For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Massachusetts Series
1. Name of Issuer:
Commonwealth of Puerto Rico
2. Date of Purchase
03/15/2000
3. Number of Securities Purchased
20,000
4. Dollar Amount of Purchase
$665,740
5. Price Per Unit
$33.287
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs
7. Other Members of the Underwriting Syndicate
Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
Merrill Lynch & Co.
PaineWebber Incorporated
Prudential Securities Inc.
Raymond James & Associates,
Inc.
Salomon Smith Barney
Morgan Stanley Dean Witter
JP Morgan & Co.
Samuel A. Ramirez & Co., Inc.
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New Jersey Series
1. Name of Issuer:
Commonwealth of Puerto Rico
2. Date of Purchase
03/15/2000
3. Number of Securities Purchased
35,000
4. Dollar Amount of Purchase
$1,165,045
5. Price Per Unit
$33.287
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs
7. Other Members of the Underwriting Syndicate
Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
Merrill Lynch & Co.
PaineWebber Incorporated
Prudential Securities Inc.
Raymond James & Associates,
Inc.
Salomon Smith Barney
Morgan Stanley Dean Witter
JP Morgan & Co.
Samuel A. Ramirez & Co., Inc.
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New York Series
1. Name of Issuer:
Metropolitan Transportation Authority NY
2. Date of Purchase
02/08/2000
3. Number of Securities Purchased
30,000
4. Dollar Amount of Purchase
$2,970,870
5. Price Per Unit
$99.029
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Merrill Lynch
7. Other Members of the Underwriting Syndicate
Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
Merrill Lynch & Co.
PaineWebber Incorporated
Prudential Securities Inc.
Dain Rauscher, Inc.
Salomon Smith Barney
Morgan Stanley Dean Witter
JP Morgan & Co.
Greenwich Partners, LLC
Lebenthal & Co., Inc.
First Albany Corporation
Ramirez & Co., Inc.
William E. Simon & Sons
Lehman Brothers
Roosevelt & Cross, Inc.
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New York Series
1. Name of Issuer:
New York Transitional Finance Authority
2. Date of Purchase
01/25/2000
3. Number of Securities Purchased
10,000
4. Dollar Amount of Purchase
$971,540
5. Price Per Unit
$97.154
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Bear Stearns
7. Other Members of the Underwriting Syndicate
Bear, Stearns & Co. Inc.
Apex Pryor Securities
Goldman, Sachs & Co.
Roosevelt & Cross Incorporated
Merrill Lynch & Co.
Siebert Brandford Shank & Co.,
LLC
PaineWebber Incorporated
A.G. Edwards & Sons, Inc.
Prudential Securities Inc.
Fleet Securities, Inc.
Dain Rauscher, Inc.
CIBC Oppenheimer
Salomon Smith Barney
Ramirez & Co., Inc.
Morgan Stanley Dean Witter
William E. Simon & Sons
JP Morgan & Co.
Lehman Brothers
Advest, Inc.
David Lerner Associates, Inc.
Lebenthal & Co., Inc.
M.R. Beal & Company
First Albany Corporation
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New York Series
1. Name of Issuer:
Commonwealth of Puerto Rico
2. Date of Purchase
03/15/2000
3. Number of Securities Purchased
37,450
4. Dollar Amount of Purchase
$1,246,598
5. Price Per Unit
$33.287
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs
7. Other Members of the Underwriting Syndicate
Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
Merrill Lynch & Co.
PaineWebber Incorporated
Prudential Securities Inc.
Raymond James & Associates,
Inc.
Salomon Smith Barney
Morgan Stanley Dean Witter
JP Morgan & Co.
Samuel A. Ramirez & Co., Inc.
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Florida Series
1. Name of Issuer:
New York City General Obligation Bonds
2. Date of Purchase
05/09/2000
3. Number of Securities Purchased
10,000
4. Dollar Amount of Purchase
$970,310
5. Price Per Unit
$97.031
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
J.P. MOrgan
7. Other Members of the Underwriting Syndicate
Bear, Stearns & Co. Inc.
Apex Pryor Securities
Goldman, Sachs & Co.
First Albany Corporation
Merrill Lynch & Co.
M.R. Beal & Company
PaineWebber Incorporated
Fleet Securities, Inc.
Prudential Securities Inc.
CIBC World Markets
Dain Rauscher, Inc.
Ramirez & Co., Inc.
Salomon Smith Barney
William E. Simon & Sons
Morgan Stanley Dean Witter
Lehman Brothers
JP Morgan & Co.
Lebenthal & Co., Inc.
Advest, Inc.
Roosevelt & Cross Incorporated
Siebert Brandford Shank & Co.,
LLC
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Massachusetts Series
1. Name of Issuer:
Puerto Rico Highway and Transportation Authority
2. Date of Purchase
05/25/2000
3. Number of Securities Purchased
15,000
4. Dollar Amount of Purchase
$1,457,610
5. Price Per Unit
$97.174
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Smith Barney
7. Other Members of the Underwriting Syndicate
Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
Merrill Lynch & Co.
PaineWebber Incorporated
Prudential Securities Inc.
Samuel A. Ramirez & Co., Inc.
Salomon Smith Barney
Morgan Stanley Dean Witter
JP Morgan & Co.
Raymond James & Associates
Inc.
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New Jersey Series
1. Name of Issuer:
New Jersey Turnpike Authority
2. Date of Purchase
04/05/2000
3. Number of Securities Purchased
75,000
4. Dollar Amount of Purchase
$7,638,600
5. Price Per Unit
$101.848
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Salomon Smith Barney
7. Other Members of the Underwriting Syndicate
Salomon Smith Barney
A.G. Edwards & Sons
First Union Securities, Inc.
Goldman, Sachs & Co.
Merrill Lynch & Co.
Prudential Securities
Raymond James & Associates, Inc.
Commerce Capital Markets, Inc.
Fleet Securities, Inc.
Greenwich Partners, LLC
Ryan, Beck & Co.
PaineWebber Incorporated
Dain Rauscher, Inc.
Gibraltar Securities
Lehman Brothers
M.R. Beal & Company
Ramirez & Co., Inc.
William E. Simon & Sons
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New York Series
1. Name of Issuer:
Long Island Power Authority
2. Date of Purchase
04/11/2000
3. Number of Securities Purchased
40,000
4. Dollar Amount of Purchase
$1,254,360
5. Price Per Unit
$31.359
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Bear Stearns
7. Other Members of the Underwriting Syndicate
Salomon Smith Barney Advest, Inc.
A.G. Edwards & Sons Roosevelt & Cross, Inc.
Goldman, Sachs & Co. CIBC World Markets
Merrill Lynch & Co. J.P. Morgan & Co.
Prudential Securities Lebenthal & Co., Inc.
Raymond James & Associates, Inc. J.C. Bradford & Co.
Fleet Securities, Inc. ABN AMRO Inc.
PaineWebber Incorporated M.R. Beal & Company
Dain Rauscher, Inc. Ramirez & Co., Inc.
William E. Simon & Sons Lehman Brothers
First Albany Corporation Bear, Stearns & Co. Inc.
David Lerner Associates, Inc.
McDonald Investments, Inc.
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New York Series
1. Name of Issuer:
Long Island Power Authority
2. Date of Purchase
04/11/2000
3. Number of Securities Purchased
63,350
4. Dollar Amount of Purchase
$1,554,799
5. Price Per Unit
$24.543
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Bear Stearns
7. Other Members of the Underwriting Syndicate
Salomon Smith Barney Advest, Inc.
A.G. Edwards & Sons Roosevelt & Cross, Inc.
Goldman, Sachs & Co. CIBC World Markets
Merrill Lynch & Co. J.P. Morgan & Co.
Prudential Securities Lebenthal & Co., Inc.
Raymond James & Associates, Inc. J.C. Bradford & Co.
Fleet Securities, Inc. ABN AMRO Inc.
PaineWebber Incorporated M.R. Beal & Company
Dain Rauscher, Inc. Ramirez & Co., Inc.
William E. Simon & Sons Lehman Brothers
First Albany Corporation Bear, Stearns & Co. Inc.
David Lerner Associates, Inc.
McDonald Investments, Inc.
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New York Series
1. Name of Issuer:
Long Island Power Authority
2. Date of Purchase
04/11/2000
3. Number of Securities Purchased
40,000
4. Dollar Amount of Purchase
$817,640
5. Price Per Unit
$20.441
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Bear Stearns
7. Other Members of the Underwriting Syndicate
Salomon Smith Barney Advest, Inc.
A.G. Edwards & Sons Roosevelt & Cross, Inc.
Goldman, Sachs & Co. CIBC World Markets
Merrill Lynch & Co. J.P. Morgan & Co.
Prudential Securities Lebenthal & Co., Inc.
Raymond James & Associates, Inc. J.C. Bradford & Co.
Fleet Securities, Inc. ABN AMRO Inc.
PaineWebber Incorporated M.R. Beal & Company
Dain Rauscher, Inc. Ramirez & Co., Inc.
William E. Simon & Sons Lehman Brothers
First Albany Corporation Bear, Stearns & Co. Inc.
David Lerner Associates, Inc.
McDonald Investments, Inc.
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New York Series
1. Name of Issuer:
Long Island Power Authority
2. Date of Purchase
04/11/2000
3. Number of Securities Purchased
50,000
4. Dollar Amount of Purchase
$908,950
5. Price Per Unit
$18.179
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Bear Stearns
7. Other Members of the Underwriting Syndicate
Salomon Smith Barney Advest, Inc.
A.G. Edwards & Sons Roosevelt & Cross, Inc.
Goldman, Sachs & Co. CIBC World Markets
Merrill Lynch & Co. J.P. Morgan & Co.
Prudential Securities Lebenthal & Co., Inc.
Raymond James & Associates, Inc. J.C. Bradford & Co.
Fleet Securities, Inc. ABN AMRO Inc.
PaineWebber Incorporated M.R. Beal & Company
Dain Rauscher, Inc. Ramirez & Co., Inc.
William E. Simon & Sons Lehman Brothers
First Albany Corporation Bear, Stearns & Co. Inc.
David Lerner Associates, Inc.
McDonald Investments, Inc.
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New York Series
1. Name of Issuer:
New York State Dorm Auth Mount Sinai Health Sys
2. Date of Purchase
04/25/2000
3. Number of Securities Purchased
64,400
4. Dollar Amount of Purchase
$6,295,744
5. Price Per Unit
$97.760
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs
7. Other Members of the Underwriting Syndicate
Morgan Stanley Dean Witter Advest, Inc.
CIBC Oppenheimer Salomon Smith Barney
Goldman, Sachs & Co. Lehman Brothers
Merrill Lynch & Co. J.P. Morgan & Co.
Prudential Securities Lebenthal & Co., Inc.
Siebert Brandford Shank & Co. LLC M.R. Beal & Company
Cain Brothers & Company, LLC Ramirez & Co., Inc.
PaineWebber Incorporated Bear, Stearns & Co. Inc.
Dain Rauscher, Inc.
William E. Simon & Sons
First Albany Corporation
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
New York Series
1. Name of Issuer:
New York State Dorm Auth Mount Sinai Health Sys
2. Date of Purchase
04/25/2000
3. Number of Securities Purchased
25,000
4. Dollar Amount of Purchase
$2,444,000
5. Price Per Unit
$97.760
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs
7. Other Members of the Underwriting Syndicate
Morgan Stanley Dean Witter Advest, Inc.
CIBC Oppenheimer Salomon Smith Barney
Goldman, Sachs & Co. Lehman Brothers
Merrill Lynch & Co. J.P. Morgan & Co.
Prudential Securities Lebenthal & Co., Inc.
Siebert Brandford Shank & Co. LLC M.R. Beal & Company
Cain Brothers & Company, LLC Ramirez & Co., Inc.
PaineWebber Incorporated Bear, Stearns & Co. Inc.
Dain Rauscher, Inc.
William E. Simon & Sons
First Albany Corporation
For the fiscal year ended (a) 8/31/00
File number (c) 811-4023
SUB-ITEM 77-0
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Ohio Series
1. Name of Issuer:
Puerto Rico Highway and Transportation Authority
2. Date of Purchase
05/25/2000
3. Number of Securities Purchased
15,000
4. Dollar Amount of Purchase
$1,457,610
5. Price Per Unit
$97.174
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Smith Barney
7. Other Members of the Underwriting Syndicate
Bear, Stearns & Co. Inc.
Goldman, Sachs & Co.
Merrill Lynch & Co.
PaineWebber Incorporated
Prudential Securities Inc.
Samuel A. Ramirez & Co., Inc.
Salomon Smith Barney
Morgan Stanley Dean Witter
JP Morgan & Co.
Raymond James & Associates
Inc.
