Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
ABC Dispensing Technologies
Common Stock
CUSIP Number 000573105
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 000573105
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 1,120,098 shares*
6) Shared voting power:
7) Sole dispositive power: 2,106,523 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
2,106,523 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
12.31%
12) Type of reporting person:
HC
*Shares are held by various clients of Gray, Seifert & Co., Inc., which has
power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
ABC Dispensing Technologies
Item 1b) Address of issuer's principal executive offices:
451 Kennedy Road
Akron, OH 44305
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 000573105
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
2,106,523 shares*
(b) Percent of Class:
12.31%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
1,120,098 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
2,106,523 shares*
(iv) shared power to dispose or to direct the disposition of:
*Shares are owned by various clients of Gray, Seifert & Co., Inc., which has
power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Gray, Seifert & Co., Inc., as investment adviser with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Boomtown Inc.
Common Stock
CUSIP Number 098588106
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 098588106
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 900,000 shares*
6) Shared voting power:
7) Sole dispositive power: 900,000 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
900,000 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
9.42%
12) Type of reporting person:
HC
*Shares are held by Legg Mason Special Investment Trust, Inc., with Legg Mason
Fund Adviser, Inc. having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Boomtown Inc.
Item 1b) Address of issuer's principal executive offices:
P.O. Box 399
Verdi, Nevada 89439-0399
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 098588106
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-
2(b), check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
900,000 shares*
(b) Percent of Class:
9.42%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
900,000 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
900,000 shares*
(iv) shared power to dispose or to direct the disposition of:
*Shares are owned by Legg Mason Special Investment Trust, Inc. with Legg Mason
Fund Adviser, Inc. having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Cott Corp Que
Common Stock
CUSIP Number 22163N106
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 22163N106
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 4,100,000 shares*
6) Shared voting power:
7) Sole dispositive power: 4,361,630 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
4,361,630 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
7.19%
12) Type of reporting person:
HC
*4,100,000 (6.75%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio and Legg Mason Capital Management, Inc., which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Cott Corp Que
Item 1b) Address of issuer's principal executive offices:
207 Queen's Quay West
Suite 800
Toronto, Ontario M5J
Canada
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 22163N106
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-
2(b), check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
4,361,630 shares*
(b) Percent of Class:
7.19%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
4,100,000 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
4,361,630 shares*
(iv) shared power to dispose or to direct the disposition of:
*4,100,000 (6.75%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio and Legg Mason Capital Management, Inc., which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Enhance Financial Services Group
Common Stock
CUSIP Number 293310108
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No.293310108
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 855,300 shares*
6) Shared voting power:
7) Sole dispositive power: 907,975 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
907,975 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
5.03%
12) Type of reporting person:
HC
*Shares are held by Legg Mason Total Return Trust, Inc. and Legg Mason Special
Investment Trust, Inc., with Legg Mason Fund Adviser, Inc. having power to
dispose thereof. The remainder are held by various clients of Legg Mason
Capital Management, Inc. and Legg Mason Managed Investment Portfolio, each of
which having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Enhance Financial Services Group
Item 1b) Address of issuer's principal executive offices:
335 Madison Avenue
New York, NY 10017
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 293310108
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-
2(b), check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
907,975 shares*
(b) Percent of Class:
5.03%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
855,300 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
907,975 shares*
(iv) shared power to dispose or to direct the disposition of:
*Shares are held by Legg Mason Total Return Trust, Inc. and Legg Mason Special
Investment Trust, Inc., with Legg Mason Fund Adviser, Inc. having power to
dispose thereof. The remainder are held by various clients of Legg Mason
Capital Management, Inc. and Legg Mason Managed Investment Portfolio, each of
which having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Green Mountain Power 7.32% Series 1
Preferred Stock
CUSIP Number 393154208
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 393154208
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power:
6) Shared voting power:
7) Sole dispositive power: 10,000 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
10,000 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
8.33%
12) Type of reporting person:
HC
*10,000 (8.33%) shares are held by Legg Mason Wood Walker, Incorporated
("LMWW") inventory accounts, with LMWW having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Green Mountain Power Corp
Item 1b) Address of issuer's principal executive offices:
25 Green Mountain Drive
South Burlington, VT 05402
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Preferred Stock
Item 2e) CUSIP number: 393154208
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
10,000 shares*
(b) Percent of Class:
8.33%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
10,000 shares*
(iv) shared power to dispose or to direct the disposition of:
*10,000 (8.33%) shares are held by Legg Mason Wood Walker, Incorporated
("LMWW") inventory accounts, with LMWW having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Wood Walker, Incorporated, as broker/dealer with
discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Griffon Corp 2nd Preferred Series 1
Preferred Stock
CUSIP Number 398433201
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 398433201
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power:
6) Shared voting power:
7) Sole dispositive power: 322,329 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
322,329 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
20.51%
12) Type of reporting person:
HC
*322,329 (20.51%) shares are held by Legg Mason Managed Investment Portfolio,
which has power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Griffon Corporation
Item 1b) Address of issuer's principal executive offices:
100 Jericho Quadrangle
Jericho, NY 11753
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Preferred Stock
Item 2e) CUSIP number: 398433201
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
322,329 shares*
(b) Percent of Class:
20.51%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
322,329 shares*
(iv) shared power to dispose or to direct the disposition of:
*322,329 (20.51%) shares are held by Legg Mason Managed Investment Portfolio,
which has power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Hollywood Park, Inc.
Common Stock
CUSIP Number 436255103
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 436255103
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 1,775,000 shares*
6) Shared voting power:
7) Sole dispositive power: 1,911,950 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
1,911,950 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
10.46%
12) Type of reporting person:
HC
*1,775,000 (9.71%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio and Legg Mason Capital Management, Inc., which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Hollywood Park, Inc.
Item 1b) Address of issuer's principal executive offices:
1050 South Prairie Avenue
Inglewood, CA 90301
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 436255103
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
1,911,950 shares*
(b) Percent of Class:
10.46%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
1,775,000 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
1,911,950 shares*
(iv) shared power to dispose or to direct the disposition of:
*1,775,000 (9.71%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio and Legg Mason Capital Management, Inc., which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
InaCom Corp.
Common Stock
CUSIP Number 45323G109
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 45323G109
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 854,200 shares*
6) Shared voting power:
7) Sole dispositive power: 909,500 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
909,500 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
8.38%
12) Type of reporting person:
HC
*765,000 (7.05%) shares are held by Legg Mason Special Investment Trust, Inc.,
with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Capital Management, Inc.
and Batterymarch Financial Management, Inc, which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
InaCom Corp.
Item 1b) Address of issuer's principal executive offices:
10810 Farnam Drive, Ste. 200
Omaha, NE 68154
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 45323G109
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
909,500 shares*
(b) Percent of Class:
8.38%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
854,200 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
909,500 shares*
(iv) shared power to dispose or to direct the disposition of:
*765,000 (7.05%) shares are held by Legg Mason Special Investment Trust, Inc.,
with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Capital Management, Inc.
and Batterymarch Financial Management, Inc., which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Batterymarch Financial Management, Inc., as investment adviser
with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
John Alden Financial Corp
Common Stock
CUSIP Number 477838106
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 477838106
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 1,438,600 shares*
6) Shared voting power:
7) Sole dispositive power: 2,046,032 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
2,046,032 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
8.08%
12) Type of reporting person:
HC
* Shares are held by Legg Mason Total Return Trust, Inc. and Legg Mason
Special Investment Trust, Inc., with Legg Mason Fund Adviser, Inc. having
power to dispose thereof. The remainder are held by Bartlett Basic Value Fund
and by various clients of Bartlett & Co., which Bartlett & Co. has power to
dispose thereof; and by various clients of Legg Mason Capital Management, Inc.
and Legg Mason Managed Investment Portfolio, which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
John Alden Financial Corp
Item 1b) Address of issuer's principal executive offices:
7300 Corporate Center Drive
Miami, Florida 33126-1208
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 477838106
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
2,046,032 shares*
(b) Percent of Class:
8.08%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
1,438,600 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
2,046,032 shares*
(iv) shared power to dispose or to direct the disposition of:
* Shares are held by Legg Mason Total Return Trust, Inc. and Legg Mason
Special Investment Trust, Inc., with Legg Mason Fund Adviser, Inc. having
power to dispose thereof. The remainder are held by Bartlett Basic Value Fund
and by various clients of Bartlett & Co., which Bartlett & Co. has power to
dispose thereof; and by various clients of Legg Mason Capital Management, Inc.
and Legg Mason Managed Investment Portfolio, which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Bartlett & Co., as investment adviser with discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Mac Frugals Bargains Close-Out
Common Stock
CUSIP Number 554152108
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 554152108
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 1,579,500 shares*
6) Shared voting power:
7) Sole dispositive power: 1,717,508 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
1,717,508 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
6.57%
12) Type of reporting person:
HC
*1,438,700 (5.51%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Batterymarch Financial Management,
Inc., Legg Mason Capital Management, Inc. and Legg Mason Managed Investment
Portfolio, each of which having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Mac Frugals Bargains Close-Out
Item 1b) Address of issuer's principal executive offices:
2430 East Del Amo Boulevard
Dominguez, CA 90220-6306
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 554152108
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
1,717,508 shares*
(b) Percent of Class:
6.57%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
1,579,500 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
1,717,508 shares*
(iv) shared power to dispose or to direct the disposition of:
*1,438,700 (5.51%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Batterymarch Financial Management,
Inc., Legg Mason Capital Management, Inc. and Legg Mason Managed Investment
Portfolio, each of which having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Batterymarch Financial Management, Inc., as investment adviser
with discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Madge Networks N.V.
Common Stock
CUSIP Number N5424G106
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. N5424G106
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 1,925,000 shares*
6) Shared voting power:
7) Sole dispositive power: 2,039,812 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
2,039,812 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
5.15%
12) Type of reporting person:
HC
*Shares are held by Legg Mason Special Investment Trust, Inc.,with Legg Mason
Fund Adviser, Inc. having power to dispose thereof; by various clients of Legg
Mason Managed Investment Portfolio, Legg Mason Capital Management, Inc. and
Bartlett & Co, which have power to dispose thereof; and by Legg Mason Wood
Walker, Incorporated ("LMWW") inventory accounts, with LMWW having power to
dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Madge Networks N.V.
Item 1b) Address of issuer's principal executive offices:
Transpolis Schiphol Airport
Polaris Avenue 23
2132 JH, Hoofddorp
The Netherlands
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: N5424G106
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
2,039,812 shares*
(b) Percent of Class:
5.15%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
1,925,000 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
2,039,812 shares*
(iv) shared power to dispose or to direct the disposition of:
*Shares are held by Legg Mason Special Investment Trust, Inc.,with Legg Mason
Fund Adviser, Inc. having power to dispose thereof; by various clients of Legg
Mason Managed Investment Portfolio, Legg Mason Capital Management, Inc. and
Bartlett & Co, which have power to dispose thereof; and by Legg Mason Wood
Walker, Incorporated ("LMWW") inventory accounts, with LMWW having power to
dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Legg Mason Wood Walker, Incorporated, as broker/dealer with
discretion
Bartlett & Co., as investment adviser with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Pioneer Standard Electronics, Inc.
Common Stock
CUSIP Number 723877106
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 723877106
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 303,600 shares*
6) Shared voting power:
7) Sole dispositive power: 1,519,427 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
1,519,427 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
5.51%
12) Type of reporting person:
HC
*Shares are held by Bartlett BasicValue Fund and by various clients of
Bartlett & Co., with Bartlett & Co. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio, which has power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Pioneer Standard Electronics, Inc.
Item 1b) Address of issuer's principal executive offices:
4800 East 131st Street
Cleveland, OH 44105
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 723877106
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
1,519,427 shares*
(b) Percent of Class:
5.51%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
303,600 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
1,519,427 shares*
(iv) shared power to dispose or to direct the disposition of:
*Shares are held by Bartlett BasicValue Fund and by various clients of
Bartlett & Co., with Bartlett & Co. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio, which has power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Bartlett & Co., as investment adviser with discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Players International Inc.
Common Stock
CUSIP Number 727903106
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 727903106
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 2,400,000 shares*
6) Shared voting power:
7) Sole dispositive power: 2,521,500 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
2,521,500 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
8.64%
12) Type of reporting person:
HC
*2,400,000 (8.22%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio and Legg Mason Capital Management, Inc., which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Players International Inc.
Item 1b) Address of issuer's principal executive offices:
1300 Atlantic Avenue, Ste. 800
Atlantic City, NJ 08401
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 727903106
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
2,521,500 shares*
(b) Percent of Class:
8.64%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
2,400,000 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
2,521,500 shares*
(iv) shared power to dispose or to direct the disposition of:
*2,400,000 (8.22%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio and Legg Mason Capital Management, Inc., which have power to dispose
thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Resource Mortgage Capital Inc.
REIT
CUSIP Number 76121E103
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 76121E103
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 1,018,800 shares*
6) Shared voting power:
7) Sole dispositive power: 1,150,595 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
1,150,595 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
5.60%
12) Type of reporting person:
HC
*Shares are held by Legg Mason Special Investment Trust, Inc. and Legg Mason
Total Return Trust, Inc., with Legg Mason Fund Adviser, Inc. having power to
dispose thereof; by various clients of Legg Mason Managed Investment
Portfolio, Legg Mason Capital Management, Inc. and Batterymarch Financial
Management, Inc., each having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Resource Mortgage Capital Inc.
Item 1b) Address of issuer's principal executive offices:
10900 Nuckols Road
Glen Allen, VA 23060
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
REIT
Item 2e) CUSIP number: 76121E103
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
1,150,595 shares*
(b) Percent of Class:
5.60%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
1,018,800 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
1,150,595 shares*
(iv) shared power to dispose or to direct the disposition of:
*Shares are held by Legg Mason Special Investment Trust, Inc. and Legg Mason
Total Return Trust, Inc., with Legg Mason Fund Adviser, Inc. having power to
dispose thereof; by various clients of Legg Mason Managed Investment
Portfolio, Legg Mason Capital Management, Inc. and Batterymarch Financial
Management, Inc., each having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Batterymarch Financial Management, Inc., as investment adviser
with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
ROC Communities Inc.
REIT
CUSIP Number 749650107
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 749650107
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 101,900 shares*
6) Shared voting power:
7) Sole dispositive power: 969,756 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
969,756 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
7.81%
12) Type of reporting person:
HC
*Shares are held by Bartlett BasicValue Fund and by various clients of
Bartlett & Co., with Bartlett & Co. having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
ROC Communities Inc.
Item 1b) Address of issuer's principal executive offices:
6430 South Quebec Street
Englewood, CO 80111
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
REIT
Item 2e) CUSIP number: 749650107
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
969,756 shares*
(b) Percent of Class:
7.81%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
101,900 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
969,756 shares*
(iv) shared power to dispose or to direct the disposition of:
*Shares are held by Bartlett BasicValue Fund and by various clients of
Bartlett & Co., with Bartlett & Co. having power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Bartlett & Co., as investment adviser with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Somatix Therapy Corporation
Common Stock
CUSIP Number 834447104
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 834447104
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 1,980,000 shares*
6) Shared voting power:
7) Sole dispositive power: 2,064,660 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
2,064,660 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
6.88%
12) Type of reporting person:
HC
*1,980,000 (6.60%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio and Legg Mason Capital Management, Inc., each having power to
dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Somatix Therapy Corporation
Item 1b) Address of issuer's principal executive offices:
850 Marina Village Parkway
Alameda, CA 94501-1034
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 834447104
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
2,064,660 shares*
(b) Percent of Class:
6.88%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
1,980,000 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
2,064,660 shares*
(iv) shared power to dispose or to direct the disposition of:
*1,980,000 (6.60%) shares are held by Legg Mason Special Investment Trust,
Inc., with Legg Mason Fund Adviser, Inc. having power to dispose thereof. The
remainder are held by various clients of Legg Mason Managed Investment
Portfolio and Legg Mason Capital Management, Inc., each having power to
dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Standard Federal Bank
Common Stock
CUSIP Number 853386100
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 853386100
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 1,989,500 shares*
6) Shared voting power:
7) Sole dispositive power: 2,000,105 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
2,000,105 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
6.41%
12) Type of reporting person:
HC
*Shares are held by Legg Mason Value Trust, Inc., Legg Mason Total Return
Trust, Inc. and Legg Mason Special Investment Trust, Inc., with Legg Mason
Fund Adviser, Inc. having power to dispose thereof. The remainder are held by
various clients of Legg Mason Managed Investment Portfolio, Legg Mason Capital
Management, Inc. and Batterymarch Financial Management, Inc., each having
power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Standard Federal Bank
Item 1b) Address of issuer's principal executive offices:
2600 West Big Beaver Road
Troy, MI 48084-3323
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 853386100
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
2,000,105 shares*
(b) Percent of Class:
6.41%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
1,989,500 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
2,000,105 shares*
(iv) shared power to dispose or to direct the disposition of:
*Shares are held by Legg Mason Value Trust, Inc., Legg Mason Total Return
Trust, Inc. and Legg Mason Special Investment Trust, Inc., with Legg Mason
Fund Adviser, Inc. having power to dispose thereof. The remainder are held by
various clients of Legg Mason Managed Investment Portfolio, Legg Mason Capital
Management, Inc. and Batterymarch Financial Management, Inc., each having
power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Legg Mason Fund Adviser, Inc., as investment adviser with
discretion
Legg Mason Capital Management, Inc., as investment adviser with
discretion
Legg Mason Managed Investment Portfolio, as investment adviser
with discretion
Batterymarch Financial Management, Inc., as investment adviser
with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13-G
Under the Securities Exchange Act of 1934
Unapix Entertainment, Inc.
Common Stock
CUSIP Number 904270105
Check the following box if a fee is being paid with this statement. [ ]
CUSIP No. 904270105
1) Name of reporting person:
Legg Mason, Inc.
Tax Identification No:
52-1200960
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Baltimore, Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: 417,162 shares*
6) Shared voting power:
7) Sole dispositive power: 516,912 shares*
8) Shared dispositive power:
9) Aggregate amount beneficially owned by each reporting person:
516,912 shares*
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
9.73%
12) Type of reporting person:
HC
*Shares are held by various clients of Gray, Seifert & Co., Inc., which has
power to dispose thereof.
<PAGE>
Schedule 13-G
Page 2
Item 1a) Name of issuer:
Unapix Entertainment, Inc.
Item 1b) Address of issuer's principal executive offices:
93 Mason Street
Greenwich, CT 06830
Item 2a) Name of person filing:
Legg Mason, Inc.
Item 2b) Address of principal business office:
111 South Calvert Street
Baltimore, Maryland 21202
Item 2c) Citizenship:
Maryland Corporation
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 904270105
Item 3) If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) [ ] Broker or dealer under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e) [ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA
of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F).
(g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G).
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H).
Item 4) Ownership:
(a) Amount beneficially owned:
516,912 shares*
(b) Percent of Class:
9.73%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
417,162 shares*
(ii) shared power to vote or to direct the vote:
(iii) sole power to dispose or to direct the disposition of:
516,912 shares*
(iv) shared power to dispose or to direct the disposition of:
*Shares are owned by various clients of Gray, Seifert & Co., Inc., which has
power to dispose thereof.
<PAGE>
Schedule 13-G
Page 3
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another person:
n/a
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent holding
company:
Gray, Seifert & Co., Inc., as investment adviser with discretion
Item 8) Identification and classification of members of the group:
n/a
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
Date
/s/ John F. Curley
Signature
John F. Curley, Jr., Vice Chairman, Legg Mason, Inc.
Name/Title
