SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Modine Manufacturing Company
----------------------------
(Name of Issuer)
Current Members of the Administrative Committees of
Modine Manufacturing Company's Contributory Employee Stock
Ownership and Investment Plans:
Salaried Employees: Robert M. Gunnerson, Roger L. Hetrick;
Dean R. Zakos; and alternates: Donald G. Lautz and V. S.
Frangopoulos
Hourly-Rate Non-Union Employees: Robert M. Gunnerson, Roger L.
Hetrick; Robert C. Weeks; and alternates: Donald G. Lautz
and V. S. Frangopoulos
Hourly-Rate Union Employees: Robert M. Gunnerson, Roger L.
Hetrick; Robert C. Weeks; alternates: Donald G. Lautz and
V. S. Frangopoulos
------------------------------------------------------
(Names of Persons Filing Statement)
Common Stock, par value $0.625 per share
----------------------------------------
(Title of Class of Securities)
607828-100
----------
(CUSIP Number)
This Schedule 13G reflects purchases and
reporting of shares previously held by the persons
filing this statement and inadvertently filed under
cover of Schedule 13D
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the following box if a fee is being paid with this statement: [X]
1(a)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
R. M. Gunnerson
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 92,466
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 92,466
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,770,390
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.4%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(b)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
R. L. Hetrick
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 53,559
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 53,559
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,753,285
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.4%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(c)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
D. G. Lautz
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 16,658
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 16,658
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,712,756
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.2%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(d)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
D. R. Zakos
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 35,005
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 35,005
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,740,287
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.3%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(e)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
R. C. Weeks
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 15,463
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 15,463
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,713,428
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 19.2%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(f)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
V. S. Frangopoulos
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00, PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 348,675
Shares -------------------------------------
Bene- (MCESOIPS' ADMINISTRATIVE COMMITTEES)
ficially (8) Shared Voting Power 5,710,348
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 348,675
Person -------------------------------------
With (10) Shared Dispositive (MCESOIPS' ADMINISTRATIVE COMMITTEES)
Power 5,710,348
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 5,991,155
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 20.2%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the MCESOIPS' Administrative Committees and Individually)
------------------------------------------------------------------------
1(g)
<PAGE>
Item 1(a). Name of Issuer:
- --------- --------------
Modine Manufacturing Company
Item 1(b). Address of Issuer's Principal Executive Offices:
- --------- -----------------------------------------------
1500 DeKoven Ave.
Racine, WI 53403
Item 2(a). Name of Person Filing:
- --------- ---------------------
Modine Manufacturing Company's Contributory
Employee Stock Ownership and Investment Plans.
This statement is being filed by the members of
the Administrative Committees defined in Modine's
qualified Contributory Employee Stock Ownership Plan
Trust Agreement (the "MCESOP Trust") in their
capacities as members of the Administrative Committees.
Based on a review of applicable Securities and
Exchange Commission regulations, the members of the
Administrative Committees believe that previous
purchases and sales of shares have been inadvertently
filed under cover of Schedule 13D.
Accordingly, no further statements pertaining to
the MCESOP Trust will be filed by the Administrative
Committees on Schedule 13D. A final statement
pertaining to the MCESOP Trust will be filed by the
Administrative Committees on Form 13D to close out the
reporting of share transactions under that Schedule.
<PAGE>
Item 2(b). Address of Principal Business Office, or, if none, Residence:
- --------- ------------------------------------------------------------
1500 DeKoven Ave.
Racine, WI 53403
Item 2(c). Citizenship:
- --------- -----------
U.S.A.
Item 2(d). Title of Class of Securities:
- --------- ----------------------------
Common
Item 2(e). CUSIP Number:
- --------- ------------
607828-100
Item 3: If this statement is filed pursuant to Rule 13d-1(b)(1)
- ------
or 13d-2(b), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15
of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19)
of the Act.
(d) [ ] Investment Company registered under section 8 of
the Investment Company Act.
(e) [ ] Investment adviser registered under section 203 of
the Investment Advisers Act of 1940.
(f) [X] Employee benefit plan, pension fund which is subject
to the provisions of the Employee Retirement Income
<PAGE>
Security Act of 1974 or endowment fund; see 240.13d-
1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with 240.13d-
1(b)(ii)(G).
If this statement is filed pursuant to Rule 13d-1(b)(2), check
this box. [ ]
Item 4. Ownership: Provide the following information regarding the
- ------ ---------
aggregate number and percentage of the class of securities of the issuer
identified in Item 1.
(a) Amount beneficially owned: See Pages 1(b), 1(c),
1(d), 1(e), 1(f) and 1 (g).
(b) Percent of class: See Pages 1(b), 1(c), 1(d), 1(e),
1(f) and 1 (g).
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: See
Pages 1(b), 1(c), 1(d), 1(e), 1(f) and 1 (g).
(ii) Shared power to vote or to direct the vote: See
Pages 1(b), 1(c), 1(d), 1(e), 1(f) and 1 (g).
(iii) Sole power to dispose or to direct the disposition
of: See Pages 1(b), 1(c), 1(d), 1(e), 1(f)
and 1 (g).
(iv) Shared power to dispose or to direct the
disposition of: See Pages 1(b), 1(c), 1(d),
1(e), 1(f) and 1 (g).
<PAGE>
Item 5. Ownership of Five Percent or Less of a Class.
- ------ --------------------------------------------
If this statement is being filed to report the fact
that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent
of the class of securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another
- ------ --------------------------------------------------------
Person:
------
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
- ------
Acquired the Security Being Reported on By the Parent Holding
Company:
Not applicable.
Item 8. Identification and Classification of Members of the Group:
- ------ ---------------------------------------------------------
See attached exhibit.
Item 9. Notice of Dissolution of Group:
- ------ ------------------------------
Not applicable.
Item 10. Certification:
- ------- -------------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
<PAGE>
R. M. GUNNERSON March 13, 1995
- ---------------------------------------------- --------------
R. M. Gunnerson, Treasurer, and Secretary of Date
the Administrative Committees of the Salaried,
Hourly-Rate Non-Union, and Hourly-Rate Union
Employees Plans.
R. L. HETRICK March 13, 1995
- ---------------------------------------------- --------------
R. L. Hetrick, Vice President - Human Date
Resources, and member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union, and Hourly-Rate Union Employees Plans.
D. R. ZAKOS March 13, 1995
- ---------------------------------------------- --------------
D. R. Zakos, Associate General Counsel and Date
Assistant Secretary, and member of the
Administrative Committee of the
Salaried Employees Plans.
D. G. LAUTZ March 13, 1995
- ---------------------------------------------- --------------
D. G. Lautz, Senior Counsel and alternate Date
member of the Administrative Committees of
the Salaried, Hourly-Rate Non-Union, and
Hourly-Rate Union Employees Plans.
R. C. WEEKS March 13, 1995
- ---------------------------------------------- --------------
R. C. Weeks, Employee Relations Director Date
and alternate member of the Administrative
Committees of the Hourly-Rate Non-Union
and Hourly-Rate Union Employees Plans.
V. S. FRANGOPOULOS March 13, 1995
- ---------------------------------------------- --------------
V. S. Frangopoulos, Group Vice President, Date
and alternate member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union, and Hourly-Rate Union Employees Plans.
<PAGE>
APPENDIX A
This statement is being filed by members of the Administrative Committees
of Modine's Contributory Stock Purchase and Investment Plans in their
capacities as Administrative Committee members.
R. M. Gunnerson: Mr. Gunnerson is Treasurer of Modine, and
Secretary of the Administrative Committees of
the Salaried, Hourly-Rate Non-Union and Hourly-
Rate Union Employees Plans.
R. L. Hetrick: Mr. Hetrick is Vice President, Human
Resources, and member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union and Hourly-Rate Union Employees Plans.
D. R. Zakos: Mr. Zakos is Associate General Counsel and
Assistant Secretary and a member of the
Administrative Committee of the Salaried
Employees Plan.
D. G. Lautz: Mr. Lautz is Senior Counsel of Modine, and an
alternate member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union and Hourly-Rate Union Employees Plans.
R. C. Weeks: Mr. Weeks is Employee Relations Director and
alternate member of the Administrative
Committees of the Hourly-Rate Non-Union and
Hourly-Rate Union Employees Plans.
V. S. Frangopoulos: Mr. Frangopoulos is Group Vice President; and
an alternate member of the Administrative
Committees of the Salaried, Hourly-Rate Non-
Union and Hourly-Rate Union Employees Plans.
The business address for Messrs. Gunnerson, Hetrick, Zakos, Lautz, Weeks
and Frangopoulos and Modine Manufacturing Company is 1500 DeKoven Avenue,
Racine, Wisconsin 53403. Modine Manufacturing Company is a manufacturer
of heat-transfer products.
