PHARMOS CORP
10-C, 1996-01-04
PHARMACEUTICAL PREPARATIONS
Previous: SILICON VALLEY GROUP INC, PRE 14A, 1996-01-04
Next: FIRST CHARTER CORP /NC/, POS AM, 1996-01-04




                      SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549
                                   FORM 10-C
                                        
                                        
                REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ
                         INTERDEALER QUOTATION SYSTEM
                  FILED PURSUANT TO SECTION 13 OR 15(d) OF THE
                SECURITIES EXCHANGE ACT OF 1934 AND RULE 13a-176
                              OR 15d-17 THEREUNDER
                                        
                                        
                                        
                              PHARMOS CORPORATION
                 ---------------------------------------------
                 (EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER
                                        
                     2 INNOVATION DRIVE, ALACHUA, FL 32615
                    ----------------------------------------
                    (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
                                        
                                        
          ISSUER'S TELEPHONE NUMBER, INCLUDING AREA CODE 904-462-1210
                                                         ------------
                                        

            I. CHANGE IN NUMBER OF SHARES OUTSTANDING

     Indicate any change (increase or decrease) of 5% or more in the number of
shares outstanding:

1.  Title of Security  Common Stock, par value $.03 per share
                       ----------------------------------------
2.  Number of shares outstanding before the change 23,130,679
                                                   ------------
3.  Number of shares outstanding after the change 29,130,679
                                                  -------------
4.  Effective date of change  September 14, 1995
                              ---------------------------------
5.  Method of change:


            Specify method (such as merger, acquisition, exchange, distribution,
stock split, reverse split, acquisition of stock for treasury, etc.): private
placement issuance

Give brief description of transaction: On September 14, 1995, the Company issued
                                       -----------------------------------------
6,000,000 million shares of unregistered Common Stock in a private placement
- ----------------------------------------------------------------------------
transaction.
- -----------
                    II. CHANGE IN NAME OF ISSUER

1. Name prior to change     N/A
                        ---------------------
2. Name after change        N/A
                        ---------------------
3. Effective date of charter amendment changing name   N/A
                                                     ---------
4. Date of shareholder approval of change, if required    N/A
                                                        ---------

Date:  January 4, 1996
       ---------------
                                       /s/ S. Colin Neill
                                       -------------------------------
                                        S. Colin Neill
                                        Acting Chief Financial Officer




© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission