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Previous: BANYAN STRATEGIC REALTY TRUST, 10-Q, 1999-08-12 |
Next: ANCHOR GOLD & CURRENCY TRUST, N-30D, 1999-08-12 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Carret & Co.
Address: 40 E. 52nd Street
New York, Ny 10022
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph E. Wozny, Jr.
Title: Vice Chairman/Compliance Officer
Phone: 212-207-2341
Signature, Place, and Date of Signing:
/s/ Joseph E. Wozny, Jr., New York, 8/12/99
- --------------------------------------------------------------------------------
Report Type (Check only one.):
|x| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 598
Form 13F Information Table Value Total: 798780
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3-D SYSTEMS COM 88554D205 764 139000 SH Sole 139000
A H BELO CORP SER A COM 080555105 671 34072 SH Sole 34072
AAR CORP COM 000361105 210 9250 SH Sole 9250
ABBOTT LABS COM 002824100 6829 150496 SH Sole 144496 6000
113 2500 SH Defined 01 500 2000
ACM GOVT INCOME FD COM 000912105 97 11500 SH Sole 11500
ACNIELSEN CORP COM 004833109 502 16604 SH Sole 16338 266
12 400 SH Defined 01 400
AES CORP COM 00130H105 2929 50400 SH Sole 50000 400
AFLAC INC COM 001055102 479 10000 SH Sole 10000
ALCOA INC COM 013817101 1055 17050 SH Sole 17050
ALLIANCE ATLANTIS - B NON-VT COM 01853E204 504 40000 SH Sole 40000
ALLIANCE CAP MGMT LP COM 018548107 666 20600 SH Sole 20000 600
ALLIANCE PHARMA CORP COM 018773101 276 105000 SH Sole 105000
ALLIEDSIGNAL INC COM 019512102 1256 19944 SH Sole 19944
25 400 SH Defined 01 400
ALLSTATE CORP COM 020002101 696 19390 SH Sole 500 18890
ALLTEL CORP COM 020039103 1003 14025 SH Sole 12310 1715
84 1170 SH Defined 01 800 370
AMC ENTERTAINMENT COM 001669100 4451 231200 SH Sole 231200
75 3900 SH Defined 01 1500 2400
AMERADA HESS CORP COM 023551104 387 6500 SH Sole 6500
AMERICA ONLINE INC COM 02364J104 2815 25587 SH Sole 6787 18800
242 2200 SH Defined 01 2200
AMERICAN EXPRESS COM 025816109 2186 16800 SH Sole 7370 9430
65 500 SH Defined 01 500
AMERICAN GENERAL CORP COM 026351106 809 10735 SH Sole 10435 300
AMERICAN HOME PRODS COM 026609107 9883 172259 SH Sole 156159 16100
425 7400 SH Defined 01 300 900 6200
AMERICAN INT'L GROUP COM 026874107 10461 89221 SH Sole 85296 3925
AMERICAN PWR CONVERSION COM 029066107 342 17000 SH Sole 17000
AMERICAN WTR WKS INC COM 030411102 542 17617 SH Sole 17617
AMERIGAS PARTNERS LP UNIT COM 030975106 1009 49833 SH Sole 49833
34 1700 SH Defined 01 1700
AMERITECH CORP NEW COM 030954101 749 10191 SH Sole 8987 1204
AMGEN INC COM 031162100 2295 37700 SH Sole 33800 3900
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANADARKO PETE CORP COM 032511107 298 8100 SH Sole 8100
APPLIED MATLS INC COM 038222105 2505 33915 SH Sole 30315 3600
AQUATIC CELLULOSE INTERANTIONA COM 038389102 6 15000 SH Sole 15000
ARDIC EXPLORATION & DEV LTD COM 03979K106 305 152500 SH Sole 152500
ARMCO INC COM 042170100 623 94100 SH Sole 94100
ASSOCIATES FIRST CAP CL A COM 046008108 2417 54776 SH Sole 53733 1043
AT&T CORP COM 001957109 12215 218855 SH Sole 204809 14046
234 4200 SH Defined 01 4200
ATLANTIC RICHFIELD COM 048825103 1063 12719 SH Sole 12079 640
AUTOMATIC DATA PROCESS COM 053015103 325 7376 SH Sole 3776 3600
53 1200 SH Defined 01 1200
AVANT IMMUNOTHERAPEUTICS COM 053491106 266 125000 SH Sole 125000
AVIALL INC NEW COM 05366B102 312 16600 SH Sole 16600
9 500 SH Defined 01 500
BAKER HUGHES COM 057224107 402 12009 SH Sole 11364 645
BANK NEW YORK COM 064057102 4962 135256 SH Sole 135256
BANK OF AMER CORP NEW COM 060505104 3206 43727 SH Sole 42327 1400
29 400 SH Defined 01 400
BANK ONE CORP COM 06423A103 4671 78420 SH Sole 76290 2130
13 212 SH Defined 01 212
BANKATLANTIC BANCORP CL A COM 065908501 294 40500 SH Sole 40500
7 1000 SH Defined 1000
BANKBOSTON CORP COM 06605R106 639 12500 SH Sole 8000 4500
20 400 SH Defined 01 400
BASIN EXPLORATION COM 070107107 221 11000 SH Sole 11000
BEC ENERGY COM 05538M101 330 8000 SH Sole 6500 1500
BELL & HOWELL COM 077852101 393 10400 SH Sole 10400
BELL ATLANTIC COM 077853109 3087 47225 SH Sole 41306 5919
63 960 SH Defined 01 960
BELLSOUTH CORP COM 079860102 2197 46868 SH Sole 21201 25667
313 6668 SH Defined 01 6668
BERKSHIRE HATHAWAY - A COM 084670108 24597 357 SH Sole 357
BERKSHIRE HATHAWAY - B COM 084670207 9878 4410 SH Sole 4343 67
67 30 SH Defined 01 10 20
BESTFOODS COM 08658U101 787 15896 SH Sole 14296 1600
178 3600 SH Defined 01 3600
BIOMET INC COM 090613100 338 8500 SH Sole 8500
BJS WHOLESALE CLUB INC COM 05548J106 577 19200 SH Sole 19200
BOEING CO COM 097023105 811 18440 SH Sole 14740 3700
BONDED MTRS INC COM 097894109 225 60000 SH Sole 60000
BP AMOCO SPONS ADR COM 055622104 7480 68943 SH Sole 65180 3763
86 792 SH Defined 01 462 330
BRISTOL MYERS SQUIBB COM 110122108 10879 154454 SH Sole 118976 35478
606 8600 SH Defined 01 8600
BUCKEYE PARTNERS LP COM 118230101 265 9650 SH Sole 9650
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BURLINGTON NORTHERN SANTA FE COM 12189T104 468 15099 SH Sole 12099 3000
BURLINGTON RESOURCES COM 122014103 2443 56483 SH Sole 56483
BWAY CORP COM 056039100 722 50650 SH Sole 50650
CABLETRON SYS INC COM 126920107 162 12500 SH Sole 12500
CAPITAL ONE FIN'L COM 14040H105 518 9300 SH Sole 9300
CARNIVAL CORP COM 143658102 1251 25800 SH Sole 25800
CBS CORP COM 12490K107 786 18050 SH Sole 18000 50
CENTERPOINT PPTYS TR SH BEN IN COM 151895109 220 6000 SH Sole 6000
CENTRAL GARDEN & PET COM 153527106 131 12800 SH Sole 12800
CERIDIAN CORP COM 15677T106 229 7000 SH Sole 6000 1000
CHART INDS INC COM 16115Q100 364 46200 SH Sole 46200
4 500 SH Defined 01 500
CHASE MANHATTAN COM 16161A108 8454 97734 SH Sole 95864 1870
26 300 SH Defined 01 300
CHEMFAB CORP COM 16361L102 226 12400 SH Sole 12400
9 500 SH Defined 01 500
CHEVRON CORP COM 166751107 1318 13868 SH Sole 9411 4457
520 5467 SH Defined 01 5467
CHUBB CORP COM 171232101 4281 61598 SH Sole 61598
14 200 SH Defined 01 200
CIENA CORP COM 171779101 241 8000 SH Sole 8000
CIGNA CORP COM 125509109 393 4420 SH Sole 3220 1200
CINCINNATI FIN'L COM 172062101 3274 87150 SH Sole 87150
473 12600 SH Defined 01 12600
CISCO SYS INC COM 17275R102 5132 79650 SH Sole 58176 21474
232 3600 SH Defined 01 3600
CITIGROUP, INC COM 172967101 14232 299623 SH Sole 294073 5550
1126 23712 SH Defined 01 23100 612
CITIZENS UTILS - B COM 177342201 479 43089 SH Sole 43089
22 2000 SH Defined 01 2000
CKE RESTAURANTS INC COM 12561E105 268 16500 SH Sole 16500
CNET INC COM 125945105 691 12000 SH Sole 12000
COCA COLA CO COM 191216100 2774 44741 SH Sole 41231 3510
12 200 SH Defined 01 200
COHO ENERGY INC COM 192481109 7 13000 SH Sole 13000
COLGATE PALMOLIVE COM 194162103 476 4828 SH Sole 3928 900
39 400 SH Defined 01 400
COLONIAL BANCGROUP INC COM 195493309 606 43500 SH Sole 43500
COMCAST CORP CL A COM 200300101 258 7200 SH Sole 7200
COMCAST CORP CL A SPL COM 200300200 400 10400 SH Sole 10400
COMPAQ COMPUTER COM 204493100 10305 435060 SH Sole 433310 1750
54 2300 SH Defined 01 2300
COMPUTER ASSOC INT'L COM 204912109 6118 111736 SH Sole 111736
38 700 SH Defined 01 700
COMPUTER HORIZONS CORP COM 205908106 1184 85700 SH Sole 85500 200
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
7 500 SH Defined 500
CONOCO INC CL A COM 208251306 583 20900 SH Sole 12800 8100
CONSECO INC COM 208464107 3738 122816 SH Sole 122816
CONSOLIDATED NAT GAS COM 209615103 232 3822 SH Sole 3822
COSTCO COMPANIES INC COM 22160Q102 447 5584 SH Sole 5584
COX COMMUNICATIONS COM 224044107 431 11700 SH Sole 9900 1800
CRESCENT REAL ESTATE COM 225756105 541 22800 SH Sole 17800 5000
CSX CORP COM 126408103 502 11082 SH Sole 9682 1400
CVS CORP COM 126650100 431 8500 SH Sole 8500
DANA CORP COM 235811106 224 4858 SH Sole 4858
DEERE & CO COM 244199105 1006 25400 SH Sole 21700 3700
32 800 SH Defined 01 800
DELL COMPUTER CORP COM 247025109 1739 47000 SH Sole 41100 5900
89 2400 SH Defined 01 2400
DELPHI AUTOMOTIVE SYS CORP COM 247126105 1669 90238 SH Sole 87207 3031
50 2719 SH Defined 01 1000 1300 419
DELPHI FINL GROUP INC CL A COM 247131105 546 15224 SH Sole 15224
DELTA AIR LINES INC COM 247361108 232 4020 SH Sole 3220 800
DIAMOND OFFSHORE DRILL COM 25271C102 321 11300 SH Sole 2400 8900
DIGITAL LAVA INC COM 253928105 158 25000 SH Sole 25000
DIME BANCORP INC NEW COM 25429Q102 396 19700 SH Sole 19700
DISNEY, WALT CO COM 254687106 10782 349922 SH Sole 326072 23850
59 1900 SH Defined 01 700 1200
DMI FURNITURE INC COM 233230101 47 15859 SH Sole 15859
DOMINION RES INC VA COM 257470104 271 6250 SH Sole 6250
DONALDSON LUFKN & JEN COM 257661108 1205 20000 SH Sole 20000
DORAL FINL CORP COM 25811P100 7036 407900 SH Sole 394500 13400
566 32800 SH Defined 01 31200 1600
DOVER CORP COM 260003108 259 7400 SH Sole 7400
DU PONT E I DE NEMOURS COM 263534109 1455 21298 SH Sole 14400 6898
137 2000 SH Defined 01 2000
DUKE ENERGY COM 264399106 1517 27896 SH Sole 21296 6600
76 1400 SH Defined 01 1400
E M C CORP MASS COM 268648102 2007 36500 SH Sole 36500
EAGLE USA AIRFREIGHT COM 270018104 3926 92500 SH Sole 92500
EASTMAN CHEMICAL COM 277432100 249 4820 SH Sole 4795 25
18 345 SH Defined 01 345
EASTMAN KODAK CO COM 277461109 3834 56584 SH Sole 47676 8908
139 2050 SH Defined 01 300 200 1550
EDISON INT'L COM 281020107 243 9100 SH Sole 9100
ELECTRONIC DATA SYS COM 285661104 1321 23336 SH Sole 22936 400
7 120 SH Defined 01 120
EMERSON ELECTRIC COM 291011104 753 11968 SH Sole 9568 2400
ENNIS BUSINESS FORMS COM 293389102 86 10000 SH Sole 10000
ENRON CORP COM 293561106 416 5084 SH Sole 984 4100
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ENSCO INT'L COM 26874Q100 470 23598 SH Sole 22598 1000
EQUIFAX INC COM 294429105 236 6600 SH Sole 3100 3500
EQUITABLE COS COM 29444G107 1675 25000 SH Sole 25000
EQUITY RESIDENT PPTYS COM 29476L107 374 8300 SH Sole 8300
36 800 SH Defined 01 800
EXXON CORP COM 302290101 13492 174934 SH Sole 136223 38711
1728 22400 SH Defined 01 22400
FANSTEEL INC COM 307260109 158 28800 SH Sole 28800
3 500 SH Defined 500
FEDERAL NATL MTG ASSN COM 313586109 692 10145 SH Sole 10145
FIDUCIARY TR CO INT'L COM 316495100 2734 57254 SH Sole 57254
FIFTH THIRD BANCORP COM 316773100 1574 23652 SH Sole 23652
FIRST DATA CORP COM 319963104 1825 37300 SH Sole 37300
FIRST N B ANCHORAGE AK COM 322387101 655 640 SH Sole 600 40
FIRST UNION CORP COM 337358105 1453 30825 SH Sole 24524 6301
19 400 SH Defined 01 400
FIRST VA BANKS COM 337477103 221 4500 SH Defined 01 4500
FIRSTAR CORP NEW WIS COM 33763V109 714 25505 SH Sole 13175 12330
FIRSTMERIT CORP COM 337915102 14067 501265 SH Sole 499276 1989
73 2602 SH Defined 01 2602
FLOWSERVE CORP COM 34354P105 810 42750 SH Sole 42750
FLUSHING FINL CORP COM 343873105 634 41250 SH Sole 41250
FORD MTR CO COM 345370100 7256 128565 SH Sole 126137 2428
51 900 SH Defined 01 300 600
FORTUNE BRANDS INC COM 349631101 1871 45223 SH Sole 44394 829
21 500 SH Defined 01 500
FPL GROUP INC COM 302571104 238 4362 SH Sole 4362
FREDDIE MAC (FED HM LOAN MTG) COM 313400301 5779 99641 SH Sole 99641
FREQUENCY ELECTRS INC COM 358010106 1183 143450 SH Sole 136450 7000
37 4500 SH Defined 01 1500 3000
FRONTIER CORPORATION COM 35906P105 336 5700 SH Sole 5700
FRONTIER INSURANCE GRP COM 359081106 146 9500 SH Sole 9500
8 500 SH Defined 500
GANNETT INC COM 364730101 567 7948 SH Sole 7948
GAP INC COM 364760108 1250 24823 SH Sole 16200 8623
68 1350 SH Defined 01 1350
GATX CORP COM 361448103 228 6000 SH Sole 6000
GENERAL CABLE CORP-DEL NEW COM 369300108 1630 101850 SH Sole 99700 2150
22 1350 SH Defined 01 1000 350
GENERAL ELEC CO COM 369604103 21111 186822 SH Sole 151542 35280
2380 21066 SH Defined 01 21066
GENERAL MTRS COM 370442105 3272 49579 SH Sole 45950 3629
40 600 SH Defined 01 600
GENERAL MTRS - H COM 370442832 706 12536 SH Sole 8436 4100
17 300 SH Defined 01 300
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GENERAL NUTRITION COS COM 37047F103 1536 65900 SH Sole 64900 1000
GENUINE PARTS CO COM 372460105 464 13260 SH Sole 13260
GENZYME CORP COM 372917104 287 5920 SH Sole 2700 3220
GEORGIA PAC CORP COM-TIMBER GR COM 373298702 742 29400 SH Sole 29400
126 5000 SH Defined 01 5000
GILLETTE CO COM 375766102 4688 114330 SH Sole 113680 650
GLAXO WELLCOME PLC SPON ADR COM 37733W105 229 4040 SH Sole 1100 2940
GOLDBELT RESOURCES COM 0 10000 SH Sole 10000
GRACO INC COM 384109104 272 9275 SH Sole 9275
GRANITE CONSTR INC COM 387328107 341 11625 SH Sole 450 11175
GRC INT'L COM 361922107 320 37600 SH Sole 37600
GREAT ATL & PAC TEA COM 390064103 203 6000 SH Sole 6000
GREEN MOUNTAIN PWR COM 393154109 129 11500 SH Sole 11500
GREIF BROS CL A COM 397624107 9775 383337 SH Sole 380837 2500
242 9500 SH Defined 01 9500
GREIF BROS CL B COM 397624206 1401 47600 SH Sole 47600
6 200 SH Defined 01 200
GTE CORP COM 362320103 2035 26955 SH Sole 23360 3595
307 4070 SH Defined 01 300 3770
H T E INC COM 403926108 250 74000 SH Sole 74000
HALLIBURTON CO COM 406216101 1172 25900 SH Sole 23800 2100
45 1000 SH Defined 01 1000
HALTER MARINE GROUP INC COM 40642Y105 132 20000 SH Sole 20000
HAMMOND SECURITIES CO LLC COM 0 16667 SH Sole 16667
HARCOURT GEN INC COM 41163G101 513 9950 SH Sole 9950
21 400 SH Defined 01 400
HARTFORD FINL SVCS COM 416515104 2126 36465 SH Sole 36465
35 600 SH Defined 01 300 300
HAVERTY FURNITURE COM 419596101 257 7300 SH Sole 7300
HAWAIIAN ELEC INDS COM 419870100 1172 33003 SH Sole 31203 1800
14 400 SH Defined 01 400
HEILIG MEYERS CO COM 422893107 75 11000 SH Sole 11000
HEINZ H J CO COM 423074103 619 12350 SH Sole 12350
15 300 SH Defined 01 300
HERSHEY FOODS CORP COM 427866108 2981 50200 SH Sole 49200 1000
HEWLETT PACKARD COM 428236103 8187 81466 SH Sole 71316 10150
30 300 SH Defined 01 300
HIRSCH INT'L - CL A COM 433550100 126 56200 SH Sole 56200
19 8500 SH Defined 01 8500
HOME DEPOT INC COM 437076102 547 8484 SH Sole 7734 750
HOME PPTYS NY COM 437306103 773 28000 SH Sole 28000
61 2200 SH Defined 01 2200
HONEYWELL INC COM 438506107 285 2456 SH Sole 2456
HORMEL FOODS CORP COM 440452100 302 7500 SH Sole 7500
HOSPITALITY PPTYS COM 44106M102 3201 118000 SH Sole 103600 14400
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
458 16900 SH Defined 01 16700 200
HOUGHTON MIFFLIN CO COM 441560109 1228 26100 SH Sole 26100
52 1100 SH Defined 01 1100
HRPT PPTYS TR COM 40426W101 300 19600 SH Sole 15400 4200
8 500 SH Defined 01 500
HUDSON UNITED BANCORP COM 444165104 214 6812 SH Sole 6812
IMAGEMAX INC COM 45245V101 170 97000 SH Sole 97000
IMS HEALTH INC COM 449934108 926 29644 SH Sole 24444 5200
INACOM CORP COM 45323G109 849 67220 SH Sole 64120 3100
9 700 SH Defined 01 700
INGERSOLL RAND CO COM 456866102 472 7305 SH Sole 7305
INT'L BUSINESS MACH COM 459200101 17933 138748 SH Sole 127164 11584
2787 21560 SH Defined 01 21560
INT'L PAPER CO COM 460146103 625 12437 SH Sole 11018 1419
INTEL CORP COM 458140100 12645 212522 SH Sole 199142 13380
36 600 SH Defined 01 200 400
INTERNATIONAL FLAV&FRA COM 459506101 271 6100 SH Sole 6100
INTERNATIONAL MULTIFDS COM 460043102 582 25810 SH Sole 25810
23 1000 SH Defined 01 1000
INTERPUBLIC GROUP COS COM 460690100 188 2168 SH Sole 2168
346 4000 SH Defined 01 4000
ITT INDS COM 450911102 1388 36400 SH Sole 36400
JOHN WILEY & SONS INC - A COM 968223206 2686 152400 SH Sole 152400
JOHNSON & JOHNSON COM 478160104 8521 86949 SH Sole 73449 13500
255 2600 SH Defined 01 2600
JPM CO COM 465933109 1651 127000 SH Sole 127000
KEEBLER FOODS CO COM 487256109 304 10000 SH Sole 10000
KEYCORP NEW COM 493267108 1137 35404 SH Sole 33754 1650
34 1050 SH Defined 01 300 750
KEYSPAN CORP COM 49337W100 1377 52227 SH Sole 50227 2000
26 968 SH Defined 01 968
KIMBERLY CLARK COM 494368103 2447 42936 SH Sole 30036 12900
KONINKLIJKE PHILIPS ELECTRS SP COM 500472204 1390 13779 SH Sole 13779
KROGER CO COM 501044101 630 22548 SH Sole 22548
LADD FURNITURE PAR $0.30 COM 505739201 258 12300 SH Sole 12300
LAKELAND INDS INC COM 511795106 408 68000 SH Sole 1000 67000
LASERMEDIA COMMUNICATIONS COM 12 10000 SH Sole 10000
LEHMAN BROS HLDGS COM 524908100 504 8100 SH Sole 8100
LEXFORD RESIDENTIAL TR COM 528933104 4264 178600 SH Sole 178600
72 3000 SH Defined 01 1000 2000
LILLY ELI & CO COM 532457108 2459 34333 SH Sole 27303 7030
29 400 SH Defined 01 400
LINCOLN NATL CORP IND COM 534187109 235 4500 SH Sole 4500
LITTON INDS INC COM 538021106 330 4600 SH Sole 4600
LOCKHEED MARTIN COM 539830109 302 8104 SH Sole 8104
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LOEWS CORP COM 540424108 2121 26800 SH Sole 26800
LOWES COS INC COM 548661107 612 10800 SH Sole 10800
LUCENT TECHNOLOGIES COM 549463107 11115 164821 SH Sole 149463 15358
MATTEL INC COM 577081102 239 9149 SH Sole 9024 125
MAYTAG CORP COM 578592107 1054 15100 SH Sole 15100
MBIA INC COM 55262C100 2600 40160 SH Sole 39060 1100
MCDONALDS CORP COM 580135101 913 22200 SH Sole 18400 3800
MCI WORLDCOM INC COM 55268B106 3368 39047 SH Sole 39047
MEDAREX INC COM 583916101 247 60000 SH Sole 60000
MEDIAONE GROUP INC COM 58440J104 562 7553 SH Sole 2140 5413
MEDTRONIC INC COM 585055106 308 3949 SH Sole 3949
31 400 SH Defined 01 400
MELLON BANK CORP COM 585509102 1189 32700 SH Sole 31700 1000
MERCK & CO INC COM 589331107 9962 135309 SH Sole 90736 44573
MEREDITH CORP COM 589433101 409 11800 SH Sole 11800
MERIDIAN RESOURCE CORP COM 58977Q109 421 108612 SH Sole 108612
MERRILL LYNCH & CO COM 590188108 2373 29850 SH Sole 29850
MGIC INVT CORP WIS COM 552848103 656 13500 SH Sole 12500 1000
MICROSOFT CORP COM 594918104 6673 73990 SH Sole 68200 5790
MINNESOTA MNG & MFG CO COM 604059105 2199 25289 SH Sole 18026 7263
904 10400 SH Defined 01 10400
MIRAGE RESORTS INC COM 60462E104 945 56400 SH Sole 56400
28 1700 SH Defined 01 1200 500
MOBIL CORP COM 607059102 10766 109018 SH Sole 105968 3050
MONSANTO CO COM 611662107 803 20357 SH Sole 14250 6107
12 300 SH Defined 300
MORGAN STAN DEAN WITTER COM 617446448 2875 28050 SH Sole 24400 3650
MORGAN, J P & CO COM 616880100 1576 11220 SH Sole 6620 4600
126 900 SH Defined 01 900
MOTOROLA INC COM 620076109 2783 29373 SH Sole 25373 4000
19 200 SH Defined 01 200
NAPRO BIOTHERAPEUTICS COM 630795102 18 10000 SH Sole 10000
NATIONAL CITY CORP COM 635405103 4744 72429 SH Sole 71044 1385
26 400 SH Defined 01 400
NATIONAL FUEL GAS NJ COM 636180101 247 5100 SH Sole 5100
NETWORKS ASSOCS INC COM 640938106 165 11250 SH Sole 5350 5900
NEW YORK TIMES CL A COM 650111107 1855 50400 SH Sole 50400
NEWS CORP LTD ADR COM 652487703 1059 30000 SH Sole 30000
NEXTEL COMMUNICATIONS - A COM 65332v103 2580 51400 SH Sole 51400
25 500 SH Defined 01 500
NIKE INC - B COM 654106103 706 11150 SH Sole 11150
NOKIA CORP SPONS ADR COM 654902204 640 6992 SH Sole 2892 4100
NORFOLK SOUTHERN COM 655844108 308 10210 SH Sole 8410 1800
NORTEL NETWORKS CORP COM 656569100 451 5200 SH Sole 4800 400
NORTH AMERICAN RESORTS NEW COM 657093209 2 150000 SH Sole 150000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NORTHERN TR CORP COM 665859104 516 5324 SH Sole 5324
NORTHWEST NAT GAS CO COM 667655104 498 20635 SH Sole 20635
18 750 SH Defined 01 750
NOVELL INC COM 670006105 530 20000 SH Sole 20000
OFFICE DEPOT INC COM 676220106 206 9352 SH Sole 9352
OGLEBAY NORTON CO NEW COM 677007106 347 15600 SH Sole 15600
13 600 SH Defined 01 600
ONEIDA LTD COM 682505102 668 23750 SH Sole 23750
ONEOK INC COM 682680103 222 7000 SH Sole 7000
ORACLE CORP COM 68389X105 5345 143980 SH Sole 143800 180
ORION CAPITAL CORP COM 686268103 1399 39000 SH Sole 39000
359 10000 SH Defined 01 10000
OXFORD HEALTH PLANS COM 691471106 324 20800 SH Sole 20600 200
3 200 SH Defined 01 200
PACIFIC CAPITAL BANCORP COM 69404P101 202 6400 SH Sole 6400
PACIFICORP COM 695114108 177 9658 SH Sole 5350 4308
9 467 SH Defined 01 467
PAINE WEBBER GROUP INC COM 695629105 919 19668 SH Sole 19668
PAIRGAIN TECHNOLOGIES COM 695934109 178 15500 SH Sole 15500
PALL CORP COM 696429307 346 15586 SH Sole 15386 200
PARAMETRIC TECH CORP COM 699173100 242 17418 SH Sole 17218 200
PARTNERRE LTD COM G6852T105 1020 27300 SH Sole 26500 800
374 10000 SH Defined 01 10000
PAXAR CORP COM 704227107 1235 137250 SH Sole 137250
67 7500 SH Defined 01 7500
PENNSYLVANIA REAL EST TR COM 709102107 241 11500 SH Sole 11500
PENNZENERGY CO COM 70931Q109 467 28000 SH Sole 28000
22 1300 SH Defined 01 300 1000
PENNZOIL - QUAKER ST CO COM 709323109 459 30568 SH Sole 30568
19 1300 SH Defined 01 300 1000
PEOPLESOFT INC COM 712713106 259 15000 SH Sole 15000
PEPSICO INC COM 713448108 4238 109540 SH Sole 109340 200
PFIZER INC COM 717081103 6921 63057 SH Sole 46450 16607
117 1066 SH Defined 01 1066
PG&E CORP COM 69331C108 444 13676 SH Sole 13676
PHARMACIA & UPJOHN INC COM 716941109 3608 63500 SH Sole 63500
284 5000 SH Defined 01 5000
PHILIP MORRIS COS COM 718154107 1897 47202 SH Sole 42750 4452
PHOENIX GOLD INT'L COM 719068108 169 79400 SH Sole 79400
PHOSPHATE RES PARTNERS COM 719217101 120 11200 SH Sole 10000 1200
PIERCE LEAHY CORP COM 720722107 272 11000 SH Sole 11000
25 1000 SH Defined 01 1000
PIONEER GROUP COM 723684106 7719 447450 SH Sole 445450 2000
PITNEY BOWES INC COM 724479100 3850 59918 SH Sole 58280 1638
PLUM CREEK TIMBER COM 729251108 500 16050 SH Sole 7700 8350
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
16 500 SH Defined 01 500
PNC BANK CORP COM 693475105 1140 19785 SH Sole 19785
POLICY MGMT SYS CORP COM 731108106 615 20500 SH Sole 20500
POPE EVANS & ROBBINS INC COM 732852108 0 26000 SH Sole 26000
POTOMAC ELEC PWR COM 737679100 260 8826 SH Sole 8826
PRECISION CASTPARTS CP COM 740189105 255 6000 SH Sole 6000
PREMIER FINL BANCORP COM 74050M105 232 16850 SH Sole 16850
14 1050 SH Defined 01 1050
PRESIDENTIAL LIFE CORP COM 740884101 206 10500 SH Sole 10500
PRICE T ROWE & ASSOC COM 741477103 422 10990 SH Sole 10990
PRIDE INT'L INC COM 741932107 108 10250 SH Sole 10250
PROCTER & GAMBLE COM 742718109 3329 37300 SH Sole 33694 3606
89 1000 SH Defined 01 1000
PROGRESSIVE CORP OHIO COM 743315103 4720 32550 SH Sole 32550
PROVIDENT BANKSHARES CORP COM 743859100 535 23000 SH Sole 23000
PROVIDIAN FINL COM 74406A102 252 2700 SH Sole 2700
QUAKER OATS CO COM 747402105 631 9500 SH Sole 9000 500
QUALCOMM INC COM 747525103 1087 7575 SH Sole 5600 1975
86 600 SH Defined 01 600
QUINTILES TRANSNATIONAL CORP COM 748767100 1371 32648 SH Sole 32648
QUIXOTE CORP COM 749056107 305 25000 SH Sole 25000
R & B FALCON CORP COM 74912E101 398 42500 SH Sole 42500
5 500 SH Defined 500
R & B INC COM 749124103 931 112800 SH Sole 112800
54 6500 SH Defined 01 6500
RAYTHEON CO - A COM 755111309 865 12553 SH Sole 12547 6
56 818 SH Defined 01 780 38
RAYTHEON CO - B COM 755111408 394 5600 SH Sole 5600
REGENERON PHARMA COM 75886F107 85 10904 SH Sole 7300 3604
RELIANCE BANCORP COM 759451107 1544 55900 SH Sole 55900
RESOURCES AMERICA INC CL A COM 761195205 152 10500 SH Sole 10500
REUTERS GP PLC SPON ADR COM 76132M102 311 3835 SH Sole 3835
ROWAN COS INC COM 779382100 679 37200 SH Sole 37200
9 500 SH Defined 01 500
ROYAL DUTCH PETE GLD1.25 COM 780257804 3145 52200 SH Sole 52200
18 300 SH Defined 01 300
RPM INC OHIO COM 749685103 157 11078 SH Sole 11078
7 500 SH Defined 500
SAFECO CORP COM 786429100 452 10244 SH Sole 400 9844
SARA LEE CORP COM 803111103 498 21970 SH Sole 11100 10870
27 1200 SH Defined 01 1200
SBC COMMUNICATIONS COM 78387G103 4686 80797 SH Sole 53391 27406
28 486 SH Defined 01 486
SCANA CORP COM 805898103 704 30131 SH Sole 30131
SCHERING PLOUGH COM 806605101 2551 48590 SH Sole 48340 250
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SCHLUMBERGER LTD COM 806857108 3530 55420 SH Sole 52020 3400
SEARS ROEBUCK & CO COM 812387108 429 9624 SH Sole 9624
SECURITY BANK CORP COM 10 11375 SH Sole 11375
SERVICE CORP INT'L COM 817565104 1686 87605 SH Sole 87605
SERVICEMASTER CO COM 81760N109 820 43750 SH Sole 43750
SHARED MED SYS COM 819486101 3602 55200 SH Sole 55200
418 6400 SH Defined 01 400 6000
SHELL TRANS&TRAD PLC NY COM 822703609 2659 57344 SH Sole 57344
SIRENA APPAREL GROUP COM 82966Q102 50 25000 SH Sole 25000
SOMANETICS CORP NEW COM 834445405 108 31000 SH Sole 30000 1000
SONOCO PRODUCTS CO COM 835495102 1130 37754 SH Sole 37754
SOUTHDOWN INC COM 841297104 2731 42500 SH Sole 42500
SOUTHWEST AIRLS CO COM 844741108 1906 61250 SH Sole 57500 3750
SOUTHWEST GAS COM 844895102 1072 37440 SH Sole 36840 600
SPORT-HALEY INC COM 848925103 214 44400 SH Sole 44400
7 1500 SH Defined 01 1500
SPRINT CORP (PCS GRP) COM 852061506 266 4650 SH Sole 4650
57 1000 SH Defined 01 1000
SPRINT CORP - FON GROUP COM 852061100 1091 20650 SH Sole 20650
211 4000 SH Defined 01 4000
SPX CORP COM 784635104 530 6348 SH Sole 6348
ST JOE CO COM 790148100 1760 65200 SH Sole 49350 15850
STANDARD REGISTER CO COM 853887107 305 9920 SH Sole 9920
STARBUCKS CORP COM 855244109 376 10000 SH Sole 10000
STATE AUTO FINL COM 855707105 7063 523200 SH Sole 523200
50 3700 SH Defined 01 3700
STONE & WEBSTER INC COM 861572105 439 16500 SH Sole 16500
13 500 SH Defined 01 500
STRATUS PPTYS INC COM 863167102 92 20000 SH Sole 20000
SUMMIT BANCORP COM 866005101 3245 77618 SH Sole 77618
SUN MICROSYSTEMS INC COM 866810104 5153 74820 SH Sole 62620 12200
SUNTERRA CORP COM 86787D109 146 10500 SH Sole 4500 6000
SUNTRUST BKS INC COM 867914103 5277 76002 SH Sole 72002 4000
40 576 SH Defined 01 576
SYBRON INT'L CORP COM 87114F106 827 30000 SH Sole 30000
SYMBOL TECHNOLOGIES COM 871508107 306 8286 SH Sole 2249 6037
SYMIX SYS INC COM 871535100 747 72900 SH Sole 72900
12 1200 SH Defined 01 1200
SYNOVUS FINL CORP COM 87161C105 1107 55686 SH Sole 55686
SYSCO CORP COM 871829107 256 8600 SH Sole 8400 200
TECHNITROL INC COM 878555101 310 9600 SH Sole 9600
TECO ENERGY INC COM 872375100 280 12301 SH Sole 10150 2151
14 600 SH Defined 01 600
TELEPHONE & DATA SYS COM 879433100 1922 26300 SH Sole 26300
73 1000 SH Defined 01 1000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TELLABS INC COM COM 879664100 454 6724 SH Sole 6124 600
TEXACO INC COM 881694103 7658 122780 SH Sole 114898 7882
25 400 SH Defined 01 400
TEXAS INSTRS INC COM 882508104 2697 18600 SH Sole 18600
TEXAS UTILS CO COM 882848104 1021 24642 SH Sole 23942 700
TIME WARNER INC COM 887315109 13367 181860 SH Sole 177760 4100
TJX COS COM 872540109 207 6200 SH Sole 6200
TRAVELERS PPTY - A COM 893939108 403 10300 SH Sole 10300
TRICON GLOBAL REST COM 895953107 290 5364 SH Sole 5364
TRW INC COM 872649108 368 6700 SH Sole 6700
TSI INC MINN COM 872876107 174 15000 SH Sole 15000
TYCO INT'L LTD COM 902124106 800 8447 SH Sole 7662 785
U S DIAGNOSTIC INC COM 90328Q108 21 16146 SH Sole 1000 15146
U S FOODSERVICE COM 90331R101 379 8900 SH Sole 8900
26 600 SH Defined 01 600
U S WEST INC NEW COM 91273H101 646 10993 SH Sole 5715 5278
UICI COM 902737105 221 8000 SH Sole 8000
UNION PAC CORP COM 907818108 1919 32916 SH Sole 31116 1800
52 900 SH Defined 01 300 600
UNION PAC RES GROUP COM 907834105 532 32636 SH Sole 32636
UNITED DOMINION RLTY TR COM 910197102 176 15000 SH Sole 15000
UNITED TECHNOLOGIES CP COM 913017109 317 4400 SH Sole 3000 1400
UNIVERSAL HLTH SVCS - B COM 913903100 678 14200 SH Sole 14200
UNUM CORP COM 903192102 443 8100 SH Sole 8100
US CAN CORP COM 90328W105 389 17500 SH Sole 17500
USA NETWORKS INC COM 902984103 2420 60300 SH Sole 55000 5300
UST CORP COM 902900109 1565 51749 SH Sole 51749
57 1881 SH Defined 01 1881
USX - MARATHON GROUP COM 902905827 212 6520 SH Sole 6520
VIACOM INC CL B COM 925524308 4462 101406 SH Sole 101406
VITESSE SEMICONDUCTOR COM 928497106 202 3000 SH Sole 3000
20 300 SH Defined 01 300
VODAFONE AIRTOUCH PLC SPONS AD COM 92857T107 1538 7805 SH Sole 6923 882
33 166 SH Defined 01 166
VULCAN MATLS CO COM 929160109 232 4800 SH Sole 4800
WAL MART STORES COM 931142103 791 16400 SH Sole 14400 2000
WALGREEN CO COM 931422109 875 29800 SH Sole 7600 22200
WARNER LAMBERT COM 934488107 6981 100992 SH Sole 100092 900
83 1200 SH Defined 01 300 900
WASHINGTON MUTUAL INC COM 939322103 202 5701 SH Sole 5701
WELLS FARGO & CO COM 949746101 6011 140600 SH Sole 140600
WEST MARINE INC COM 954235107 377 25900 SH Sole 21600 4300
19 1300 SH Defined 01 1300
WICOR INC COM 929253102 377 13500 SH Sole 13500
WILLBROS GROUP COM 969199108 127 15000 SH Sole 15000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WILLIAMS COS INC COM 969457100 3030 71188 SH Sole 68496 2692
26 600 SH Defined 01 600
WRIGLEY WM JR CO COM 982526105 4427 49190 SH Sole 49190
WRIGLEY WM JR CO - B COM 982526204 1696 19500 SH Sole 19500
XEROX CORP COM 984121103 9000 152373 SH Sole 141950 10423
35 600 SH Defined 01 300 300
XL CAPITAL LTD-CL A COM G98255105 1356 24000 SH Sole 23000 1000
FIRSTMERIT CV 6.50% - B 337915201 1691 22700 SH Sole 22700
745 10000 SH Defined 01 10000
APPLIED SEMICONDUCTOR, INC SER CV PFD 101 16800 SH Sole 16800
TAENSA, INC. SERIES A CV PFD 101 56000 SH Sole 56000
UNISYS CORP $3.75 - A CV PFD 909214207 390 5983 SH Sole 5983
65 1000 SH Defined 01 1000
CAMPBELL SOUP CO 134429AK5 100 100000 PRN Sole 100000
MELLON BANK N A 585907AK4 50 50000 PRN Sole 50000
ALZA CORP SUB DEB 022615AD0 173 125000 PRN Sole 125000
ARBOR SOFTWARE SUB NOTE 038918AC2 7 10000 PRN Sole 10000
AUTOMATIC DATA PROCESSING SUB 053015AC7 112 100000 PRN Sole 100000
BAKER HUGHES SR LYON 057224AH0 75 100000 PRN Sole 100000
COMPTRONIX SUB DEB (DEFAULT 08 20476CAA4 0 66000 PRN Sole 66000
HILTON HOTELS SUB NOTES 432848AL3 64 70000 PRN Sole 70000
MEDCO CONTAINMENT SERVICES SUB 583905AC8 135 45000 PRN Sole 45000
MOTOROLA SUB LYON 620076AE9 243 140000 PRN Sole 140000
NATIONAL DATA SUB NT 635621AA3 93 90000 PRN Sole 90000
OCCUSYSTEMS INC (144A) 674623AA1 1330 1400000 PRN Sole 1400000
95 100000 PRN Defined 01 100000
OFFICE DEPOT SUB LYON 676220AA4 98 100000 PRN Sole 100000
WMX TECHNOLOGIES SUB NT 92929QAF4 65 60000 PRN Sole 60000
ALLIANCE MTG SEC INC CL A 018639104 120 14606.000 SH Sole 14606.000
BERGSTROM CAP CORP 084093103 207 1105.000 SH Sole 1105.000
DLJ HIGH YIELD BOND 23322Y108 270 30000.000 SH Sole 30000.000
FRANKLIN TAX FREE TR FLA T/F I 354723850 117 10153.000 SH Sole 10153.000
MAINSTAY FDS CAP APPRECTN A 56062F665 1454 27707.332 SH Sole 27707.332
MAINSTAY FDS EQUITY INDEX 56062F848 2015 45662.100 SH Sole 45662.100
MAINSTAY TOTAL RETURN - A 56062F798 521 20235.817 SH Sole 20235.817
PIONEER II 724010103 465 21300.780 SH Sole 21300.780
SMITH BARNEY WORLD INT'L EQT P 831811203 409 17442.977 SH Sole 17442.977
SOLONIAN GOLD RESERVE LP 998356109 1168 24.250 SH Sole 24.250
UIT EQUITY INCM - BLUE CHIP 78 40673.000 SH Sole 40673.000
VAN ECK INT'L INVS 921075503 139 23062.539 SH Sole 23062.539
WTS DIGITAL LAVA INC EXP 02/17 253928113 29 13700 SH Sole 13700
ADMINISTRADOR DE FONDOS SPONSO 00709P108 297 13500 SH Sole 13500
ALCATEL SPONSORED ADR 013904305 235 8275 SH Sole 8275
AMINEX PLC = ORD IP g0333t107 31 80000 SH Sole 80000
ANSALDO SIGNAL (NV) N05515106 106 34000 SH Sole 34000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ -------------- --------- -------- -------- --- ---- -------- -------- ------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BCE INC COM 05534B109 1257 25500 SH Sole 25500
BRIERLEY INVESTMENTS LTD Q17926108 6 20000 SH Sole 20000
CABLE & WIRELESS PLC SPONSORED 126830207 313 7900 SH Sole 7500 400
CEMEX SA-SPONS ADR SER B 151290202 113 11400 SH Sole 11400
CPT TELEFONICA DEL PERU SA SER P3179N127 25 17000 SH Sole 17000
CREATIVE TECHNOLOGY INC Y1775U107 181 13500 SH Sole 13500
DAIMLERCHRYSLER AG ORD D1668R123 531 5975 SH Sole 100 5875
11 124 SH Defined 01 124
GLOBO CABA SA SPONSORED ADR RE 37957X102 55 13000 SH Sole 13000
INDEPENDENT ENERGY HLDGS ADR 45384X108 1061 77867 SH Sole 77867
ING GROEP N V SPONSORED ADR 456837103 2378 43243 SH Sole 43243
KNIGHTSBRIDGE TANKERS G5299G106 231 13200 SH Sole 13200
3 200 SH Defined 01 200
LIVENT INC 537902108 2 73000 SH Sole 73000
P T BANK BIRA Y0632L102 14 284000 SH Sole 284000
REPSOL S A SPONSORED ADR 76026T205 557 27400 SH Sole 27400
ROYAL DUTCH PETE GLD1.25 1808 30008 SH Sole 22408 7600
24 400 SH Defined 01 400
TELEFONOS DE MEXICO SA SP ADR 879403780 227 2809 SH Sole 309 2500
UNIBANCO-UNIAO DE BANC GDR REP 90458E107 481 20000 SH Sole 20000
BRAZILIAN EQUITY FD COM 105884100 56 11500.000 SH Sole 11500.000
MORGAN STANLEY ASIA-PAC 61744U106 568 59000.000 SH Sole 59000.000
</TABLE>
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