SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest 10-K/A SEC Filings
Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend]

E TRADE GROUP INC, 10-K/A, 2000-11-22
RESEARCH PARTNERS INTERNATIONAL INC, 10-K/A, 2000-07-27
E TRADE GROUP INC, 10-K/A, 2000-04-17
JWGENESIS FINANCIAL CORP /, 10-K/A, 2000-04-14
LABRANCHE & CO INC, 10-K/A, 2000-04-04
AMERITRADE HOLDING CORP, 10-K/A, 1999-12-28
ADVEST GROUP INC, 10-K/A, 1999-12-28
E TRADE GROUP INC, 10-K/A, 1999-08-16
RESEARCH PARTNERS INTERNATIONAL INC, 10-K/A, 1999-06-01
PEOPLES FINANCIAL SERVICES CORP/, 10-K/A, 1999-04-28
INVESTMENT TECHNOLOGY GROUP INC, 10-K/A, 1999-03-26
JEFFERIES GROUP INC, 10-K/A, 1999-03-26
AMERITRADE HOLDING CORP, 10-K/A, 1999-01-20
ADVEST GROUP INC, 10-K/A, 1998-07-24
DAIN RAUSCHER CORP, 10-K/A, 1998-06-26
GKN HOLDING CORP, 10-K/A, 1998-06-01
FIRST ALBANY COMPANIES INC, 10-K/A, 1998-04-09
JEFFERIES GROUP INC, 10-K/A, 1998-03-20
RYAN BECK & CO INC, 10-K/A, 1998-03-12
BEAR STEARNS COMPANIES INC, 10-K/A, 1997-10-07
JJFN SERVICES INC, 10-K/A, 1997-07-11
FRONTEER FINANCIAL HOLDINGS LTD, 10-K/A, 1997-06-12
WITTER DEAN WORLD CURRENCY FUND L P, 10-K/A, 1997-05-28
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-K/A, 1997-05-22
WITTER DEAN SELECT FUTURES FUND LP, 10-K/A, 1997-05-22
WITTER DEAN WORLD CURRENCY FUND L P, 10-K/A, 1997-04-22
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-K/A, 1997-04-22
WITTER DEAN SELECT FUTURES FUND LP, 10-K/A, 1997-04-22
INTERVEST CORPORATION OF NEW YORK, 10-K/A, 1997-03-31
FRONTEER FINANCIAL HOLDINGS LTD, 10-K/A, 1997-02-10
MORGAN KEEGAN INC, 10-K/A, 1996-10-30
JJFN SERVICES INC, 10-K/A, 1996-08-29
SHERWOOD GROUP INC, 10-K/A, 1996-08-22
FAHNESTOCK VINER HOLDINGS INC, 10-K/A, 1996-04-24
WATERHOUSE INVESTOR SERVICES INC, 10-K/A, 1995-12-12
KEMPER FINANCIAL COMPANIES INC, 10-K/A, 1995-09-28
AMERICAN EXPRESS CO, 10-K/A, 1995-05-08
STIFEL FINANCIAL CORP, 10-K/A, 1995-04-21
RAYMOND JAMES FINANCIAL INC, 10-K/A, 1995-02-22
INTERSTATE JOHNSON LANE INC, 10-K/A, 1995-02-07
PIPER JAFFRAY COMPANIES INC, 10-K/A, 1995-02-03
MORGAN KEEGAN INC, 10-K/A, 1994-12-14
MORGAN KEEGAN INC, 10-K/A, 1994-12-13
MORGAN KEEGAN INC, 10-K/A, 1994-12-12
MORGAN KEEGAN INC, 10-K/A, 1994-12-07
MORGAN KEEGAN INC, 10-K/A, 1994-11-21
MORGAN KEEGAN INC, 10-K/A, 1994-11-14
ADVEST GROUP INC, 10-K/A, 1994-07-14
AMERICAN EXPRESS CO, 10-K/A, 1994-06-28
INTER REGIONAL FINANCIAL GROUP INC, 10-K/A, 1994-06-23
MOMENTUM DISTRIBUTION INC, 10-K/A, 1994-05-02
RODMAN & RENSHAW CAPITAL GROUP INC, 10-K/A, 1994-01-06


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