SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest SC 13G SEC Filings
Statement of acquisition of beneficial ownership by individuals

INCAM AG, SC 13G, 2001-01-19
NEW YORK BROKER DEUTSCHLAND AG, SC 13G, 2001-01-19
INCAM AG, SC 13G, 2001-01-17
GOLDMAN SACHS GROUP INC/, SC 13G, 2001-01-11
LEGG MASON INC, SC 13G, 2001-01-10
MERRILL LYNCH & CO INC, SC 13G, 2000-12-28
MERRILL LYNCH & CO INC, SC 13G, 2000-12-21
MERRILL LYNCH & CO INC, SC 13G, 2000-12-06
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 2000-11-22
STEWART W P & CO LTD, SC 13G, 2000-11-14
GOLDMAN SACHS GROUP INC, SC 13G, 2000-11-08
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 2000-10-23
WADDELL & REED FINANCIAL INC, SC 13G, 2000-10-10
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13G, 2000-09-21
MERRILL LYNCH & CO INC, SC 13G, 2000-07-10
DAIN RAUSCHER CORP, SC 13G, 2000-07-10
SCHWAB CHARLES CORP, SC 13G, 2000-06-23
LEGG MASON INC, SC 13G, 2000-06-21
E TRADE GROUP INC, SC 13G, 2000-05-19
NUVEEN JOHN COMPANY, SC 13G, 2000-05-12
MERRILL LYNCH & CO INC, SC 13G, 2000-04-19
SOUTHWEST SECURITIES GROUP INC, SC 13G, 2000-03-27
LEGG MASON INC, SC 13G, 2000-03-24
GOLDMAN SACHS GROUP INC, SC 13G, 2000-03-10
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 2000-03-10
MERRILL LYNCH & CO INC, SC 13G, 2000-03-08
LEGG MASON INC, SC 13G, 2000-02-29
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 2000-02-28
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G, 2000-02-18
ONLINETRADINGINC COM CORP, SC 13G, 2000-02-16
WIT CAPITAL GROUP INC, SC 13G, 2000-02-15
INTERNATIONAL ASSETS HOLDING CORP, SC 13G, 2000-02-15
ADVEST GROUP INC, SC 13G, 2000-02-15
PAINE WEBBER GROUP INC, SC 13G, 2000-02-15
WIT CAPITAL GROUP INC, SC 13G, 2000-02-14
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G, 2000-02-14
NUVEEN JOHN COMPANY, SC 13G, 2000-02-14
LEGG MASON INC, SC 13G, 2000-02-14
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 2000-02-14
MFC BANCORP LTD, SC 13G, 2000-02-14
GOLDMAN SACHS GROUP INC, SC 13G, 2000-02-11
GOLDMAN SACHS GROUP INC, SC 13G, 2000-02-10
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 2000-02-10
MERRILL LYNCH & CO INC, SC 13G, 2000-02-10
GOLDMAN SACHS GROUP INC, SC 13G, 2000-02-09
MACKENZIE INVESTMENT MANAGEMENT INC, SC 13G, 2000-02-09
ADVEST GROUP INC, SC 13G, 2000-02-09
GLOBALNET FINANCIAL COM INC, SC 13G, 2000-02-08
MERRILL LYNCH & CO INC, SC 13G, 2000-02-04
WIT CAPITAL GROUP INC, SC 13G, 2000-02-03
ADVEST GROUP INC, SC 13G, 2000-02-03
KINNARD INVESTMENTS INC, SC 13G, 2000-02-03
PAULSON CAPITAL CORP, SC 13G, 2000-01-28
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G, 2000-01-20
MERRILL LYNCH & CO INC, SC 13G, 2000-01-14
GOLDMAN SACHS GROUP INC, SC 13G, 2000-01-10
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 2000-01-10
WADDELL & REED FINANCIAL INC, SC 13G, 1999-12-14
HAMBRECHT & QUIST GROUP, SC 13G, 1999-12-08
GOLDMAN SACHS GROUP INC, SC 13G, 1999-11-12
MERRILL LYNCH & CO INC, SC 13G, 1999-11-10
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1999-10-21
WADDELL & REED FINANCIAL INC, SC 13G, 1999-10-20
MFC BANCORP LTD, SC 13G, 1999-09-10
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1999-09-03
BEAR STEARNS COMPANIES INC, SC 13G, 1999-09-01
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1999-08-27
JWGENESIS FINANCIAL CORP /, SC 13G, 1999-08-12
GOLDMAN SACHS GROUP INC, SC 13G, 1999-08-10
AMERITRADE HOLDING CORP, SC 13G, 1999-07-21
HOENIG GROUP INC, SC 13G, 1999-07-20
MFC BANCORP LTD, SC 13G, 1999-06-28
GOLDMAN SACHS GROUP INC, SC 13G, 1999-06-10
MERRILL LYNCH & CO INC, SC 13G, 1999-06-10
KINNARD INVESTMENTS INC, SC 13G, 1999-05-19
GOLDMAN SACHS GROUP INC, SC 13G, 1999-05-10
MERRILL LYNCH & CO INC, SC 13G, 1999-04-27
MEYERSON M H & CO INC /NJ/, SC 13G, 1999-04-22
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1999-04-13
LEGG MASON INC, SC 13G, 1999-03-18
WADDELL & REED FINANCIAL INC, SC 13G, 1999-03-03
CIBC OPPENHEIMER CORP/, SC 13G, 1999-02-26
MERRILL LYNCH & CO INC, SC 13G, 1999-02-18
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G, 1999-02-17
FAHNESTOCK VINER HOLDINGS INC, SC 13G, 1999-02-17
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1999-02-17
MEYERSON M H & CO INC /NJ/, SC 13G, 1999-02-16
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1999-02-16
LEGG MASON INC, SC 13G, 1999-02-16
PAINE WEBBER GROUP INC, SC 13G, 1999-02-16
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1999-02-16
WADDELL & REED FINANCIAL INC, SC 13G, 1999-02-12
CHAPMAN HOLDINGS INC, SC 13G, 1999-02-12
FREEDOM SECURITIES CORP /DE/, SC 13G, 1999-02-12
INVESTMENT TECHNOLOGY GROUP INC, SC 13G, 1999-02-12
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1999-02-12
ADVEST GROUP INC, SC 13G, 1999-02-12
EDWARDS A G INC, SC 13G, 1999-02-11
INTERNATIONAL ASSETS HOLDING CORP, SC 13G, 1999-02-10
MERRILL LYNCH & CO INC, SC 13G, 1999-02-09
HOENIG GROUP INC, SC 13G, 1999-02-08
MERRILL LYNCH & CO INC, SC 13G, 1999-02-05
MERRILL LYNCH & CO INC, SC 13G, 1999-02-04
MERRILL LYNCH & CO INC, SC 13G, 1999-02-03
MERRILL LYNCH & CO INC, SC 13G, 1999-02-02
SEI CORP, SC 13G, 1999-01-19
MEYERSON M H & CO INC /NJ/, SC 13G, 1998-12-09
MERRILL LYNCH & CO INC, SC 13G, 1998-12-09
MERRILL LYNCH & CO INC, SC 13G, 1998-11-23
MERRILL LYNCH & CO INC, SC 13G, 1998-11-12
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1998-10-13
RESEARCH PARTNERS INTERNATIONAL INC, SC 13G, 1998-10-09
MERRILL LYNCH & CO INC, SC 13G, 1998-10-09
MEYERSON M H & CO INC /NJ/, SC 13G, 1998-09-11
MERRILL LYNCH & CO INC, SC 13G, 1998-09-09
PAINE WEBBER GROUP INC, SC 13G, 1998-08-11
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1998-08-10
MERRILL LYNCH & CO INC, SC 13G, 1998-07-10
JWGENESIS FINANCIAL CORP /, SC 13G, 1998-06-24
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G, 1998-06-11
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1998-05-28
MERRILL LYNCH & CO INC, SC 13G, 1998-05-08
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G, 1998-05-07
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1998-04-16
PAINE WEBBER GROUP INC, SC 13G, 1998-04-16
MERRILL LYNCH & CO INC, SC 13G, 1998-04-02
NUVEEN JOHN COMPANY, SC 13G, 1998-03-26
MERRILL LYNCH & CO INC, SC 13G, 1998-03-19
MERRILL LYNCH & CO INC, SC 13G, 1998-03-10
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G, 1998-03-02
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1998-02-25
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1998-02-23
LEGG MASON INC, SC 13G, 1998-02-20
PIPER JAFFRAY COMPANIES INC, SC 13G, 1998-02-19
CAPITAL GROWTH HOLDINGS LTD /DE/, SC 13G, 1998-02-18
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1998-02-17
MCDONALD & CO INVESTMENTS INC, SC 13G, 1998-02-17
PAINE WEBBER GROUP INC, SC 13G, 1998-02-17
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1998-02-17
HAMBRECHT & QUIST GROUP, SC 13G, 1998-02-13
INTERNATIONAL ASSETS HOLDING CORP, SC 13G, 1998-02-13
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1998-02-13
BEAR STEARNS COMPANIES INC, SC 13G, 1998-02-13
SALOMON SMITH BARNEY HOLDINGS INC, SC 13G, 1998-02-13
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1998-02-13
E TRADE GROUP INC, SC 13G, 1998-02-12
LEGG MASON INC, SC 13G, 1998-02-12
MERRILL LYNCH & CO INC, SC 13G, 1998-02-11
PIPER JAFFRAY COMPANIES INC, SC 13G, 1998-02-10
DAIN RAUSCHER CORP, SC 13G, 1998-02-10
EDWARDS A G INC, SC 13G, 1998-02-06
PIPER JAFFRAY COMPANIES INC, SC 13G, 1998-02-06
MERRILL LYNCH & CO INC, SC 13G, 1998-02-05
ADVEST GROUP INC, SC 13G, 1998-02-03
MERRILL LYNCH & CO INC, SC 13G, 1998-02-02
AMERITRADE HOLDING CORP, SC 13G, 1998-01-28
MERRILL LYNCH & CO INC, SC 13G, 1998-01-16
MERRILL LYNCH & CO INC, SC 13G, 1998-01-15
MERRILL LYNCH & CO INC, SC 13G, 1998-01-13
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1998-01-12
MERRILL LYNCH & CO INC, SC 13G, 1998-01-12
MERRILL LYNCH & CO INC, SC 13G, 1998-01-09
STIFEL FINANCIAL CORP, SC 13G, 1998-01-08
PAINE WEBBER GROUP INC, SC 13G, 1997-11-13
WESTAMERICA CORP, SC 13G, 1997-09-23
MERRILL LYNCH & CO INC, SC 13G, 1997-09-10
MERRILL LYNCH & CO INC, SC 13G, 1997-07-31
E TRADE GROUP INC, SC 13G, 1997-07-14
MERRILL LYNCH & CO INC, SC 13G, 1997-07-01
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1997-05-30
MERRILL LYNCH & CO INC, SC 13G, 1997-05-12
MERRILL LYNCH & CO INC, SC 13G, 1997-05-09
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1997-05-01
MERRILL LYNCH & CO INC, SC 13G, 1997-04-09
MERRILL LYNCH & CO INC, SC 13G, 1997-04-01
MERRILL LYNCH & CO INC, SC 13G, 1997-03-14
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1997-03-12
PAINE WEBBER GROUP INC, SC 13G, 1997-03-10
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1997-02-25
JEFFERIES GROUP INC, SC 13G, 1997-02-18
PAINE WEBBER GROUP INC, SC 13G, 1997-02-18
HAMBRECHT & QUIST GROUP, SC 13G, 1997-02-14
E TRADE GROUP INC, SC 13G, 1997-02-14
INTERNATIONAL ASSETS HOLDING CORP, SC 13G, 1997-02-14
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1997-02-14
QUICK & REILLY GROUP INC /DE/, SC 13G, 1997-02-14
ADVEST GROUP INC, SC 13G, 1997-02-14
SALOMON INC, SC 13G, 1997-02-14
PAINE WEBBER GROUP INC, SC 13G, 1997-02-14
MERRILL LYNCH & CO INC, SC 13G, 1997-02-14
RYAN BECK & CO INC, SC 13G, 1997-02-13
LEGG MASON INC, SC 13G, 1997-02-13
MERRILL LYNCH & CO INC, SC 13G, 1997-02-13
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 1997-02-13
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1997-02-12
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1997-02-12
MCDONALD & CO INVESTMENTS INC, SC 13G, 1997-02-12
MERRILL LYNCH & CO INC, SC 13G, 1997-02-12
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1997-02-11
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1997-02-11
MERRILL LYNCH & CO INC, SC 13G, 1997-02-11
MERRILL LYNCH & CO INC, SC 13G, 1997-02-10
MERRILL LYNCH & CO INC, SC 13G, 1997-02-07
MERRILL LYNCH & CO INC, SC 13G, 1997-02-03
MERRILL LYNCH & CO INC, SC 13G, 1997-01-30
MERRILL LYNCH & CO INC, SC 13G, 1997-01-24
MERRILL LYNCH & CO INC, SC 13G, 1997-01-23
ADVEST GROUP INC, SC 13G, 1997-01-21
MCDONALD & CO INVESTMENTS INC, SC 13G, 1997-01-10
MERRILL LYNCH & CO INC, SC 13G, 1996-12-10
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1996-11-12
SALOMON INC, SC 13G, 1996-11-12
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1996-10-10
MERRILL LYNCH & CO INC, SC 13G, 1996-09-10
MERRILL LYNCH & CO INC, SC 13G, 1996-08-16
MERRILL LYNCH & CO INC, SC 13G, 1996-08-09
SALOMON INC, SC 13G, 1996-08-01
MERRILL LYNCH & CO INC, SC 13G, 1996-07-18
MERRILL LYNCH & CO INC, SC 13G, 1996-07-08
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1996-06-13
MERRILL LYNCH & CO INC, SC 13G, 1996-06-10
FIRST ALBANY COMPANIES INC, SC 13G, 1996-02-15
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1996-02-14
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1996-02-14
LEGG MASON INC, SC 13G, 1996-02-14
ADVEST GROUP INC, SC 13G, 1996-02-14
PIPER JAFFRAY COMPANIES INC, SC 13G, 1996-02-14
MERRILL LYNCH & CO INC, SC 13G, 1996-02-14
INTER REGIONAL FINANCIAL GROUP INC, SC 13G, 1996-02-14
CS FIRST BOSTON INC, SC 13G, 1996-02-14
SHERWOOD GROUP INC, SC 13G, 1996-02-13
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1996-02-13
MERRILL LYNCH & CO INC, SC 13G, 1996-02-13
UNITED ASSET MANAGEMENT CORP, SC 13G, 1996-02-12
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1996-02-12
QUICK & REILLY GROUP INC /DE/, SC 13G, 1996-02-12
JEFFERIES GROUP INC, SC 13G, 1996-02-12
LEGG MASON INC, SC 13G, 1996-02-12
BHC FINANCIAL INC, SC 13G, 1996-02-07
MERRILL LYNCH & CO INC, SC 13G, 1996-01-31
MERRILL LYNCH & CO INC, SC 13G, 1996-01-30
MERRILL LYNCH & CO INC, SC 13G, 1996-01-29
MERRILL LYNCH & CO INC, SC 13G, 1996-01-26
MERRILL LYNCH & CO INC, SC 13G, 1996-01-18
MERRILL LYNCH & CO INC, SC 13G, 1996-01-12
MERRILL LYNCH & CO INC, SC 13G, 1995-12-07
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1995-10-18
MERRILL LYNCH & CO INC, SC 13G, 1995-09-08
MERRILL LYNCH & CO INC, SC 13G, 1995-06-14
MERRILL LYNCH & CO INC, SC 13G, 1995-05-05
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1995-04-07
MERRILL LYNCH & CO INC, SC 13G, 1995-03-23
FIRST OF MICHIGAN CAPITAL CORP, SC 13G, 1995-03-07
INTERSTATE JOHNSON LANE INC, SC 13G, 1995-02-15
MERRILL LYNCH & CO INC, SC 13G, 1995-02-15
MORGAN STANLEY GROUP INC /DE/, SC 13G, 1995-02-14
PAINE WEBBER GROUP INC, SC 13G, 1995-02-14
MERRILL LYNCH & CO INC, SC 13G, 1995-02-14
AMERICAN EXPRESS CO, SC 13G, 1995-02-14
QUICK & REILLY GROUP INC /DE/, SC 13G, 1995-02-13
PAINE WEBBER GROUP INC, SC 13G, 1995-02-10
MERRILL LYNCH & CO INC, SC 13G, 1995-02-10
CS FIRST BOSTON INC, SC 13G, 1995-02-10
MERRILL LYNCH & CO INC, SC 13G, 1995-02-09
AMERICAN EXPRESS CO, SC 13G, 1995-02-09
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1995-02-07
MERRILL LYNCH & CO INC, SC 13G, 1995-01-09
MERRILL LYNCH & CO INC, SC 13G, 1994-08-11
PAINE WEBBER GROUP INC, SC 13G, 1994-07-11
LEHMAN BROTHERS HOLDINGS INC, SC 13G, 1994-06-10
AMERICAN EXPRESS CO, SC 13G, 1994-06-09
QUICK & REILLY GROUP INC /DE/, SC 13G, 1994-02-16
MERRILL LYNCH & CO INC, SC 13G, 1994-02-15
ADVEST GROUP INC, SC 13G, 1994-02-14
SCHWAB CHARLES CORP, SC 13G, 1994-02-14
MERRILL LYNCH & CO INC, SC 13G, 1994-02-14
BHC FINANCIAL INC, SC 13G, 1994-02-11
CS FIRST BOSTON INC, SC 13G, 1994-02-11
QUICK & REILLY GROUP INC /DE/, SC 13G, 1994-02-10
MERRILL LYNCH & CO INC, SC 13G, 1994-02-09
LEHMAN BROTHERS INC//, SC 13G, 1994-02-08
LEHMAN BROTHERS INC//, SC 13G, 1994-01-10