FEBRUARY 11, 2000
Securities and Exchange Commission
Judiciary Plaza
450 Fifth Street, NW
Washington, D.C. 20549
Re: Form 13F Filed on Behalf
of Howard P. Berkowitz
File No. 28-286
Gentlemen:
In accordance with Rule 13f-1 under the Securities and Exchange Act of 1934,
enclosed please find Form 13F filed on behalf of Howard P. Berkowitz for
the quarter ended December 31, 1999.
Kindly acknowledge receipt by e-mail to [email protected].
Very truly yours,
/s/ Carl J. Bennett
Carl J. Bennett
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended DECEMBER 31,1999
If amended report check here:
Howard P. Berkowitz
Name of Institutional Investment Manager
C/o HPB Associates, L.P., 65 EAST 55TH STREET, NY, NY 10022
Business Address (Street) (City) (State) (Zip)
Howard P. Berkowitz, Managing Partner
Name, Phone No., and Title of person Duly Authorized to Submit This report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of New York and State of New York
on the 11th day of February, 2000.
Howard P Berkowitz
(Name of Institutional investment Manager)
/s/ Howard P. Berkowitz
(Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report):
(List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name:
1.
2.
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FORM 13F
Name of Reporting Manager: Howard P. Berkowitz
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Item 5: Item 6: Item 8:
Item 1: Item 2: Item 3: Item4: Shares of Investment Discretion Item 7: Voting Authority (Shares)
Name of Issuer Title of CUSIP Fair Market Principal (b) Shared- Managers
CLASS Number Value Amount (a)Sole As Defined(c)Shared SeeInstr(a)Sole(b)Shared(c)None
in Instr. V Other
AUTONATION INC COM 05329W 10 2 2,553,000 276,000 X 276,000
BAKER HUGHES INC COM 057224 10 7 526,563 25,000(c) X 25,000(c)
COASTCAST CORP COM 19057T 10 8 3,356,588 201,900 X 201,900
CONOCO INC CL B 208251 40 5 621,875 25,000 X 25,000
CMP GROUP INC COM 125887 10 9 21,294,788 772,600 X 772,600
DATASTREAM SYS INC COM 238124 10 1 122,813 5,000 X 5,000
EOG RES INC COM 26875P 10 1 1,317,188 75,000 X 75,000
FOUNDATION HEALTH SYS INC COM 350404 10 9 5,614,688 565,000 X 565,000
GLOBAL MARINE INC COM 379352 40 4 581,875 35,000 X 35,000
GLOBAL MARINE INC COM 379352 40 4 415,625 25,000(c) X 25,000(c)
HOLLYWOOD PK INC NEW COM 436255 10 3 8,697,403 387,628 X 387,628
INFORMIX CORP COM 456779 10 7 228,750 20,000 X 20,000
INSURANCE AUTO AUCTIONS INC COM 457875 10 2 2,126,250 135,000 X 135,000
JEFFERSON PILOT CORP COM 475070 10 8 682,500 10,000 X 10,000
MANDALAY RESORT GROUP MANDALAY 562567 10 7 5,121,813 254,500 X 254,500
MATTEL INC COM 577081 10 2 656,250 50,000 X 50,000
MCDERMOTT INTL INC COM 580037 10 9 1,812,500 200,000 X 200,000
MAXXAM INC COM 577913 10 6 1,354,850 31,600 X 31,600
NEUBERGER BERMAN INC COM 641234 10 9 248,750 10,000 X 10,000
NEXELL THERAPEUTICS INC COM 65332H 10 4 459,375 367,500 X 367,500
PAGING NETWORK INC COM 695542 10 0 406,250 500,000 X 500,000
RELIASTAR FINL CORP COM 75952U 10 3 7,524,000 192,000 X 192,000
SMURFIT-STONE CONTAINER CORP COM 832727 10 1 7,840,735 320,030 X 320,030
SOMNUS MED TECHNOLOGIES INC COM 835397 10 0 2,044,001 778,667 X 778,667
UNION CARBIDE CORP COM 905581 10 4 10,012,500 150,000 X 150,000
VENTAS INC COM 92276F 10 0 5,025,000 1,200,000 X 1,200,000
TOTAL 90,645,927
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