SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities and Exchange Act of 1934
Date of Report: March 31, 1998
(Exact name of registrant as specified in its charter)
RODMAN & RENSHAW CAPITAL GROUP, INC.
(State or other jurisdiction (Commission (IRS Employer
of Incorporation) File Number) Identification No.)
Delaware 1-9143 33-3111956
(Address of Principal Executive Office)
233 S. Wacker Drive, Suite 4500 Alan Nisselson, Esq.
Chicago, Illinois 60606 Interim Chapter 7 Trustee
(312) 526-2000 Brauner Baron Rosenzweig & Klein, LLP
* this office has been closed due to 61 Broadway, 18th Floor
bankruptcy filing New York, New York 10006
(212) 797-9100
ITEM 3. BANKRUPTCY OR RECEIVERSHIP
On March 18, 1998, Rodman & Renshaw Capital Group, Inc. (and its
subsidiary Rodman & Renshaw, Inc.) filed for relief under Chapter 7 of the
United States Bankruptcy Code, in the United States Bankruptcy Court for the
Southern District of New York, case numbers 98 B 41902 (AJG) and 98 B 41901
(AJG), respectively. On March 18, 1998, Alan Nisselson, Esq. was appointed
Interim Chapter 7 Trustee.
ITEM 5. OTHER EVENTS
On March 30, 1998, Rodman & Renshaw Capital Group, Inc. filed with the
Securties and Exchange Commission a Form 15 to suspend the duty to file
reports pursuant to Rule 12h-3(b)(1)(i) of the Securities Exchange Act
of 1934. The Form 15 covered Common Stock with a par value of $.09 per
share.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Dated: March 31, 1998
Rodman & Renshaw Capital Group, Inc.
(Registrant)
By:/s/_______________________________
Alan Nisselson
Interim Chapter 7 Trustee
Brauner Baron Rosenzweig & Klein, LLP
61 Broadway, 18th Floor
New York, New York 10006
