SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Amendment No.2)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended March 31, 1996
or
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
Commission File No. 1-3189
NATHAN'S FAMOUS, INC.
(Exact name of registrant as specified in its charter)
Delaware 11-3166443
(State or other jurisdiction of (I.R.S. Employer Identification No.)
of incorporation or organization)
1400 Old Country Road, Westbury, New York 11590
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (516) 338-8500
Securities registered pursuant to Section 12(b) of the Act:
Title of Class Name of Each Exchange on which Registered
-------------- -----------------------------------------
None None
Securities registered pursuant to Section 12(g) of the Act:
Common Stock - par value $.01
(Title of Class)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405
of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
form 10-K [ ].
The aggregate market value of the voting stock held by non-affiliates of the
registrant as of June 19, 1996 was approximately $15,347,202
Indicate the number of shares outstanding of each of the registrant's classes
of common stock, as of the latest practicable date. As of June 19, 1996, there
were 4,722,216 shares of Common Stock, par value $.01 per share outstanding.
Documents incorporated by reference: None.
<PAGE>
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange
Act of 1934, the Registrant has duly caused this Report to be signed on its
behalf by the undersigned thereunto duly authorized on the 21st day of March,
1997.
Nathan's Famous, Inc.
/s/ WAYNE NORBITZ
Wayne Norbitz, President and
Chief Operating Officer
Pursuant to the requirements of the Securities Exchange Act of 1934, this Report
has been signed below by the following persons on behalf of the Registrant in
the capacities indicated on the 21st day of March, 1997.
/s/ HOWARD M. LORBER
- --------------------------
Howard M. Lorber Chairman of the Board and Chief Executive
Officer (Principal Executive Officer)
/s/ WAYNE NORBITZ President, Chief Operating Officer and Director
- --------------------------
Wayne Norbitz
/s/ RONALD G. DEVOS Vice President - Finance and Chief Financial
- -------------------------- Officer (Principal Financial and Accounting
Ronald G. DeVos Officer)
/s/ ROBERT J. EIDE
- --------------------------
Robert J. Eide Director
- --------------------------
Barry Leistner Director
/s/ ATILLIO F. PETROCELLI
- --------------------------
Atillio F. Petrocelli Director
- --------------------------
Jeffrey A. Lichtenberg Director
