UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of
Northeast Utilities Quarterly
The Connecticut Light and Power Company Certificate as
Western Massachusetts Electric Company to Partial
Holyoke Water Power Company Consummation
Northeast Nuclear Energy Company of
Northeast Utilities Service Company Transaction
Rocky River Realty Company
Berlin, Connecticut
File No. 70-7111
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Company Act of 1935 and Rule
24(a) thereunder, Northeast Utilities and its system companies (the
"Companies") hereby certify that the Companies issued and sold short-term
debt, entered into system money pool transactions, and made capital
contributions, all in accordance with the terms and conditions of, and for
the purposes represented by, the Application/Declaration filed by the Company
in this proceeding and the Securities and Exchange Commission Order dated
December 27, 1990 with respect thereto.
The following attachments contain the required information regarding the
issuance and sale of short-term debt, system money pool transactions, and
capital contributions for the first quarter of 1997:
ATTACHMENT
1 NORTHEAST UTILITIES SUMMARY SHEET
NORTHEAST UTILITIES
BANK BORROWINGS
2 THE CONNECTICUT LIGHT AND POWER COMPANY
SUMMARY SHEET
THE CONNECTICUT LIGHT AND POWER COMPANY
COMMERCIAL PAPER TRANSACTIONS
LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC.
THE CONNECTICUT LIGHT AND POWER COMPANY
BANK BORROWINGS
3 WESTERN MASSACHUSETTS ELECTRIC COMPANY
SUMMARY SHEET
WESTERN MASSACHUSETTS ELECTRIC COMPANY
COMMERCIAL PAPER TRANSACTIONS
LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC.
WESTERN MASSACHUSETTS ELECTRIC COMPANY
BANK BORROWINGS
4 HOLYOKE WATER POWER COMPANY
SUMMARY SHEET
5 NORTHEAST NUCLEAR ENERGY COMPANY
SUMMARY SHEET
6 NORTHEAST UTILITIES SERVICE COMPANY
SUMMARY SHEET
NORTHEAST UTILITIES SERVICE COMPANY
BANK BORROWINGS
7 ROCKY RIVER REALTY COMPANY
SUMMARY SHEET
8 NORTH ATLANTIC ENERGY COMPANY
SUMMARY SHEET
9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE
10 NIANTIC BAY FUEL TRUST
11 NORTHEAST UTILITIES MONEY POOL
12 CAPITAL CONTRIBUTIONS
Dated as of March 31, 1997
Northeast Utilities Service Company
/s/ Robert C. Aronson
Assistant Treasurer
ATTACHMENT 1
COMPANY: Northeast Utilities
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $-0-
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $68,250,000
THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997.
MONEY POOL BALANCE ON March 31, 1997: Invested ($39,975,000)
AMOUNT
NAME OF BANK $ DATE SOLD
INDUSTRIAL BANK OF JAPAN 30,000,000 01/02/97
INDUSTRIAL BANK OF JAPAN 15,000,000 01/09/97
INDUSTRIAL BANK OF JAPAN 15,000,000 01/09/97
*INDUSTRIAL BANK OF JAPAN 15,000,000 01/16/97
INDUSTRIAL BANK OF JAPAN 30,000,000 01/23/97
CITIBANK 27,000,000 01/24/97
*INDUSTRIAL BANK OF JAPAN 30,000,000 02/06/97
*INDUSTRIAL BANK OF JAPAN 30,000,000 02/13/97
*INDUSTRIAL BANK OF JAPAN 30,000,000 02/21/97
*STATE STREET BANK 11,250,000 02/27/97
*CITIBANK 27,000,000 02/28/97
*INDUSTRIAL BANK OF JAPAN 30,000,000 02/28/97
*CITIBANK 27,000,000 03/05/97
*STATE STREET BANK 11,250,000 03/27/97
*REPRESENTING REFINANCING OF MATURING LOANS
NORTHEAST UTILITIES
BY/s/Robert C. Aronson
ITS ASSISTANT TREASURER
DATED March 31, 1997
ATTACHMENT 2
COMPANY: The Connecticut Light and Power Company
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $207,500,000
THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997.
MONEY POOL BALANCE ON March 31, 1997: Invested ($225,300,000)
AMOUNT
NAME OF BANK $ DATE SOLD
CITIBANK 2,500,000 02/18/97
CITIBANK 7,500,000 02/18/97
CITIBANK 49,375,000 03/18/97
CITIBANK 58,125,000 03/18/97
CITIBANK 90,000,000 03/18/97
*REPRESENTING REFINANCING OF MATURING LOANS
DATED March 31, 1997
THE CONNECTICUT LIGHT AND POWER COMPANY
BY/s/Robert C. Aronson
ITS ASSISTANT TREASURER
May 9, 1997
Ms. Barbara Nieman
Northeast Utilities
P.O. Box 270
Hartford, Connecticut 06141
Re: The Connecticut Light and Power Company
Dear Ms. Nieman:
This letter is submitted to you in compliance with certain requirements
concerned with the commercial paper program of Connecticut Light and Power
company as specified by the Securities and Exchange Commission.
In connection with the private distribution of commercial paper of
Connecticut Light and Power Company, from January 1, 1997 to March 31, 1997,
all sales and resales have been made only to those customers of Lehman
Commercial Paper Inc. included on the Confidential List submitted in the
original program and in accordance with the provisions of that program.
Sincerely,
/s/Geoffrey F. Feldkamp
Lehman Brothers
ATTACHMENT 3
COMPANY: Western Massachusetts Electric Company
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: $0
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $15,000,000
THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997
MONEY POOL BALANCE ON March 31, 1997: Borrowed $75,900,000
AMOUNT
NAME OF BANK $ DATE SOLD
SWISS BANK CORP. 15,000,000 02/13/97
*SWISS BANK CORP. 15,000,000 03/18/97
*REPRESENTS REFINANCING OF MATURITY LOANS
DATED March 31, 1997
WESTERN MASSACHUSETTS ELECTRIC COMPANY
BY /s/Robert C. Aronson
ITS ASSISTANT TREASURER
May 9, 1997
Ms. Barbara Nieman
Northeast Utilities
P.O. Box 270
Hartford, Connecticut 06141
Re: Western Massachusetts Electric Company
Dear Ms. Nieman:
This letter is submitted to you in compliance with certain requirements
concerned with the commercial paper program of Western Massachusetts
Electric Company as specified by the Securities and Exchange Commission.
In connection with the private distribution of commercial paper of
Western Massachusetts Electric Company, from January 1, 1997 to March 31,
1997, all sales and resales have been made only to those customers of Lehman
Commercial Paper Inc. included on the Confidential List submitted in the
original program and in accordance with the provisions of that program.
Sincerely,
/s/Geoffrey F. Feldkamp
Lehman Brothers
ATTACHMENT 4
COMPANY: Holyoke Water Power Company
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997.
MONEY POOL BALANCE ON March 31, 1997: Invested ($5,750,000)
ATTACHMENT 5
COMPANY: Northeast Nuclear Energy Company
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997.
MONEY POOL BALANCE ON March 31, 1997: Invested ($70,000,000)
ATTACHMENT 6
COMPANY: Northeast Utilities Service Company
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997.
MONEY POOL BALANCE ON March 31, 1997: $0
ATTACHMENT 7
COMPANY: Rocky River Realty Company
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997.
MONEY POOL BALANCE ON March 31, 1997: Borrowed $16,400,000
ATTACHMENT 8
COMPANY: North Atlantic Energy Company
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $-0-
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997.
MONEY POOL BALANCE ON March 31, 1997: Borrowed: $20,750,000
ATTACHMENT 9
COMPANY: Public Service Company of New Hampshire
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $0
THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997.
MONEY POOL BALANCE ON March 31, 1997: Borrowed: ($250,000)
<PAGE>
ATTACHMENT 10
COMPANY: NIANTIC BAY FUEL TRUST
PERIOD: January 1, 1997 through March 31, 1997
MAXIMUM COMMERCIAL PAPER OUTSTANDING AT
ANY ONE TIME: NONE
MAXIMUM COMBINED AMOUNT OF SHORT-TERM
NOTES TO BANKS AND COMMERCIAL PAPER
OUTSTANDING AT ANY ONE TIME: $87,500,000
THERE WAS NO COMMERCIAL PAPER AND $0 SHORT-TERM
NOTES TO BANKS OUTSTANDING ON March 31, 1997.
NAME OF BANK AMOUNT DATE SOLD
$
CONTINENTAL ILLINOIS NATIONAL BANK 9,500,000 01/03/97
*CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 01/09/97
*CONTINENTAL ILLINOIS NATIONAL BANK 54,000,000 01/07/97
*CONTINENTAL ILLINOIS NATIONAL BANK 9,000,000 01/23/97
*CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 01/27/97
*CONTINENTAL ILLINOIS NATIONAL BANK 9,500,000 02/03/97
CONTINENTAL ILLINOIS NATIONAL BANK 6,000,000 02/10/97
CONTINENTAL ILLINOIS NATIONAL BANK 54,500,000 02/18/97
*CONTINENTAL ILLINOIS NATIONAL BANK 9,000,000 02/24/97
*CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 02/27/97
*CONTINENTAL ILLINOIS NATIONAL BANK 9,500,000 03/03/97
*CONTINENTAL ILLINOIS NATIONAL BANK 6,000,000 03/10/97
CONTINENTAL ILLINOIS NATIONAL BANK 9,500,000 03/03/97
CONTINENTAL ILLINOIS NATIONAL BANK 6,000,000 03/10/97
*CONTINENTAL ILLINOIS NATIONAL BANK 55,000,000 03/18/97
*CONTINENTAL ILLINOIS NATIONAL BANK 9,000,000 03/24/97
*CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 03/27/97
*representing refinancing of maturing loans
dated March 31, 1997
NIANTIC BAY FUEL TRUST
BY /S/ Robert C. Aronson
ITS ASSISTANT TREASURER<PAGE>
<TABLE> ATTACHMENT 11
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s
MONTH: January 1997
NUMBER OF DAYS: 31
<CAPTION>
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONS. BAL> 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225
1 Begin Bal 109050 -47400 8500 75000 -16900 -5000 18250 -2500 -475 5475 -144000 0
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
1 End Bal 109050 -47400 8500 75000 -16900 -5000 18250 -2500 -475 5475 -144000
Contributed 0 0 0 0 0 0 0 0 0 0 79500 79500
Borrowed 35000 2500 0 5000 0 0 0 20000 0 0 17000 79500
2 End Bal 74050 -49900 8500 70000 -16900 -5000 18250 -22500 -475 5475 -81500
Contributed 0 0 0 0 0 0 0 0 0 0 34000 34000
Borrowed 0 1500 0 7000 0 0 0 500 0 3500 21500 34000
3 End Bal 74050 -51400 8500 63000 -16900 -5000 18250 -23000 -475 1975 -69000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
4 End Bal 74050 -51400 8500 63000 -16900 -5000 18250 -23000 -475 1975 -69000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
5 End Bal 74050 -51400 8500 63000 -16900 -5000 18250 -23000 -475 1975 -69000
Contributed 0 0 0 0 0 0 3000 0 0 4000 54000 61000
Borrowed 0 3500 1000 1500 0 0 0 0 0 0 55000 61000
6 End Bal 74050 -54900 7500 61500 -16900 -5000 21250 -23000 -475 5975 -70000
Contributed 12000 2500 0 0 0 0 8000 0 0 0 55000 77500
Borrowed 0 0 0 0 0 0 0 0 0 1500 76000 77500
7 End Bal 86050 -52400 7500 61500 -16900 -5000 29250 -23000 -475 4475 -91000
Contributed 10000 0 0 0 0 0 2000 0 0 0 38000 50000
Borrowed 0 0 0 0 0 0 0 0 0 0 50000 50000
8 End Bal 96050 -52400 7500 61500 -16900 -5000 31250 -23000 -475 4475 -103000
Contributed 6000 2000 0 0 0 0 3000 0 0 0 53000 64000
Borrowed 0 0 0 0 0 0 0 0 0 0 64000 64000
9 End Bal 102050 -50400 7500 61500 -16900 -5000 34250 -23000 -475 4475 -114000
Contributed 4000 0 0 0 0 0 2000 0 0 0 50000 56000
Borrowed 0 0 0 3000 0 0 0 0 0 0 53000 56000
10 End Bal 106050 -50400 7500 58500 -16900 -5000 36250 -23000 -475 4475 -117000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
11 End Bal 106050 -50400 7500 58500 -16900 -5000 36250 -23000 -475 4475 -117000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
12 End Bal 106050 -50400 7500 58500 -16900 -5000 36250 -23000 -475 4475 -117000
Contributed 10000 2000 0 0 0 0 3500 0 0 0 51000 66500
Borrowed 0 0 0 2000 0 0 0 0 0 2500 62000 66500
13 End Bal 116050 -48400 7500 56500 -16900 -5000 39750 -23000 -475 1975 -128000
Contributed 9000 2500 0 0 0 0 2500 0 0 0 77000 91000
Borrowed 0 0 0 3000 1000 0 0 0 0 0 87000 91000
14 End Bal 125050 -45900 7500 53500 -17900 -5000 42250 -23000 -475 1975 -138000
Contributed 2500 0 0 0 0 0 0 0 0 0 11000 13500
Borrowed 0 0 500 2500 0 0 1000 0 0 0 9500 13500
15 End Bal 127550 -45900 7000 51000 -17900 -5000 41250 -23000 -475 1975 -136500
Contributed 0 1500 0 0 0 0 1000 0 0 0 44500 47000
Borrowed 3000 0 0 2500 0 0 0 0 0 0 41500 47000
16 End Bal 124550 -44400 7000 48500 -17900 -5000 42250 -23000 -475 1975 -133500
Contributed 0 0 0 0 0 0 0 0 250 0 91500 91750
Borrowed 3000 0 0 9000 0 0 2000 0 0 750 77000 91750
17 End Bal 121550 -44400 7000 39500 -17900 -5000 40250 -23000 -225 1225 -119000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
18 End Bal 121550 -44400 7000 39500 -17900 -5000 40250 -23000 -225 1225 -119000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
19 End Bal 121550 -44400 7000 39500 -17900 -5000 40250 -23000 -225 1225 -119000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
20 End Bal 121550 -44400 7000 39500 -17900 -5000 40250 -23000 -225 1225 -119000
Contributed 3500 1000 2500 8000 0 0 32000 0 0 0 75000 122000
Borrowed 0 0 0 0 0 0 0 0 0 0 122000 122000
21 End Bal 125050 -43400 9500 47500 -17900 -5000 72250 -23000 -225 1225 -166000
Contributed 0 3000 0 0 0 0 9000 0 0 0 83000 95000
Borrowed 40000 0 0 0 0 0 0 0 0 0 55000 95000
22 End Bal 85050 -40400 9500 47500 -17900 -5000 81250 -23000 -225 1225 -138000
Contributed 0 1500 0 28500 0 0 0 0 0 0 69000 99000
Borrowed 0 0 1000 0 0 0 0 0 0 0 98000 99000
23 End Bal 85050 -38900 8500 76000 -17900 -5000 81250 -23000 -225 1225 -167000
Contributed 0 0 0 0 0 0 3500 0 0 0 127000 130500
Borrowed 27500 1500 0 7500 0 0 0 0 0 0 94000 130500
24 End Bal 57550 -40400 8500 68500 -17900 -5000 84750 -23000 -225 1225 -134000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
25 End Bal 57550 -40400 8500 68500 -17900 -5000 84750 -23000 -225 1225 -134000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
26 End Bal 57550 -40400 8500 68500 -17900 -5000 84750 -23000 -225 1225 -134000
Contributed 6000 0 0 0 0 0 0 0 0 0 50000 56000
Borrowed 0 17000 0 0 0 0 5000 0 0 0 34000 56000
27 End Bal 63550 -57400 8500 68500 -17900 -5000 79750 -23000 -225 1225 -118000
Contributed 15000 3500 0 0 0 0 0 16500 0 0 59000 94000
Borrowed 0 0 500 0 0 0 3000 0 0 0 90500 94000
28 End Bal 78550 -53900 8000 68500 -17900 -5000 76750 -6500 -225 1225 -149500
Contributed 6000 1000 0 0 0 0 0 0 0 0 47500 54500
Borrowed 0 0 0 0 0 0 22000 0 0 0 32500 54500
29 End Bal 84550 -52900 8000 68500 -17900 -5000 54750 -6500 -225 1225 -134500
Contributed 0 2000 0 0 0 0 2000 0 0 0 72500 76500
Borrowed 3500 0 0 2500 0 0 0 0 0 1000 69500 76500
30 End Bal 81050 -50900 8000 66000 -17900 -5000 56750 -6500 -225 225 -131500
Contributed 0 0 0 11000 0 0 0 0 0 0 87500 98500
Borrowed 35000 6000 500 0 0 0 6000 0 0 0 51000 98500
31 End Bal 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225 -95000
NU MONEY
BALANCES 0 0 0 0 0 0 0 0 0 0 0
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s
MONTH: FEBRUARY 1997
NUMBER OF DAYS: 28
<CAPTION>
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONS. BAL> 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725
1 Begin Bal 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225 -95000 0
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
1 End Bal 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225 -95000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
2 End Bal 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225 -95000
Contributed 0 0 0 0 0 0 0 0 0 0 95000 95000
Borrowed 32000 4000 0 7000 0 0 3000 9000 0 0 40000 95000
3 End Bal 14050 -60900 7500 70000 -17900 -5000 47750 -15500 -225 225 -40000
Contributed 7000 3000 0 0 0 0 3000 0 0 0 40000 53000
Borrowed 0 0 0 1500 500 0 0 0 0 0 51000 53000
4 End Bal 21050 -57900 7500 68500 -18400 -5000 50750 -15500 -225 225 -51000
Contributed 8500 1500 0 0 0 0 4000 0 0 0 51000 65000
Borrowed 0 0 500 1500 0 0 0 0 0 0 63000 65000
5 End Bal 29550 -56400 7000 67000 -18400 -5000 54750 -15500 -225 225 -63000
Contributed 5000 0 0 2000 0 0 3000 0 0 30000 63000 103000
Borrowed 5000 0 0 0 0 0 25000 0 0 0 73000 103000
6 End Bal 29550 -56400 7000 69000 -18400 -5000 32750 -15500 -225 30225 -73000
Contributed 6000 1000 0 1000 0 0 3500 0 0 0 73000 84500
Borrowed 0 0 0 0 0 0 0 0 0 500 84000 84500
7 End Bal 35550 -55400 7000 70000 -18400 -5000 36250 -15500 -225 29725 -84000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
8 End Bal 35550 -55400 7000 70000 -18400 -5000 36250 -15500 -225 29725 -84000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
9 End Bal 35550 -55400 7000 70000 -18400 -5000 36250 -15500 -225 29725 -84000
Contributed 4000 2000 0 0 0 0 4000 0 0 1000 50000 61000
Borrowed 0 0 0 2000 0 0 0 0 0 0 59000 61000
10 End Bal 39550 -53400 7000 68000 -18400 -5000 40250 -15500 -225 30725 -93000
Contributed 6500 1000 0 0 0 0 6000 0 0 0 68000 81500
Borrowed 0 0 0 1500 0 0 0 0 0 0 80000 81500
11 End Bal 46050 -52400 7000 66500 -18400 -5000 46250 -15500 -225 30725 -105000
Contributed 3000 1500 0 0 0 0 1000 0 0 0 25000 30500
Borrowed 0 0 500 2500 0 0 0 0 0 0 27500 30500
12 End Bal 49050 -50900 6500 64000 -18400 -5000 47250 -15500 -225 30725 -107500
Contributed 3000 15000 0 0 0 0 0 0 0 30000 50000 98000
Borrowed 0 0 0 500 0 0 32000 0 0 0 65500 98000
13 End Bal 52050 -35900 6500 63500 -18400 -5000 15250 -15500 -225 60725 -123000
Contributed 0 500 0 0 1000 0 0 0 0 0 65500 67000
Borrowed 9500 0 500 7500 0 0 4500 0 0 0 45000 67000
14 End Bal 42550 -35400 6000 56000 -17400 -5000 10750 -15500 -225 60725 -102500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
15 End Bal 42550 -35400 6000 56000 -17400 -5000 10750 -15500 -225 60725 -102500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
16 End Bal 42550 -35400 6000 56000 -17400 -5000 10750 -15500 -225 60725 -102500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
17 End Bal 42550 -35400 6000 56000 -17400 -5000 10750 -15500 -225 60725 -102500
Contributed 20000 1750 250 0 0 0 2500 0 0 500 25000 50000
Borrowed 0 0 0 3000 0 0 0 0 0 0 47000 50000
18 End Bal 62550 -33650 6250 53000 -17400 -5000 13250 -15500 -225 61225 -124500
Contributed 10000 2000 0 0 0 0 2500 0 0 0 67000 81500
Borrowed 1000 0 0 3500 0 0 0 0 0 500 76500 81500
19 End Bal 71550 -31650 6250 49500 -17400 -5000 15750 -15500 -225 60725 -134000
Contributed 0 0 2500 0 0 0 20250 0 0 0 125000 147750
Borrowed 28500 10000 0 4500 250 0 0 0 0 0 104500 147750
20 End Bal 43050 -41650 8750 45000 -17650 -5000 36000 -15500 -225 60725 -113500
Contributed 5000 2000 0 23500 0 0 0 0 0 35000 56000 121500
Borrowed 0 0 0 0 0 0 27000 5000 0 0 89500 121500
21 End Bal 48050 -39650 8750 68500 -17650 -5000 9000 -20500 -225 95725 -147000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
22 End Bal 48050 -39650 8750 68500 -17650 -5000 9000 -20500 -225 95725 -147000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
23 End Bal 48050 -39650 8750 68500 -17650 -5000 9000 -20500 -225 95725 -147000
Contributed 3000 0 500 4500 500 0 0 0 0 0 40000 48500
Borrowed 0 4500 0 0 0 0 0 0 0 0 44000 48500
24 End Bal 51050 -44150 9250 73000 -17150 -5000 9000 -20500 -225 95725 -151000
Contributed 0 0 250 0 0 0 5500 0 0 35000 51500 92250
Borrowed 24000 12250 0 4750 0 0 0 5750 0 0 45500 92250
25 End Bal 27050 -56400 9500 68250 -17150 -5000 14500 -26250 -225 130725 -145000
Contributed 11500 3000 3000 3500 0 0 0 0 0 0 82000 103000
Borrowed 0 0 0 0 0 0 23000 0 0 0 80000 103000
26 End Bal 38550 -53400 12500 71750 -17150 -5000 -8500 -26250 -225 130725 -143000
Contributed 3250 0 0 0 0 0 0 0 0 0 110500 113750
Borrowed 0 4500 3750 2000 0 0 1000 0 0 0 102500 113750
27 End Bal 41800 -57900 8750 69750 -17150 -5000 -9500 -26250 -225 130725 -135000
Contributed 500 500 0 6000 0 0 1000 0 0 0 80000 88000
Borrowed 16500 2000 0 0 0 0 3000 0 0 0 66500 88000
28 End Bal 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725 -121500
NU MONEY
BALANCES 0 0 0 0 0 0 0 0 0 0 0
NORTHEAST UTILITIES SYSTEM MONEY POOL $000s
MONTH: March 1997
NUMBER OF DAYS: 31
<CAPTION>
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONS. BAL> 225300 -75900 5750 70000 -16400 -5000 -250 -20750 -225 39975
1 Begin Bal 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725 -121500 0
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
1 End Bal 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725 -121500
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
2 End Bal 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725 -121500
Contributed 4000 1500 0 1000 0 0 3500 0 0 0 51000 61000
Borrowed 15000 20000 250 2000 0 0 0 4000 0 8000 11750 61000
3 End Bal 14800 -77900 8500 74750 -17150 -5000 -8000 -30250 -225 122725 -82250
Contributed 6000 0 0 0 0 0 4500 0 0 0 50500 61000
Borrowed 0 500 500 1000 0 0 0 0 0 0 59000 61000
4 End Bal 20800 -78400 8000 73750 -17150 -5000 -3500 -30250 -225 122725 -90750
Contributed 9500 1000 0 0 0 0 3000 0 0 0 0 13500
Borrowed 0 0 0 4500 0 0 0 0 0 0 9000 13500
5 End Bal 30300 -77400 8000 69250 -17150 -5000 -500 -30250 -225 122725 -99750
Contributed 5500 500 0 0 0 0 500 0 0 0 0 6500
Borrowed 0 0 0 500 0 0 1500 0 0 500 4000 6500
6 End Bal 35800 -76900 8000 68750 -17150 -5000 -1500 -30250 -225 122225 -103750
Contributed 3000 1500 0 0 0 0 1000 0 0 0 30000 35500
Borrowed 0 0 0 2500 0 0 2000 0 0 30000 1000 35500
7 End Bal 38800 -75400 8000 66250 -17150 -5000 -2500 -30250 -225 92225 -74750
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
8 End Bal 38800 -75400 8000 66250 -17150 -5000 -2500 -30250 -225 92225 -74750
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
9 End Bal 38800 -75400 8000 66250 -17150 -5000 -2500 -30250 -225 92225 -74750
Contributed 10000 500 0 500 0 0 9000 0 0 0 0 20000
Borrowed 0 0 0 0 0 0 0 0 0 0 20000 20000
10 End Bal 48800 -74900 8000 66750 -17150 -5000 6500 -30250 -225 92225 -94750
Contributed 9750 1500 0 0 0 0 1500 0 0 0 0 12750
Borrowed 0 0 250 750 0 0 0 3750 0 0 8000 12750
11 End Bal 58550 -73400 7750 66000 -17150 -5000 8000 -34000 -225 92225 -102750
Contributed 10750 1000 0 750 1000 0 2250 0 0 0 0 15750
Borrowed 0 0 0 0 250 0 2000 0 0 500 13000 15750
12 End Bal 69300 -72400 7750 66750 -16400 -5000 8250 -34000 -225 91725 -115750
Contributed 6500 500 0 0 0 0 0 0 0 0 0 7000
Borrowed 0 0 0 1000 0 0 0 0 0 0 6000 7000
13 End Bal 75800 -71900 7750 65750 -16400 -5000 8250 -34000 -225 91725 -121750
Contributed 2500 500 0 0 0 0 0 0 0 0 44000 47000
Borrowed 22000 3500 1500 12750 250 0 4000 0 0 0 3000 47000
14 End Bal 56300 -74900 6250 53000 -16650 -5000 4250 -34000 -225 91725 -80750
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
15 End Bal 56300 -74900 6250 53000 -16650 -5000 4250 -34000 -225 91725 -80750
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
16 End Bal 56300 -74900 6250 53000 -16650 -5000 4250 -34000 -225 91725 -80750
Contributed 5000 2500 0 0 0 0 1500 0 0 0 0 9000
Borrowed 0 0 0 2000 0 0 0 0 0 0 7000 9000
17 End Bal 61300 -72400 6250 51000 -16650 -5000 5750 -34000 -225 91725 -87750
Contributed 7000 1000 0 0 500 0 1500 0 0 0 0 10000
Borrowed 0 0 0 3000 0 0 0 0 0 0 7000 10000
18 End Bal 68300 -71400 6250 48000 -16150 -5000 7250 -34000 -225 91725 -94750
Contributed 11500 2000 0 1000 0 0 1000 0 0 0 0 15500
Borrowed 0 0 0 0 0 0 1500 0 0 0 14000 15500
19 End Bal 79800 -69400 6250 49000 -16150 -5000 6750 -34000 -225 91725 -108750
Contributed 175000 0 2500 0 0 0 0 0 0 0 0 177500
Borrowed 0 2000 0 2000 0 0 2000 0 0 0 171500 177500
20 End Bal 254800 -71400 8750 47000 -16150 -5000 4750 -34000 -225 91725 -280250
Contributed 4000 3000 0 0 0 0 4000 0 0 0 0 11000
Borrowed 0 0 0 2500 0 0 0 0 0 0 8500 11000
21 End Bal 258800 -68400 8750 44500 -16150 -5000 8750 -34000 -225 91725 -288750
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
22 End Bal 258800 -68400 8750 44500 -16150 -5000 8750 -34000 -225 91725 -288750
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
23 End Bal 258800 -68400 8750 44500 -16150 -5000 8750 -34000 -225 91725 -288750
Contributed 17000 2500 0 11000 0 0 6000 0 0 0 0 36500
Borrowed 0 12000 0 0 0 0 0 0 0 0 24500 36500
24 End Bal 275800 -77900 8750 55500 -16150 -5000 14750 -34000 -225 91725 -313250
Contributed 0 2500 0 28500 0 0 0 0 0 0 50000 81000
Borrowed 41500 500 0 0 0 0 500 0 0 0 38500 81000
25 End Bal 234300 -75900 8750 84000 -16150 -5000 14250 -34000 -225 91725 -301750
Contributed 0 1000 0 0 0 0 1500 13500 0 0 56000 72000
Borrowed 6500 0 3000 13500 0 0 0 0 0 0 49000 72000
26 End Bal 227800 -74900 5750 70500 -16150 -5000 15750 -20500 -225 91725 -294750
Contributed 4000 0 0 0 0 0 0 0 0 0 37250 41250
Borrowed 0 1000 0 1000 250 0 11500 250 0 27250 0 41250
27 End Bal 231800 -75900 5750 69500 -16400 -5000 4250 -20750 -225 64475 -257500
Contributed 0 0 0 0 0 0 0 0 0 0 14500 14500
Borrowed 4000 1500 0 6000 0 0 3000 0 0 0 0 14500
28 End Bal 227800 -77400 5750 63500 -16400 -5000 1250 -20750 -225 64475 -243000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
29 End Bal 227800 -77400 5750 63500 -16400 -5000 1250 -20750 -225 64475 -243000
Contributed 0 0 0 0 0 0 0 0 0 0 0 0
Borrowed 0 0 0 0 0 0 0 0 0 0 0 0
30 End Bal 227800 -77400 5750 63500 -16400 -5000 1250 -20750 -225 64475 -243000
Contributed 0 1500 0 6500 0 0 0 0 0 0 45500 53500
Borrowed 2500 0 0 0 0 0 1500 0 0 24500 25000 53500
31 End Bal 225300 -75900 5750 70000 -16400 -5000 -250 -20750 -225 39975 -222500
NU MONEY
BALANCES 0 0 0 0 0 0 0 0 0 0 0
</TABLE>
ATTACHMENT 12
CAPITAL CONTRIBUTIONS
DURING THE FIRST QUARTER OF 1997, NORTHEAST UTILITIES MADE THE FOLLOWING
CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY:
01/24/97 $ 27,600,000
02/28/97 $ 200,000
03/06/97 $ 100,000
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of Quarterly
Certificate as
CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial
Consummation of
Berlin, Connecticut Transaction
File No. 70-7255
File No. 70-7704
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Company Act of 1935 and Rule
24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company")
hereby certify that the Company entered into a $90 million Remarketable
Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with
the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank,
Limited, as issuing Bank (the "Credit Agreement"), in accordance with the
Application/Declaration, as amended, filed by the Company; in this
proceeding, and the Securities and Exchange Commission Order dated August 1,
1990 with respect thereto.
During the period January 1, 1997 through March 31, 1997, the maximum
commercial paper outstanding at any one time was $0. Commercial
paper outstanding on March 31, 1997 was $0. Maximum borrowings under the
revolving credit portion of the agreement at any one time was $70,000,000 and
$52,500,000 at March 31, 1997.
Dated March 31, 1997
Connecticut Yankee Atomic Power Company
/s/Robert C. Aronson
Assistant Treasurer
NAME OF BANK AMOUNT DATE SOLD
$
TORONTO DOMINION BANK 5,000,000 01/02/97
TORONTO DOMINION BANK 5,000,000 01/06/97
TORONTO DOMINION BANK 60,000,000 01/09/97
TORONTO DOMINION BANK 2,000,000 01/15/97
TORONTO DOMINION BANK 2,500,000 02/05/97
TORONTO DOMINION BANK 2,500,000 02/10/97
TORONTO DOMINION BANK 67,500,000 02/10/97
TORONTO DOMINION BANK 67,500,000 03/07/97
TORONTO DOMINION BANK 47,500,000 03/10/97
TORONTO DOMINION BANK 2,000,000 03/17/97
TORONTO DOMINION BANK 5,000,000 03/20/97
*REPRESENTING REFINANCING OF MATURING LOANS
DATED March 31, 1997
CONNECTICUT YANKEE ATOMIC POWER CO.
BY/S/Robert C. Aronson
ITS ASSISTANT TREASURER
May 9, 1997
Ms. Barbara Nieman
Northeast Utilities
P.O. Box 270
Hartford, Connecticut 06141-0270
Dear Ms. Nieman:
This letter is submitted to you in compliance with certain requirements
concerned with the commercial paper program of Connecticut Yankee Atomic
Power Company ("CY"), as specified by the Securities and Exchange Commission.
Please be advised that in connection with the private distribution of CY
commercial paper from January 1, 1997 through March 31, 1997, all sales and
resales have been made to customers included on the confidential list of
investors held here at Citicorp.
Regards,
/s/ Pushkar Butani
Citicorp
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of
Northeast Utilities Quarterly
Northeast Utilities Service Company Certificate as
The Connecticut Light and Power Company to Partial
Western Massachusetts Electric Company Consummation of
Holyoke Water Power Company Transaction $56.25 Million
Northeast Nuclear Energy Company Regional Revolving Credit
Rocky River Realty Company Agreement
Berlin, Connecticut
File No. 70-8052
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a)
thereunder, Northeast Utilities and its system companies (the "Companies")
hereby certify that the Companies maintain a $56.25 million Regional
Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities
Service Company, as Agent, in accordance with the terms and conditions or,
and for the purposes represented by the Application/Declaration, as amended,
filed by the Companies in this proceeding, and the Securities and Exchange
Commission Order dated November 23, 1992 with respect thereto.
During the period January 1, 1997 through March 31, 1997, Northeast
Utilities had $11,250,000 outstanding for the quarter ending March 31, 1997.
Dated March 31, 1997
Northeast Utilities
/s/Robert C. Aronson
Assistant Treasurer
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
In the Matter of
Northeast Utilities Quarterly
Certificate as
The Connecticut Light and Power Company to Partial
Western Massachusetts Electric Company Consummation of
Transaction $313.75 Million
Revolving Credit
Agreement
Berlin, Connecticut
File No. 70-8052
(Public Utility Holding Company Act of 1935)
Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a)
thereunder, Northeast Utilities and its system companies (the "Companies")
hereby certify that the Companies maintain a $313.75 million Revolving Credit
Agreement dated November 21, 1996 with Revolving Credit Agreement dated
November 21, 1996 with Citicorp Securities, Inc. as arranger, Toronto
Dominion Securities, Inc. as Syndication Agent, Fleet National Bank as
Documentation Agent and Citibank, N.A. as Administrative Agent, in accordance
with the terms and conditions filed with the Securities and Exchange
Commission and ordered by them on November 20, 1996 with respect thereto.
During the period January 1, 1997 through March 31, 1997, Northeast
Utilities had $0 outstanding for the quarter ending March 31, 1997.
Dated March 31, 1997
Northeast Utilities
/s/Robert C. Aronson
Assistant Treasurer
