CONFORMED COPY
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)
Stifel Financial Corp
(Name of Issuer)
Common Stock, par
value $.15 per share
(Title of Class of Securities)
860630 10 2
(CUSIP Number)
Mr. Del Mintz
22732 Rye Road
Shaker Heights, Ohio 44122
(216) 283-0001
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
September 16, 1996
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a
statement on Schedule 13G to report the acquisition which
is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the
following box ( ).
Check the following box if a fee is being paid
with the statement ( ). (A fee is not required only if
the reporting person: (1) has a previous statement on
file for reporting beneficial ownership of more than five
percent of the class of securities described in Item 1;
and 2 has filed no amendment subsequent thereto reporting beneficial
ownership of five percent or less of such class.) (See
Rule 13D-7.)
NOTE: Six copies of this statement, including
all exhibits, should be filed with the Commission. See
Rule 13d-1(a) for other parties to whom copies are to be
sent.
13D
CUSIP NO. 860630 10 2
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Del Mintz
###-##-####
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ( )
(b) ( )
3 SEC USE ONLY
4 SOURCE OF FUNDS*
PF
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) ( )
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
7 SOLE VOTING POWER
625,500
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY -0-
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 625,500
10 SHARED DISPOSITIVE POWER
-0-
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
625,500
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* ( )
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.0%
14 TYPE OF REPORTING PERSON*
IN
The Schedule 13D filed on June 19, 1996, as previously
amended on June 27, 1996, is hereby further amended as
follows:
Item 3 is hereby amended to read as follows:
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
The 625,500 shares of Common Stock, par value $.15
per share, of the Issuer, to which this Statement
relates, were acquired by Mr. Mintz for $4,570,614. The
shares of Common Stock were acquired for cash utilizing
Mr. Mintz's personal funds.
Item 5 is hereby amended to read as follows:
ITEM 5. INTEREST IN SECURITIES OF ISSUER.
(a-b) As of the date of this Statement, Mr. Mintz
beneficially owns 625,500 shares of the Common Stock.
Based on the 4,463,647 shares of Common Stock reported
outstanding in the Issuer's Quarterly Report on Form 10-Q
for the quarterly period ended June 28, 1996, Mr. Mintz
beneficially owns approximately 14.0% of the outstanding
shares of Common Stock. Mr. Mintz has the sole power to
vote and dispose of 625,500 shares of the Common Stock.
(c) Within the past 60 days, Mr. Mintz has effected
the following purchases of the Common Stock (in addition
to shares previously reported on Amendment No.1 to this
Schedule 13D) in open market transactions:
PURCHASE
DATE SHARES PRICE TOTAL
9/10/96 200 $7.00 $1,400.00
9/10/96 1000 $7.25 $7,250.00
9/12/96 31,100 $7.9956 $248,663.16
9/12/96 500 $8.00 $4,000.00
9/16/96 20,000 $8.00 $160,000.00
9/16/96 13,500 $8.00 $108,000.00
(d-e) Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set
forth in this Statement is true, complete and correct.
Dated: September 17, 1996
By /s/ Del Mintz
______________________
Name: Del Mintz
