Bond Fund and Ivy Canada Fund and Ivy Global
Fund and Ivy Short-Term U.S. Government Securities Fund to the Class B shares of
such Portfolios as shall be designated from time to time by the Board of
Trustees in any supplement to the Plan ("Supplement").
IN WITNESS WHEREOF, Ivy Fund has adopted this Distribution Plan as of this 31st
day of December, 1994.
IVY FUND
By: /s/ MICHAEL G. LANDRY
Title: President
IVY FUND
CALCULATION OF S.E.C. TOTAL RETURN
FOR THE YEAR ENDED DECEMBER 31, 1992
<TABLE>
<CAPTION>
IVY GROWTH IVY GROWTH W/INCOME IVY INTERNATIONAL
WITHOUT WITH WITHOUT WITH WITHOUT WITH
SALES CHRG SALES CHRG SALES CHRG SALES CHRG SALE CHRG SALES CHRG
<S> <C> <C> <C> <C> <C> <C>
TIME PERIOD (W)
- ----------------------------
START DATE 31-Dec-91 31-Dec-91 31-Dec-91 31-Dec-91 31-Dec-91 31-Dec-91
END DATE 31-Dec-92 31-Dec-92 31-Dec-92 31-Dec-92 31-Dec-92 31-Dec-92
NUMBER OF YEARS 1 1 1 1 1 1
BEGINNING VALUE (BV)
- ----------------------------
BEGINNING INVESTMENT 10,000.00 10,000.00 10,000.00 10,000.00 10,000.00 10,000.00
PRICE PER SHARE 16.91 17.94 9.74 10.33 19.37 20.55
BEGINNING SHARES 591.37 557.36 1,026.69 967.66 516.26 486.58
DIVIDENDS
- ----------------------------
DISTRIBUTION PER SHARE 2.799 2.799 0.77 0.77 0.503 0.503
TOTAL DISTRIBUTION 1,655.23 1,560.06 790.55 745.10 259.68 244.75
REINVEST PRICE 14.98 14.98 9.17 9.17 18.88 18.88
INCREASE IN # SHARES 110.50 104.14 86.21 81.25 13.75 12.96
TOTAL SHARES 701.86 661.51 1,112.90 1,048.91 530.02 499.54
ENDING REDEEMABLE VALUE (ERV)
- ----------------------------
ENDING # SHARES 701.86 661.51 1,112.90 1,048.91 530.02 499.54
NAV PER SHARE 14.99 15.90 9.22 9.78 18.88 20.03
ENDING REDEEMABLE VALUE 10,520.92 10,517.93 10,260.98 10,258.37 10,006.71 10,005.80
TOTAL RETURN AT THE END OF THE PERIOD (ERV/BV)^(1/N)-1
- ----------------------------
RECIPROCAL OF W (1/W) 1.00 1.00 1.00 1.00 1.00 1.00
ERV 10,520.92 10,517.93 10,260.98 10,258.37 10,006.71 10,005.80
DIVIDED BY: BV 10,000.00 10,000.00 10,000.00 10,000.00 10,000.00 10,000.00
LESS THE PRINCIPAL FACTOR 1.00 1.00 1.00 1.00 1.00 1.00
TOTAL RETURN 5.21% 5.18% 2.61% 2.58% 0.07% 0.06%
**NOTE: PRICE PER SHARE IS THE NET ASSET VALUE FOR CALCULATIONS THAT DO NOT INCLUDE SALES CHARGES.
PRICE PER SHARE IS THE MAXIMUM PUBLIC OFFERING PRICE FOR CALCULATIONS THAT DO NOT INCLUDE
SALES CHARGES.
</TABLE>
<PAGE>
MACKENZIE INVESTMENT MANAGEMENT INC.
IVY MONEY MARKET
AS OF DECEMBER 31, 1992
Effective 7 Day Yield = ((Base Period Return + 1)^(365/7))-1
SEC YIELD WITH REIMBURSEMENT
Base Period Return = .0004617673
7 Day Effective Yield = 2.44%
SEC YIELD WITHOUT REIMBURSEMENT
Base Period Return = .0003095808
7 Day Effective Yield = 1.63%
Net 7 Day Yield = ((Base Period Return)*(365/7))
SEC YIELD WITH REIMBURSEMENT
Base Period Return = .0004617673
7 Day Yield = 2.41%
SEC YIELD WITHOUT REIMBURSEMENT
Base Period Return = .0003095808
7 Day Yield = 1.61%
