ADVANCED MAGNETICS INC
SC 13G/A, 1998-02-06
IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES
Previous: BALCOR GROWTH FUND, 8-K, 1998-02-06
Next: ADVANCED MAGNETICS INC, SC 13G/A, 1998-02-06



<PAGE>   1


                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549


                                  SCHEDULE 13G
                                 (RULE 13d-102)
                              (AMENDMENT NO. 10)(1)


             INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
             TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED
                              PURSUANT TO 13d-2(b)

                            ADVANCED MAGNETICS, INC.
- --------------------------------------------------------------------------------
                                (Name of Issuer)


                                  COMMON STOCK
- --------------------------------------------------------------------------------
                         (Title of Class of Securities)


                                   00753P 10 3
                      -------------------------------------
                                 (CUSIP Number)





- --------

(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).

<PAGE>   2

- -------------------------                              -------------------------

CUSIP NO.  00753P 10 3               13G                   Page  2  of  5 Pages
           -----------                                                          
- -------------------------                              -------------------------


- --------------------------------------------------------------------------------
1.      NAME OF REPORTING PERSON
        S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


        Marlene Kaplan Goldstein  

- --------------------------------------------------------------------------------
2.      CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*            (a) [ ]
                                                                     (b) [ ]

- --------------------------------------------------------------------------------
3.      SEC USE ONLY


- --------------------------------------------------------------------------------
4.      CITIZENSHIP OR PLACE OF ORGANIZATION

        No Change

- --------------------------------------------------------------------------------
                   5.     SOLE VOTING POWER
                          662,937
             
    NUMBER OF      -------------------------------------------------------------
      SHARES       6.     SHARED VOTING POWER
   BENEFICIALLY           42,000
     OWNED BY             
       EACH        -------------------------------------------------------------
    REPORTING      7.     SOLE DISPOSITIVE POWER
      PERSON              662,937
       WITH               
                   -------------------------------------------------------------
                   8.     SHARED DISPOSITIVE POWER
                          42,000
                          
- --------------------------------------------------------------------------------
9.      AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
        
        704,937
    
- --------------------------------------------------------------------------------
10.     CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN    [X]
        SHARES*        

        See Item 4(a)

- --------------------------------------------------------------------------------
11.     PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

        10.5%

- --------------------------------------------------------------------------------
12.     TYPE OF REPORTING PERSON*

        No Change

- --------------------------------------------------------------------------------
                      *SEE INSTRUCTION BEFORE FILLING OUT!




<PAGE>   3


ITEM 1(a).      NAME OF ISSUER:

                Advanced Magnetics, Inc.


ITEM 1(b).      ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

                61 Mooney Street
                Cambridge, MA 02138


ITEM 2(a).      NAME OF PERSON FILING:

                Marlene Kaplan Goldstein


ITEM 2(b).      ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

                c/o Advanced Magnetics, Inc.
                61 Mooney Street
                Cambridge, MA 02138


ITEM 2(c).      CITIZENSHIP:

                United States


ITEM 2(d).      TITLE OF CLASS OF SECURITIES:

                Common Stock, $.01 Par Value


ITEM 2(e).      CUSIP NUMBER

                00753P 10 3


ITEM 3.         STATUS IF FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b):

                Inapplicable


ITEM 4.         OWNERSHIP:

                (a)     Amount Beneficially Owned: 

                        704,937. This amount does not include 657,272 shares
                        owned by spouse as to which shares beneficial ownership
                        is disclaimed.

                (b)     Percent of Class: 

                        10.5% (based on 6,733,276 shares of Common Stock
                        reported by the Company's transfer agent as outstanding
                        at the close of business on December 31, 1997).




                                Page 3 of 5 pages
<PAGE>   4


                (c)     Number of Shares as to which such person has: 

                        (i)     sole power to vote or direct the vote 662,937.

                        (ii)    shared power to vote or to direct the vote
                                42,000.

                        (iii)   sole power to dispose or to direct the
                                disposition of 662,937.

                        (iv)    shared power to dispose or to direct the
                                disposition of 42,000.

ITEM 5.         OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

                Inapplicable.


ITEM 6.         OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

                Inapplicable.


ITEM 7.         IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH 
                ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT COMPANY:

                Inapplicable.


ITEM 8.         IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

                Inapplicable.


ITEM 9.         NOTICE OF DISSOLUTION OF GROUP:

                Inapplicable.


ITEM 10.        CERTIFICATION:

                Inapplicable.







                                Page 4 of 5 pages
<PAGE>   5


                                    SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.








                                           February 4, 1998
                                           ------------------------------------
                                                    Date



                                           /s/ Marlene Kaplan Goldstein
                                           ------------------------------------
                                                    Signature


                                           Marlene Kaplan Goldstein/ Secretary
                                           ------------------------------------
                                                    Name/Title


















                                Page 5 of 5 pages


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission