SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(AMENDMENT NO. 16)
Modine Manufacturing Company
----------------------------
(Name of Issuer)
Current Members of the Administrative Committees of
Modine Manufacturing Company's Contributory Employee Stock
Ownership and Investment Plans:
Salaried Employees: Robert M. Gunnerson, Roger L. Hetrick; Dean R.
Zakos; and alternates: Donald G. Lautz and V. S. Frangopoulos
Hourly-Rate Non-Union Employees: Robert M. Gunnerson, Roger L. Hetrick;
Robert C. Weeks; and alternates: Donald G. Lautz and V. S. Frangopoulos
Hourly-Rate Union Employees: Robert M. Gunnerson, Roger L. Hetrick;
Robert C. Weeks; alternates: Donald G. Lautz and V. S. Frangopoulos
------------------------------------------------------------------------
(Names of Persons Filing Statement)
Common Stock, par value $0.625 per share
----------------------------------------
(Title of Class of Securities)
607828-100
----------------
(CUSIP Number)
W. E. Pavlick, Senior Vice President,
General Counsel and Secretary
Modine Manufacturing Company
1500 DeKoven Avenue
Racine, Wisconsin 53403
(Telephone: (414) 636-1200)
-----------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
This Schedule 13D is filed for the purpose of deleting
shares now reported on a Schedule 13G of even date herewith
-----------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing persons have previously filed a statement of Schedule 13G to
report the acquisition which is the subject of this statement, and is filing
this statement because of Rule 13d-1(b) (3) or (4), check the following: [ ]
Check the following box if a fee is being paid with this statement: [ ]
1(a)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
R. M. Gunnerson
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 92,466
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 92,466
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,770,390
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.4%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(b)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
R. L. Hetrick
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 53,559
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 53,559
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,753,285
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.4%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(c)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
D. G. Lautz
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 16,658
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 16,658
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,712,756
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.2%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(d)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
D. R. Zakos
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 35,005
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 35,005
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,740,287
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.3%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(e)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
R. C. Weeks
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 15,463
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 15,463
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,713,428
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.2%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(f)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
V. S. Frangopoulos
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 348,675
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 348,675
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,991,155
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 20.2%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(g)
<PAGE>
Item 1. Security and Issuer.
- ------ -------------------
This statement relates to shares of Common Stock, par value
$0.625 per share ("Shares"), of Modine Manufacturing Company ("Modine"),
a Wisconsin corporation having its principal executive offices at 1500
DeKoven Avenue, Racine, Wisconsin 53403.
Item 2. Identity and Background.
- ------ -----------------------
This statement is being filed by the members of the Administrative
Committees defined in Modine's qualified Contributory Employee Stock Owner-
ship Plan Trust Agreement (the "MCESOIP Trust") in their capacities as
members of the Administrative Committees.
Based on a review of applicable Securities and Exchange Commission
regulations, the members of the Administrative Committees believe that the
underlying statement on Schedule 13D and its subsequent amendments have been
inadvertently filed under cover of Schedule 13D.
The purpose of the MCESOIP Trust and the nature of its holdings of
Modine Common Stock are properly reportable pursuant to Reg. 240 13d-1(b)(1)
on a short form statement on Schedule 13G.
Accordingly, no further statements pertaining to the MCESOIP Trust
will be filed by the Administrative Committees on Schedule 13D. A
corresponding statement pertaining to the MCESOIP Trust will be filed
concurrently by the Administrative Committees on Form 13G including
appropriately updated information.
All of the Administrative Committee members are citizens of
the United States of America.
<PAGE>
Item 3. Source and Amount of Funds or Other Consideration.
- ------ -------------------------------------------------
Not Applicable.
Item 4. Purpose of Transaction.
- ------ ----------------------
Not Applicable.
Item 5. Interests in Securities of Issuer.
- ------ ---------------------------------
Not Applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships
- ------ --------------------------------------------------------
With Respect to Issuer's Securities.
-----------------------------------
Not Applicable.
Item 7. Material to be Filed as Exhibits.
- ------ --------------------------------
Not Applicable.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
R. M. GUNNERSON March 13, 1995
- ----------------------------------------------- --------------
R. M. Gunnerson, Treasurer, and Secretary of Date
the Administrative Committees of the Salaried,
Hourly-Rate Non-Union, and Hourly-Rate Union
Employees Plans.
R. L. HETRICK March 13, 1995
- ----------------------------------------------- --------------
R. L. Hetrick, Vice President - Human Date
Resources, and member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union, and Hourly-Rate Union Employees Plans.
<PAGE>
D. R. ZAKOS March 13, 1995
- ----------------------------------------------- --------------
D. R. Zakos, Associate General Counsel and Date
Assistant Secretary, and member of the
Administrative Committee of the
Salaried Employees Plans.
D. G. LAUTZ March 13, 1995
- ----------------------------------------------- --------------
D. G. Lautz, Senior Counsel and alternate Date
member of the Administrative Committees of
the Salaried, Hourly-Rate Non-Union, and
Hourly-Rate Union Employees Plans.
R. C. WEEKS March 13, 1995
- ----------------------------------------------- --------------
R. C. Weeks, Employee Relations Director Date
and alternate member of the Administrative
Committees of the Hourly-Rate Non-Union
and Hourly-Rate Union Employees Plans.
V. S. FRANGOPOULOS March 13, 1995
- ----------------------------------------------- --------------
V. S. Frangopoulos, Group Vice President, Date
and alternate member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union, and Hourly-Rate Union Employees Plans.
<PAGE>
APPENDIX A
This statement is being filed by members of the Administrative Committees
of Modine's Contributory Stock Purchase and Investment Plans in their
capacities as Administrative Committee members.
R. M. Gunnerson: Mr. Gunnerson is Treasurer of Modine, and
Secretary of the Administrative Committees of
the Salaried, Hourly-Rate Non-Union and Hourly-
Rate Union Employees Plans.
R. L. Hetrick: Mr. Hetrick is Vice President, Human
Resources, and member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union and Hourly-Rate Union Employees Plans.
D. R. Zakos: Mr. Zakos is Associate General Counsel and
Assistant Secretary and a member of the
Administrative Committee of the Salaried
Employees Plan.
D. G. Lautz: Mr. Lautz is Senior Counsel of Modine, and an
alternate member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union and Hourly-Rate Union Employees Plans.
R. C. Weeks: Mr. Weeks is Employee Relations Director and
alternate member of the Administrative
Committees of the Hourly-Rate Non-Union and
Hourly-Rate Union Employees Plans.
V. S. Frangopoulos: Mr. Frangopoulos is Group Vice President; and
an alternate member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union and Hourly-Rate Union Employees Plans.
The business address for Messrs. Gunnerson, Hetrick, Zakos, Lautz, Weeks
and Frangopoulos and Modine Manufacturing Company is 1500 DeKoven Avenue,
Racine, Wisconsin 53403. Modine Manufacturing Company is a manufacturer
of heat-transfer products.
