SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest SC 13D/A SEC Filings
General statement of acquisition of beneficial ownership: [Amend]

MEYERSON M H & CO INC /NJ/, SC 13D/A, 2001-01-05
GOLDMAN SACHS GROUP INC/, SC 13D/A, 2001-01-04
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-12-29
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-12-22
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-12-13
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-12-01
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-12-01
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-11-30
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-11-22
JEFFERIES GROUP INC, SC 13D/A, 2000-11-14
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-11-03
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-10-25
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-10-24
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-10-20
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-10-12
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-10-10
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-09-28
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-09-25
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-09-18
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-09-12
LEHMAN BROTHERS HOLDINGS INC, SC 13D/A, 2000-09-08
SUMMIT BROKERAGE SERVICES INC / FL, SC 13D/A, 2000-09-06
SUMMIT BROKERAGE SERVICES INC / FL, SC 13D/A, 2000-09-05
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-09-01
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-08-22
NATIONAL SECURITIES CORP/WA/, SC 13D/A, 2000-08-09
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-08-08
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-08-02
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-08-01
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-07-28
BEAR STEARNS COMPANIES INC, SC 13D/A, 2000-07-24
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-07-17
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-07-11
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-07-07
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-07-07
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-06-30
KINNARD INVESTMENTS INC, SC 13D/A, 2000-06-28
BEAR STEARNS COMPANIES INC, SC 13D/A, 2000-06-26
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-06-21
BEAR STEARNS COMPANIES INC, SC 13D/A, 2000-06-19
BEAR STEARNS COMPANIES INC, SC 13D/A, 2000-06-14
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-06-13
BEAR STEARNS COMPANIES INC, SC 13D/A, 2000-05-31
KENT FINANCIAL SERVICES INC, SC 13D/A, 2000-05-31
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-05-26
BEAR STEARNS COMPANIES INC, SC 13D/A, 2000-05-12
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-05-09
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-04-28
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-03-30
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-03-15
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-03-09
HOENIG GROUP INC, SC 13D/A, 2000-03-01
BEAR STEARNS COMPANIES INC, SC 13D/A, 2000-02-29
BEAR STEARNS COMPANIES INC, SC 13D/A, 2000-02-16
NUVEEN JOHN COMPANY, SC 13D/A, 2000-02-14
HOENIG GROUP INC, SC 13D/A, 2000-02-14
HOENIG GROUP INC, SC 13D/A, 2000-02-10
CREDIT SUISSE FIRST BOSTON INC, SC 13D/A, 2000-01-07
MFC BANCORP LTD, SC 13D/A, 2000-01-07
MFC BANCORP LTD, SC 13D/A, 2000-01-03
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-12-30
LEHMAN BROTHERS HOLDINGS INC, SC 13D/A, 1999-12-23
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-12-22
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-12-17
MFC BANCORP LTD, SC 13D/A, 1999-12-14
MAXCOR FINANCIAL GROUP INC, SC 13D/A, 1999-12-09
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-12-09
BEAR STEARNS COMPANIES INC, SC 13D/A, 1999-11-29
LEHMAN BROTHERS HOLDINGS INC, SC 13D/A, 1999-11-04
BEAR STEARNS COMPANIES INC, SC 13D/A, 1999-10-14
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-10-08
BEAR STEARNS COMPANIES INC, SC 13D/A, 1999-10-05
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-09-28
BEAR STEARNS COMPANIES INC, SC 13D/A, 1999-09-27
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 1999-09-22
LABRANCHE & CO INC, SC 13D/A, 1999-09-03
ZIEGLER COMPANIES INC, SC 13D/A, 1999-08-18
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-08-09
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-08-06
HOENIG GROUP INC, SC 13D/A, 1999-08-04
MAXCOR FINANCIAL GROUP INC, SC 13D/A, 1999-07-15
KENT FINANCIAL SERVICES INC, SC 13D/A, 1999-07-14
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-07-12
MAXCOR FINANCIAL GROUP INC, SC 13D/A, 1999-07-09
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-06-25
EVISION USA COM INC, SC 13D/A, 1999-06-10
GOLDMAN SACHS GROUP INC, SC 13D/A, 1999-05-27
CREDIT SUISSE FIRST BOSTON INC, SC 13D/A, 1999-05-19
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 1999-05-10
MEYERSON M H & CO INC /NJ/, SC 13D/A, 1999-04-23
SIEBERT FINANCIAL CORP, SC 13D/A, 1999-04-23
MERRILL LYNCH & CO INC, SC 13D/A, 1999-04-02
FRONTEER FINANCIAL HOLDINGS LTD, SC 13D/A, 1999-03-29
MEYERSON M H & CO INC /NJ/, SC 13D/A, 1999-02-25
RESEARCH PARTNERS INTERNATIONAL INC, SC 13D/A, 1999-02-25
LEHMAN BROTHERS HOLDINGS INC, SC 13D/A, 1999-02-22
HOENIG GROUP INC, SC 13D/A, 1999-02-16
MEYERSON M H & CO INC /NJ/, SC 13D/A, 1999-02-12
CREDIT SUISSE FIRST BOSTON INC, SC 13D/A, 1999-02-09
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 1999-02-03
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 1999-01-26
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 1999-01-25
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 1999-01-14
MFC BANCORP LTD, SC 13D/A, 1999-01-14
E TRADE GROUP INC, SC 13D/A, 1999-01-11
KINNARD INVESTMENTS INC, SC 13D/A, 1999-01-06
HOENIG GROUP INC, SC 13D/A, 1998-12-14
ZIEGLER COMPANIES INC, SC 13D/A, 1998-12-14
ZIEGLER COMPANIES INC, SC 13D/A, 1998-12-07
CIBC OPPENHEIMER CORP/, SC 13D/A, 1998-11-23
MFC BANCORP LTD, SC 13D/A, 1998-11-20
FRONTEER FINANCIAL HOLDINGS LTD, SC 13D/A, 1998-11-19
MFC BANCORP LTD, SC 13D/A, 1998-11-02
MFC BANCORP LTD, SC 13D/A, 1998-10-30
FRONTEER FINANCIAL HOLDINGS LTD, SC 13D/A, 1998-09-11
HOENIG GROUP INC, SC 13D/A, 1998-08-11
MFC BANCORP LTD, SC 13D/A, 1998-07-28
MFC BANCORP LTD, SC 13D/A, 1998-06-16
HOENIG GROUP INC, SC 13D/A, 1998-05-26
SEI CORP, SC 13D/A, 1998-05-15
LEHMAN BROTHERS HOLDINGS INC, SC 13D/A, 1998-04-09
CIBC OPPENHEIMER CORP/, SC 13D/A, 1998-04-09
MFC BANCORP LTD, SC 13D/A, 1998-03-16
FRONTEER FINANCIAL HOLDINGS LTD, SC 13D/A, 1998-02-24
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 1998-02-11
KINNARD INVESTMENTS INC, SC 13D/A, 1998-02-11
JW CHARLES FINANCIAL SERVICES INC/FL, SC 13D/A, 1998-02-10
FRONTEER FINANCIAL HOLDINGS LTD, SC 13D/A, 1998-02-09
WESTAMERICA CORP, SC 13D/A, 1998-02-09
JW CHARLES FINANCIAL SERVICES INC/FL, SC 13D/A, 1998-02-06
ZIEGLER COMPANIES INC, SC 13D/A, 1998-02-05
JW CHARLES FINANCIAL SERVICES INC/FL, SC 13D/A, 1998-02-02
MERRILL LYNCH & CO INC, SC 13D/A, 1997-11-21
MERRILL LYNCH & CO INC, SC 13D/A, 1997-11-10
HOENIG GROUP INC, SC 13D/A, 1997-10-24
SALOMON INC, SC 13D/A, 1997-09-23
SALOMON INC, SC 13D/A, 1997-09-15
KIRLIN HOLDING CORP, SC 13D/A, 1997-09-11
LEHMAN BROTHERS INC//, SC 13D/A, 1997-08-27
SCHWAB CHARLES CORP, SC 13D/A, 1997-08-22
SALOMON INC, SC 13D/A, 1997-08-19
SALOMON INC, SC 13D/A, 1997-08-07
FIRST OF MICHIGAN CAPITAL CORP, SC 13D/A, 1997-08-06
FIRST OF MICHIGAN CAPITAL CORP, SC 13D/A, 1997-07-17
LEHMAN BROTHERS HOLDINGS INC, SC 13D/A, 1997-07-10
STIFEL FINANCIAL CORP, SC 13D/A, 1997-07-03
MERRILL LYNCH & CO INC, SC 13D/A, 1997-07-03
FIRST OF MICHIGAN CAPITAL CORP, SC 13D/A, 1997-07-01
FIRST OF MICHIGAN CAPITAL CORP, SC 13D/A, 1997-06-20
MORGAN STANLEY GROUP INC /DE/, SC 13D/A, 1997-06-02
SALOMON INC, SC 13D/A, 1997-05-15
MORGAN STANLEY GROUP INC /DE/, SC 13D/A, 1997-05-01
MORGAN STANLEY GROUP INC /DE/, SC 13D/A, 1997-04-25
LEHMAN BROTHERS HOLDINGS INC, SC 13D/A, 1997-02-28
JEFFERIES GROUP INC, SC 13D/A, 1997-02-12
RODMAN & RENSHAW CAPITAL GROUP INC, SC 13D/A, 1997-02-04
MORGAN STANLEY GROUP INC /DE/, SC 13D/A, 1997-01-23
ZIEGLER COMPANIES INC, SC 13D/A, 1997-01-21
CS FIRST BOSTON INC, SC 13D/A, 1996-12-16
FRONTEER DIRECTORY COMPANY INC, SC 13D/A, 1996-11-25
NUVEEN JOHN COMPANY, SC 13D/A, 1996-11-13
WATERHOUSE INVESTOR SERVICES INC, SC 13D/A, 1996-11-05
WATERHOUSE INVESTOR SERVICES INC, SC 13D/A, 1996-10-22
NATIONAL SECURITIES CORP/WA/, SC 13D/A, 1996-10-22
HOENIG GROUP INC, SC 13D/A, 1996-10-18
RYAN BECK & CO INC, SC 13D/A, 1996-10-15
OPPENHEIMER & CO INC, SC 13D/A, 1996-10-04
NATIONAL SECURITIES CORP/WA/, SC 13D/A, 1996-09-30
STIFEL FINANCIAL CORP, SC 13D/A, 1996-09-17
FIRST OF MICHIGAN CAPITAL CORP, SC 13D/A, 1996-09-05
SCHWAB CHARLES CORP, SC 13D/A, 1996-09-03
OPPENHEIMER & CO INC, SC 13D/A, 1996-08-27
CS FIRST BOSTON INC, SC 13D/A, 1996-07-15
STIFEL FINANCIAL CORP, SC 13D/A, 1996-06-27
NUVEEN JOHN COMPANY, SC 13D/A, 1996-06-25
ZIEGLER COMPANIES INC, SC 13D/A, 1996-05-28
WATERHOUSE INVESTOR SERVICES INC, SC 13D/A, 1996-04-15
FIRST OF MICHIGAN CAPITAL CORP, SC 13D/A, 1996-04-10
SHERWOOD GROUP INC, SC 13D/A, 1996-03-07
WATERHOUSE INVESTOR SERVICES INC, SC 13D/A, 1996-02-14
MORGAN STANLEY GROUP INC /DE/, SC 13D/A, 1996-02-14
FIRST OF MICHIGAN CAPITAL CORP, SC 13D/A, 1995-11-21
JEFFERIES GROUP INC, SC 13D/A, 1995-11-03
FIRST OF MICHIGAN CAPITAL CORP, SC 13D/A, 1995-10-10
AMERICAN EXPRESS CO, SC 13D/A, 1995-10-10
UNITED ASSET MANAGEMENT CORP, SC 13D/A, 1995-09-22
MORGAN STANLEY GROUP INC /DE/, SC 13D/A, 1995-08-22
SCHWAB CHARLES CORP, SC 13D/A, 1995-07-31
LEHMAN BROTHERS HOLDINGS INC, SC 13D/A, 1995-07-10
AMERICAN EXPRESS CO, SC 13D/A, 1995-06-19
AMERICAN EXPRESS CO, SC 13D/A, 1995-05-11
AMERICAN EXPRESS CO, SC 13D/A, 1995-04-19
MORGAN STANLEY GROUP INC /DE/, SC 13D/A, 1995-03-28
CS FIRST BOSTON INC, SC 13D/A, 1995-03-07
WATERHOUSE INVESTOR SERVICES INC, SC 13D/A, 1995-02-14
SCHWAB CHARLES CORP, SC 13D/A, 1999-07-12
SCHWAB CHARLES CORP, SC 13D/A, 1995-01-04
SCHWAB CHARLES CORP, SC 13D/A, 1994-05-25
ADVEST GROUP INC, SC 13D/A, 1994-04-08
MORGAN STANLEY GROUP INC /DE/, SC 13D/A, 1994-03-24