SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Modine Manufacturing Company
----------------------------
(Name of Issuer)
Current Members of the Investment Committee
of Modine Manufacturing Company's Pension Trusts:
R. T. Savage
V. S. Frangopoulos
D. R. Johnson
W. E. Pavlick
A. D. Reid
-----------------------------------
(Names of Persons Filing Statement)
Common Stock, par value $0.625 per share
----------------------------------------
(Title of Class of Securities)
607828-100
----------
(CUSIP Number)
This Schedule 13G reflects purchases and
reporting of shares previously held by the persons
filing this statement and inadvertently filed under
cover of Schedule 13D
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the following box if a fee is being paid with this statement: [X]
1(a)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
R. T. Savage
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 442,183
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 442,183
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,758,790
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 9.3%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually.)
------------------------------------------------------------------------
1(b)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
V. S. Frangopoulos
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 348,675
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 348,675
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,665,282
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 9.0%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually)
------------------------------------------------------------------------
1(c)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
D. R. Johnson
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 214,168
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 214,168
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,530,775
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 8.5%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually)
------------------------------------------------------------------------
1(d)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
W. E. Pavlick
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 286,011
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 286,011
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,602,618
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 8.8%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually)
------------------------------------------------------------------------
1(e)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
A. D. Reid
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship Australia
--------------------------------
Number of (7) Sole Voting Power 102,753
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 102,753
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,419,360
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 8.1%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually)
------------------------------------------------------------------------
1(f)
<PAGE>
Item 1(a). Name of Issuer:
- --------- --------------
Modine Manufacturing Company
Item 1(b). Address of Issuer's Principal Executive Offices:
- --------- -----------------------------------------------
1500 DeKoven Ave.
Racine, WI 53403
Item 2(a). Name of Person Filing:
- --------- ---------------------
Modine Manufacturing Company's Pension Trusts.
This statement is being filed by the members of the
Investment Committee defined in Modine's Pension
Trusts (the "Pension Trusts") in their capacities as
members of the Investment Committee.
Based on a review of applicable Securities and
Exchange Commission regulations, the members of the
Investment Committee believe that previous purchases
and sales of shares have been inadvertently filed under
cover of Schedule 13D.
Accordingly, no further statements pertaining to
the Pension Trusts will be filed by the Investment
Committee on Schedule 13D. A final statement
pertaining to the Pension Trusts will be filed by the
Investment Committee on Form 13D to close out the
reporting of share transactions under that Schedule.
<PAGE>
Item 2(b). Address of Principal Business Office, or, if none, Residence:
- --------- ------------------------------------------------------------
1500 DeKoven Ave.
Racine, WI 53403
Item 2(c). Citizenship:
- --------- -----------
U.S.A.
Item 2(d). Title of Class of Securities:
- --------- ----------------------------
Common
Item 2(e). CUSIP Number:
- --------- ------------
607828-100
Item 3: If this statement is filed pursuant to Rule 13d-1(b)(1)
- ------
or 13d-2(b), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of
the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19)
of the Act.
(d) [ ] Investment Company registered under section 8 of
the Investment Company Act.
(e) [ ] Investment adviser registered under section 203 of
the Investment Advisers Act of 1940.
(f) [X] Employee benefit plan, pension fund which is subject
to the provisions of the Employee Retirement Income
<PAGE>
Security Act of 1974 or endowment fund; see 240.13d-
1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with 240.13d-
1(b)(ii)(G).
If this statement is filed pursuant to Rule 13d-1(b)(2), check
this box. [ ]
Item 4. Ownership: Provide the following information regarding the
- ------ ---------
aggregate number and percentage of the class of securities of
the issuer identified in Item 1.
(a) Amount beneficially owned: See 1(b), 1(c), 1(d), 1(e)
and 1(f).
(b) Percent of class: See 1(b), 1(c), 1(d), 1(e) and 1(f).
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See 1(b), 1(c), 1(d), 1(e) and 1(f).
(ii) Shared power to vote or to direct the vote:
See 1(b), 1(c), 1(d), 1(e) and 1(f).
(iii) Sole power to dispose or to direct the disposition
of: See 1(b), 1(c), 1(d), 1(e) and 1(f).
(iv) Shared power to dispose or to direct the
disposition of: See 1(b), 1(c), 1(d), 1(e)
and 1(f).
<PAGE>
Item 5. Ownership of Five Percent or Less of a Class.
- ------ --------------------------------------------
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
- ------ ---------------------------------------------------------------
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
- ------
Acquired the Security Being Reported on By the Parent Holding
Company:
Not applicable.
Item 8. Identification and Classification of Members of the Group:
- ------ ---------------------------------------------------------
See attached exhibit.
Item 9. Notice of Dissolution of Group:
- ------ ------------------------------
Not applicable.
<PAGE>
Item 10. Certification:
- ------- -------------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
R. T. SAVAGE March 13, 1995
- --------------------------------------------- --------------
R. T. Savage, President and Chief Date
Executive Officer, and member of
the Investment Committee
V. S. FRANGOPOULOS March 13, 1995
- --------------------------------------------- --------------
V. S. Frangopoulos, Group Vice President Date
Off-Highway Products and member of the
Investment Committee
D. R. JOHNSON March 13, 1995
- --------------------------------------------- --------------
D. R. Johnson, Group Vice President, Date
Highway Products and member of the
Investment Committee
W. E. PAVLICK March 13, 1995
- --------------------------------------------- --------------
W. E. Pavlick, Senior Vice President, General Date
Counsel and Secretary, and member of the
Investment Committee
A. D. REID March 13, 1995
- --------------------------------------------- --------------
A. D. Reid, Vice President Finance and Chief Date
Financial Officers, and member of the
Investment Committee
<PAGE>
APPENDIX A
This statement is being filed by members of the Investment Committee of
Modine's Pension Trusts in their capacity as Investment Committee members.
R. T. Savage: Mr. Savage is President, Chief Executive
Officer, Director of Modine, and member of the
Investment Committee.
V. S. Frangopoulos: Mr. Frangopoulos is Group Vice President,
Off-Highway Products and a member of the
Investment Committee.
D. R. Johnson: Mr. Johnson is Executive Vice President, Operations
and a member of the Investment Committee.
W. E. Pavlick: Mr. Pavlick is Senior Vice President, General
Counsel and Secretary of Modine, and member of
the Investment Committee.
A. D. Reid: Mr. Reid is Vice President - Finance, and Chief
Financial Officer of Modine, and member of the
Investment Committee.
The business address for Messrs. Savage, Frangopoulos, Johnson,
Pavlick, and Reid and Modine Manufacturing Company is 1500 DeKoven Avenue,
Racine, Wisconsin 53403. Modine Manufacturing Company is a manufacturer of
heat-transfer products.
