<PAGE> 1
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UNITED STATES
SECURITES AND EXCHANGE COMMISSION
Washington,D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1 )*
----
Interleaf, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.01 par value
- --------------------------------------------------------------------------------
(Title of Class of Securities)
458729-10-0
-----------------------------------
(CUSIP Number)
Ms. Janet L. Hennessy, c/o Advent International Corp.
101 Federal Street, Boston, MA 02110 - Telephone (617) 951-9400
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
November 28, 1995
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-l(b)(3) or (4), check the following box / /.
Check the following box if a fee is being paid with the statement / /. (A fee is
not required only if the reporting person:(1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE> 2
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 2 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Advent International Corporation
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,240,693
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 1,240,693
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,240,693
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO, IA
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 3
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 3 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Advent International Limited Partnership
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 194,193
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 194,193
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
194,193
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 4
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 4 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
International Network Fund Limited Partnership
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,045,057
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 1,045,057
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,045,057
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.3%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 5
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 5 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Adhill Limited Partnership
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 71,924
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 71,924
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
71,924
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 6
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 6 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Adventact Limited Partnership
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 71,924
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 71,924
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
71,924
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 7
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 7 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Advent Future Limited Partnership
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 21,575
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 21,575
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
21,575
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 8
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 8 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Advent International Technology Fund Limited Partnership
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Ontario, Canada
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 9
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 9 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Advent Omnibus Limited Partnership
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 28,770
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 28,770
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,770
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 10
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 10 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Hong Kong Venture Investment Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Cayman Islands
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
00
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 11
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 11 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
HKVIT Management Limited Partnership
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 12
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 12 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Techno-Ventures Hong Kong Limited
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Hong Kong
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 0
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 13
SCHEDULE 13D
- -------------------------- -------------------------
CUSIP No. 458729-10-0 Page 13 of 20 Pages
---------------- ----- -----
- -------------------------- -------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Advent International Investors Limited Partnership
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / X /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRD PURSUANT TO
ITEMS 2(d) or 2(e)
/ /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OR ORGANIZATION
Massachusetts
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,443
SHARES ----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 1,443
PERSON ----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,443
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 14
CUSIP No. 458729-10-0 Schedule 13D Page 14 of 20
Item 1. Security and Issuer.
- ------
This amendment to the statement on Schedule 13D relates to the Purchasers'
(as defined in Item 2 below) beneficial ownership interest in the Common Stock,
$0.01 par value (the "Common Stock") of Interleaf, Inc., a Massachusetts
corporation (the "Corporation"), that may be acquired upon conversion of Senior
Series B Convertible Preferred Stock, par value $.10 per share ("Series B
Preferred Stock"), currently convertible into Common Stock on a one-for-one
basis subject to adjustments based upon a formula. The CUSIP number associated
with such Common Stock is 458729-10-0. The address of the principal executive
office of the Corporation is Prospect Place, 9 Hillside Avenue, Waltham, MA
02141.
The purpose of this amendment is to report certain changes in beneficial
ownership that have occurred since the original filing of this statement.
Item 2. Identity and Background
- ------
(a) (b) (c) and (f) This statement is being filed by the
following entities:
(1) Advent International Corporation, a Delaware corporation;
(2) Adhill Limited Partnership, a Delaware limited partnership;
(3) Adventact Limited Partnership, a Delaware limited
partnership;
(4) Advent Future Limited Partnership, a Delaware limited
partnership;
(5) Advent International Technology Fund Limited Partnership, a
Ontario Canada limited partnership;
(6) Advent Omnibus Limited Partnership, a Delaware limited
partnership;
(7) Advent International Limited Partnership, a Delaware Limited
Partnership;
(8) International Network Fund Limited Partnership, a Delaware
limited partnership;
(9) Techno-Ventures Hong Kong Limited, a Hong Kong corporation;
(10) HKVIT Management Limited Partnership, a Delaware limited
partnership;
(11) Hong Kong Venture Investment Trust, a Cayman Islands trust;
(12) Advent International Investors Limited Partnership, a
Massachusetts limited partnership;
<PAGE> 15
CUSIP No. 458729-10-0 Schedule 13D Page 15 of 20
The persons serving as directors and executive officers of Advent
International Corporation and Techno-Ventures Hong Kong Limited are set forth on
Schedule A hereto.
The entities listed in subparagraphs (1) through (12) above are herein
collectively referred to as the "Purchasers" and individually as a "Purchaser."
Advent International Corporation ("Advent") is an investment advisory firm.
Advent is the general partner of Advent International Limited Partnership
("AILP"). Adhill Limited Partnership, Adventact Limited Partnership, Advent
Future Limited Partnership, Advent International Technology Fund Limited
Partnership and Advent Omnibus Limited Partnership are each venture capital
investment funds the general partner of which is AILP. International Network
Fund Limited Partnership is a venture capital investment fund the general
partner of which is Advent. Techno-Ventures Hong Kong Limited ("TVHK") is a
investment advisory firm. Advent and TVHK are the general partners of HKVIT
Management Limited Partnership ("Management"). Hong Kong Venture Investment
Trust is a venture capital investment fund the general partner of which is HKVIT
Management. Except as otherwise stated on Schedule A hereto, the principal
business address of all of the Purchasers is c/o Advent International
Corporation, 101 Federal Street, Boston, MA 02110.
(d) (e) During the last five years, none of the Purchasers nor any person
listed on Schedule A has been convicted in a criminal proceeding (excluding
traffic violations or similar misdemeanors). During the last five years, none of
the Purchasers nor any person listed on Schedule A has been a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction as a
result of which any such person was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violations with
respect to such laws.
(THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK)
<PAGE> 16
CUSIP No. 458729-10-0 Schedule 13D Page 16 of 20
Item 5. Interest in Securities of the Issuer.
- ------
<TABLE>
(a) The following table sets forth the aggregate number and percentage
(based upon the number of shares of Common Stock outstanding as of September 30,
1995) of the Common Stock beneficially owned by each Purchaser named in Item 2
of this statement. The aggregate number and percentage of the Common Stock
beneficially owned by each Purchaser is calculated in accordance with Rule
13d-3(d)(1).
<CAPTION>
Percentage
CSE of Shares
Purchaser Common Preferred Total Outstanding
- --------------------- ------ --------- ----- -----------
<S> <C> <C> <C> <C>
Adhill Limited Partnership (1) 1 71,923 71,924 0.5%
Adventact Limited Partnership (1) 1 71,923 71,924 0.5%
Advent Future Limited Partnership (1) 1 21,574 21,575 0.1%
Advent International Technology
Fund Limited Partnership (1) 0 0 0 0.0%
Advent Omnibus Limited Partnership (1) 1 28,769 28,770 0.2%
- --------- --------- ---
Advent International Limited
Partnership (1) 4 194,189 194,193 1.2%
Hong Kong Venture Investment Trust (2) 0 0 0.0%
- --------- --------- ---
HKVIT Management Limited
Partnership (2) 0 0 0 0.0%
---
Techno-Ventures Hong Kong Limited (2) 0 0 0 0.0%
Advent International Investors
Limited Partnership (3) 0 1,443 1,443 0.0%
International Network Fund
Limited Partnership (3) 0 1,045,057 1,045,057 6.3%
- --------- --------- ---
Advent International Corporation 4 1,240,689 1,240,693 7.3%
= ========= ========= ===
Total Ownership of Group 4 1,240,689 1,240,693 7.3%
<FN>
(1)Advent is the General Partner of AILP which in turn is the General Partner
of the indicated Purchasers. As such, Advent has the sole power to vote and
dispose of the securities owned by the indicated Purchasers. The beneficial
ownership of Advent and AILP derives from such power.
(2)Advent and TVHK are General Partners of Management which serves as the
trust manager of Hong Kong Venture Investment Trust. As such, Management has the
power to vote and dispose of the securities of Hong Kong Venture Investment
Trust. The beneficial ownership of Management and its General Partners derives
from such power.
</TABLE>
<PAGE> 17
CUSIP No. 458729-10-0 Schedule 13D Page 17 of 20
(3)Advent is the General Partner of both Advent International Investors
Limited Partnership ("AI Investors") and International Network Fund Limited
Partnership ("INF"). As such, Advent has the sole power to vote and dispose of
the securities owned by AI Investors and INF. The beneficial ownership of Advent
derives from such power.
(b) Each of the Purchasers listed in the table set forth above has sole
voting and dispositive power over the Common Stock beneficially owned by it as
indicated above (upon conversion of the Series B Preferred Stock).
(c) During November 1995, the purchasers sold an aggregate of 415,000
shares of the Company at an average price of $11.2704 through Lehman Brothers,
Inc. The total proceeds from these sales is $4,677,224.
(d) (e) Not applicable.
Item 7. Material to be Filed as Exhibits.
- ------
1. Power of Attorney for Techno-Ventures Hong Kong Limited.
SIGNATURE
---------
After reasonable inquiry and to the best of our knowledge and belief, we
certify that the information set forth in this statement is true, complete and
correct.
March 8, 1996
- -------
<TABLE>
<S> <C>
ADVENT INTERNATIONAL CORPORATION
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
ADVENT INTERNATIONAL LIMITED
PARTNERSHIP
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
INTERNATIONAL NETWORK FUND LIMITED
PARTNERSHIP
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
</TABLE>
<PAGE> 18
CUSIP No. 458729-10-0 Schedule 13D Page 18 of 20
<TABLE>
<S> <C>
ADVENTACT LIMITED PARTNERSHIP
By: Advent International Limited
Partnership General Partner
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
ADHILL LIMITED PARTNERSHIP
By: Advent International Limited
Partnership, General Partner
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
ADVENT FUTURE LIMITED PARTNERSHIP
By: Advent International Limited
Partnership, General Partner
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
ADVENT OMNIBUS LIMITED PARTNERSHIP
By: Advent International Limited
Partnership, General Partner
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
TECHNO-VENTURES HONG KONG LIMITED
By: Janet L. Hennessy
Attorney-in-Fact /s/ Janet L. Hennessy
---------------------
HKVIT MANAGEMENT LIMITED PARTNERSHIP
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
HONG KONG VENTURE INVESTMENT TRUST
By: HKVIT Management Limited
Partnership, Trust Manager
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
</TABLE>
<PAGE> 19
CUSIP No. 458729-10-0 Schedule 13D Page 19 of 20
<TABLE>
<S> <C>
ADVENT INTERNATIONAL TECHNOLOGY
FUND LIMITED PARTNERSHIP
By: Advent International Limited
Partnership, General Partner
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
ADVENT INTERNATIONAL INVESTORS
LIMITED PARTNERSHIP
By: Advent International Corporation,
General Partner
By: Janet L. Hennessy
Vice President /s/ Janet L. Hennessy
---------------------
</TABLE>
<PAGE> 20
CUSIP No. 458729-10-0 Schedule 13D Page 20 of 20
SCHEDULE A
<TABLE>
The name and present principal occupation of each executive officer and
director of Advent International Corporation and Techno-Ventures Hong Kong
Limited are set forth below. The business address of each executive officer and
director of Advent International Corporation is c/o Advent International
Corporation, 101 Federal Street, Boston, Massachusetts 02110. The business
address of each executive officer and director of Techno-Ventures Hong Kong
Limited is c/o Techno-Ventures Hong Kong Limited, Suite 3322, 33rd Floor, Two
Pacific Place, 88 Queensway, Hong Kong. All of the persons listed below are
United States citizens except for Messrs. Christopher LEONG, William FUNG, and
WONG, who are citizens of Great Britain, and Messr. LIU who is a citizen of the
Republic of China.
I. Advent International Corporation
<CAPTION>
Position with Principal
Advent International Occupation
Name Corporation (if different)
---- ----------- --------------
<S> <C> <C>
Peter A. Brooke Chairman
Thomas R. Armstrong Director
Executive Vice President
Chief Operating Officer
Thomas H. Lauer Senior Vice President
Chief Financial Officer
Douglas R. Brown Chief Executive Officer
President
Chief Investment Officer
Mark Hoffman Director Chief Executive
Officer of
Hamilton Lunn Limited
Frank Savage Director Senior Vice
President of
Equitable Life
Assurance Society
Vice Chairman of
Equitable Capital
Management Corp.
William H. Gorham Secretary
</TABLE>
<TABLE>
II. Techno-Ventures Hong Kong Limited
<CAPTION>
Position with Principal
Techno-Ventures Occupation
Name Hong Kong Limited (if different)
---- ----------------- --------------
<S> <C> <C>
Victor FUNG Kwok King Director Executive Director
of Li & Fung Ltd.
Christopher LEONG Ka Cheong Executive Director
Martin TANG Yue-Nien Director Merchant
William FUNG Kwok Lun Director Merchant
WONG Kwong Chi Executive Director
LIU Jung Hsi Director Merchant
James Lyall Stuart Executive
Alternate Director
</TABLE>
