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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 5 TO
SCHEDULE 13D
Under the Securities Exchange Act of 1934
StreamLogic Corporation
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(Name of Issuer)
Common Stock, $1.00 par value
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(Title of Class of Securities)
863238 10 1
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(CUSIP Number)
Norman Fong
185 Constitution Drive, Suite A
Menlo Park, CA 94025
Tel: (415) 463-3500
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
December 20, 23, 26, 1996
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and
is filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box / /.
Check the following box if a fee is being paid with this statement / /. (A
fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent
of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five percent
or less of such class. (See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are
to be sent.
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CUSIP Number 863238 10 1
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(1) Names of Reporting Persons. Norman Fong
S.S. or I.R.S. Identification (No social security or other IRS
Nos. of Above Persons identification number required)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a (a) / /
Member of a Group (see (b) / /
Instructions) Not Applicable
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds SC
(See Instructions)
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal
Proceedings is Required Not Applicable
Pursuant to Items 2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of United States
Organization
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting Power None
Beneficially Owned --------------------------------------------------
by Each Reporting
Person With (8) Shared Voting Power 1,242,123
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(9) Sole Dispositive Power None
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(10) Shared Dispositive Power 1,242,123
--------------------------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially 1,242,123
Owned by Each Reporting Person
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount Not Applicable
in Row (11) Excludes Certain
Shares (See Instructions)
- -------------------------------------------------------------------------------
(13) Percent of Class Represented 6.8%
by Amount in Row (11)
- -------------------------------------------------------------------------------
(14) Type of Reporting Person IN
(See Instructions)
- -------------------------------------------------------------------------------
2
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CUSIP Number 863238 10 1
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. FWB Software, Inc.
S.S. or I.R.S. Identification (No social security or other IRS
Nos. of Above Persons identification number required)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a (a) / /
Member of a Group (see (b) / /
Instructions) Not Applicable
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds SC
(See Instructions)
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal
Proceedings is Required Not Applicable
Pursuant to Items 2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of California
Organization
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting Power None
Beneficially Owned --------------------------------------------------
by Each Reporting
Person With (8) Shared Voting Power 1,242,123
--------------------------------------------------
(9) Sole Dispositive Power None
--------------------------------------------------
(10) Shared Dispositive Power 1,242,123
--------------------------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially 1,242,123 shares
Owned by Each Reporting Person
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount Not Applicable
in Row (11) Excludes Certain
Shares (See Instructions)
- -------------------------------------------------------------------------------
(13) Percent of Class Represented 6.8%
by Amount in Row (11)
- -------------------------------------------------------------------------------
(14) Type of Reporting Person CO
(See Instructions)
- -------------------------------------------------------------------------------
3
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CUSIP Number 863238 10 1
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. FWB Software, LLC
S.S. or I.R.S. Identification (No social security or other IRS
Nos. of Above Persons identification number required)
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a (a) / /
Member of a Group (see (b) / /
Instructions) Not Applicable
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds SC
(See Instructions)
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal
Proceedings is Required Not Applicable
Pursuant to Items 2(d) or 2(e)
- -------------------------------------------------------------------------------
(6) Citizenship or Place of California
Organization
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting Power None
Beneficially Owned --------------------------------------------------
by Each Reporting
Person With (8) Shared Voting Power 1,242,123
--------------------------------------------------
(9) Sole Dispositive Power None
--------------------------------------------------
(10) Shared Dispositive Power 1,242,123
--------------------------------------------------
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially 1,242,123 shares
Owned by Each Reporting Person
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount Not Applicable
in Row (11) Excludes Certain
Shares (See Instructions)
- -------------------------------------------------------------------------------
(13) Percent of Class Represented 6.8%
by Amount in Row (11)
- -------------------------------------------------------------------------------
(14) Type of Reporting Person OO
(See Instructions)
- -------------------------------------------------------------------------------
4
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ITEM 1. SECURITY AND ISSUER.
The class of equity securities to which this Schedule 13D
relates is the common stock, par value $1.00 (the "Common Stock"), issued by
StreamLogic Corporation (the "Issuer"), whose executive offices are located
at 21329 Nordhoff Street, Chatsworth, California 91311.
ITEM 2. IDENTITY AND BACKGROUND.
The undersigned are filing this Amendment No. 5 to Schedule 13D
to report that the undersigned have sold 200,000 shares of the issuer on
December 20, 125,000 shares on December 23, and 650,000 shares on December
19, 1996.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
No change from Amendment No. 1.
ITEM 4. PURPOSE OF TRANSACTION.
The Reporting Persons hold the Shares for investment. The
Reporting Persons presently intend to continue to dispose of some or all of
the Shares, and presently do not intend to acquire any further shares.
The Reporting Persons do not have any plans or proposals which
relate to or which would result in any of the actions specified in clauses
(a) through (j) of Item 4 of Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) As of the date of this filing, the Reporting Persons
beneficially own (as that term is defined in Rule 13d-3) 1,242,123 shares of
Common Stock, representing approximately 6.8% of the total number of shares
of Common Stock outstanding immediately following the contribution of the
Shares to the LLC, according to information provided by Issuer. The record
owner of such shares is the LLC.
(b) The Reporting Persons together have sole voting and
dispositive power with respect to the Shares.
(c) None.
(d) No other person is known to have the right to receive or
the power to direct the receipt of dividends, from, or the proceeds from the
sale of, the Shares.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDING OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER
None
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
None
5
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct. This statement is filed on behalf of each of the undersigned.
December 27, 1996
/s/ Norman Fong
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FWB SOFTWARE, INC.
By: /s/ Norman Fong
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Norman Fong
Its: President
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FWB SOFTWARE, LLC
By: FWB Software, Inc., its manager
By: /s/ Norman Fong
-------------------------------------
Its: President
------------------------------------
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JOINT FILING AGREEMENT
The undersigned hereby agree that the attached statement on Schedule 13D is
filed on behalf of each of them.
December 27, 1996
/s/ Norman Fong
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Norman Fong
FWB SOFTWARE, INC.
By: /s/ Norman Fong
-------------------------------------
Its: President
------------------------------------
FWB SOFTWARE, LLC
By: FWB Software, Inc., its manager
By: /s/ Norman Fong
-------------------------------------
Its: President
------------------------------------
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