SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
SCHEDULE 13 D
Under the Securities Exchange Act of 1934
(Amendment No. 9)
Modine Manufacturing Company
-----------------------------
(Name of Issuer)
Current Members of the Investment Committee
of Modine Manufacturing Company's Pension Trusts:
R. T. Savage
V. S. Frangopoulos
D. R. Johnson
W. E. Pavlick
A. D. Reid
----------------------------------
(Names of Persons Filing Statement)
Common Stock, par value $0.625 per share
----------------------------------------
(Title of Class of Securities)
607828-100
----------
CUSIP No.
W. E. Pavlick, Senior Vice President,
General Counsel and Secretary
Modine Manufacturing Company
1500 DeKoven Avenue
Racine, Wisconsin 53403
(Telephone: (414) 636-1200)
--------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
This Schedule 13D is filed for the
purpose of deleting shares now reported on a
Schedule 13G of even date herewith
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement of Schedule 13G to
report the acquisition which is the subject of this statement, and is filing
this statement because of Rule 13d-1(b)(3) or (4), check the following [ ]:
Not Applicable
Check the following box if a fee is being paid with this statement: [ ]
Not Applicable
1(a)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
R. T. Savage
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 442,183
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 442,183
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,758,790
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 9.3%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually.)
------------------------------------------------------------------------
1(b)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
V. S. Frangopoulos
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 348,675
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 348,675
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,665,282
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 9.0%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually)
------------------------------------------------------------------------
1(c)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
D. R. Johnson
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 214,168
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 214,168
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,530,775
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 8.5%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually)
------------------------------------------------------------------------
1(d)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
W. E. Pavlick
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship U.S.
--------------------------------
Number of (7) Sole Voting Power 286,011
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 286,011
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,602,618
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 8.8%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually)
------------------------------------------------------------------------
1(e)
<PAGE>
CUSIP No. 607828-100
----------------
1) Names of Reporting Persons S. S. or I. R. S. Identification
Nos. of Above Persons
A. D. Reid
----------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) X
---------------
(b)
---------------
3) SEC Use Only
---------------------------------
4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF
---------------------------------
5) Check if Disclosure of Legal Proceedings is Required
Pursuant to Items 2(d) or 2 (e)
-------------------------------------
6) Citizenship Australia
--------------------------------
Number of (7) Sole Voting Power 102,753
Shares -------------------------------------
Bene-
ficially (8) Shared Voting Power 2,316,607
Owned by -------------------------------------
Each (9) Sole Dispositive
Reporting Power 102,753
Person -------------------------------------
With (10) Shared Dispositive
Power 2,316,607
-------------------------------------
11) Aggregate Amount Beneficially Owned by
Each Reporting Person 2,419,360
----------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
-------------------------------------
13) Percent of Class Represented by Amount in Row (11) 8.1%
--------------------
14) Type of Reporting Person (See Instructions) EP, IN (As a member of
----------------------------
the Pension Trust Investment Committee and individually)
------------------------------------------------------------------------
1(f)
<PAGE>
Item 1. Security and Issuer.
- ------ -------------------
This statement relates to shares of Common Stock, par value $0.625 per
share ("Shares"), of Modine Manufacturing Company ("Modine"), a Wisconsin
corporation having its principal executive offices at 1500 DeKoven Avenue,
Racine, Wisconsin 53403.
Item 2. Identity and Background.
- ------ -----------------------
This statement is being filed by the members of the Investment Committee
established by Modine's qualified pension trusts (the "Pension Trusts") in
their capacity as members of the Investment Committee.
Based on a review of applicable Securities and Exchange Commission
regulations, the members of the Investment Committee believe that the under-
lying statement on Schedule 13D and its subsequent amendments have been
inadvertently filed under cover of Schedule 13D.
The purpose of the Pension Trusts and the nature of its holdings of
Modine Common Stock are properly reportable pursuant to Reg. 240 13d-1(b)(1)
on a short form statement on Schedule 13G.
Accordingly, no further statements pertaining to the Pension Trusts will
be filed by the Investment Committee on Schedule 13D. A corresponding
statement pertaining to the Pension Trusts will be filed concurrently by the
Investment Committee on Form 13G including appropriately updated information.
Item 3. Source and Amount of Funds or Other Consideration.
- ------ -------------------------------------------------
Not Applicable.
Item 4. Purpose of Transaction.
- ------ ----------------------
Not Applicable.
<PAGE>
Item 5. Interests in Securities of Issuer.
- ------ ---------------------------------
Not Applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships With
- ------ -------------------------------------------------------------
Respect to Issuer's Securities.
------------------------------
Not Applicable.
Item 7. Material to be Filed as Exhibits.
- ------ --------------------------------
Not Applicable.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
R. T. SAVAGE March 13, 1995
- ------------------------------------------ --------------
R. T. Savage, President and Chief Executive Date
Officer, and member of the Investment
Committee
V. S. FRANGOPOULOS March 13, 1995
- ------------------------------------------ --------------
V. S. Frangopoulos, Group Vice President Date
Off-Highway Products and member of the
Investment Committee
D. R. JOHNSON March 13, 1995
- ------------------------------------------ --------------
D. R. Johnson, Executive Vice President, Date
Operations and member of the Investment
Committee
W. E. PALVICK March 13, 1995
- ------------------------------------------ --------------
W. E. Pavlick, Senior Vice President, Date
General Counsel and Secretary, and
member of the Investment Committee
A. D. REID March 13, 1995
- ------------------------------------------ --------------
A. D. Reid, Vice President Finance and Date
Chief Financial Officers, and
member of the Investment Committee
<PAGE>
APPENDIX A
This statement is being filed by members of the Investment Committee
of Modine's Pension Trusts in their capacity as Investment Committee members.
R. T. Savage: Mr. Savage is President, Chief Executive
Officer, Director of Modine, and member of the
Investment Committee.
V. S. Frangopoulos: Mr. Frangopoulos is Group Vice President,
Off-Highway Products and a member of the
Investment Committee.
D. R. Johnson: Mr. Johnson is Executive Vice President, Operations
and a member of the Investment Committee.
W. E. Pavlick: Mr. Pavlick is Senior Vice President, General
Counsel and Secretary of Modine, and member of
the Investment Committee.
A. D. Reid: Mr. Reid is Vice President - Finance, and Chief
Financial Officer of Modine, and member of the
Investment Committee.
The business address for Messrs. Savage, Frangopoulos, Johnson,
Pavlick, and Reid and Modine Manufacturing Company is 1500 DeKoven Avenue,
Racine, Wisconsin 53403. Modine Manufacturing Company is a manufacturer of
heat-transfer products.
