UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
REVISED Annual Report Pursuant to Section 13 or 15(d)
of the Securities and Exchange Act of 1934
For the fiscal year ended September 30, 1994
Commission File No. 1-7421
PIPER JAFFRAY COMPANIES INC.
(Exact name of Registrant as specified in its charter)
THIS AMENDMENT TO FORM 10-K IS BEING FILED SOLELY TO RESUBMIT THE FINANCIAL
DATA SCHEDULE AS EXHIBIT 27 DUE TO TAGGING ERRORS IN THE ORIGINAL EDGAR FILING.
THE CONTENT OF THE ANNUAL REPORT ON FORM 10-K HAS NOT BEEN CHANGED.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
Piper Jaffray Companies Inc.
(Registrant)
By:
/s/ William H. Ellis
William H. Ellis
President and Chief Operating Officer, and Director
/s/ Charles N. Hayssen
Charles N. Hayssen
Managing Director and Chief Financial Officer
Dated: February 3, 1995
INDEX TO EXHIBITS
Exh # Exhibit Form of Filing
27 Financial Data Schedule (filed electronically)
<TABLE> <S> <C>
<ARTICLE> BD
<LEGEND>
THE SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
CONSOLIDATED FINANCIAL STATEMENTS OF PIPER JAFFRAY COMPANIES INC. AS OF AND FOR
THE YEAR ENDED SEPTEMBER 30, 1994 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE
TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> YEAR
<FISCAL-YEAR-END> SEP-30-1994
<PERIOD-END> SEP-30-1994
<CASH> 12,070
<RECEIVABLES> 423,984
<SECURITIES-RESALE> 0
<SECURITIES-BORROWED> 0
<INSTRUMENTS-OWNED> 50,737
<PP&E> 25,979
<TOTAL-ASSETS> 584,447
<SHORT-TERM> 108,132
<PAYABLES> 288,801
<REPOS-SOLD> 0
<SECURITIES-LOANED> 0
<INSTRUMENTS-SOLD> 14,689
<LONG-TERM> 3,741
<COMMON> 17,462
0
0
<OTHER-SE> 150,341
<TOTAL-LIABILITY-AND-EQUITY> 584,447
<TRADING-REVENUE> 101,381
<INTEREST-DIVIDENDS> 24,792
<COMMISSIONS> 147,539
<INVESTMENT-BANKING-REVENUES> 61,146
<FEE-REVENUE> 62,653
<INTEREST-EXPENSE> 7,242
<COMPENSATION> 245,567
<INCOME-PRETAX> 40,130
<INCOME-PRE-EXTRAORDINARY> 40,130
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 25,282
<EPS-PRIMARY> 1.41
<EPS-DILUTED> 1.41
</TABLE>
