SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
CellPro, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
151156 10 6
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement. [ ] (A fee
is not required if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 16 Pages
Exhibit Index Contained on Page 14
<PAGE>
- -------------------------------- -----------------------------
CUSIP NO. 151156 10 6 13G Page 2 of 16 Pages
- -------------------------------- -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Kleiner Perkins Caufield & Byers IV, a California
Limited Partnership ("KPCB IV")
94-3001663
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
- 0 -
------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES - 0 -
BENEFICIALLY ------------------------------------------
OWNED BY EACH 7 SOLE DISPOSITIVE POWER
REPORTING - 0 -
PERSON ------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
- 0 -
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- -----------------------------
CUSIP NO. 151156 10 6 13G Page 3 of 16 Pages
- -------------------------------- -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KPCB IV Associates, a California Limited Partnership
("KPCB IV Associates")
94-3001662
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
- 0 -
------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES - 0 -
BENEFICIALLY ------------------------------------------
OWNED BY EACH 7 SOLE DISPOSITIVE POWER
REPORTING - 0 -
PERSON ------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
- 0 -
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- -----------------------------
CUSIP NO. 151156 10 6 13G Page 4 of 16 Pages
- -------------------------------- -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas J. Perkins
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
9,022
--------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES Mr. Perkins indirectly holds 59 shares
BENEFICIALLY through a trust.
OWNED BY EACH --------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 9,022
WITH --------------------------------------------------
8 SHARED DISPOSITIVE POWER
Mr. Perkins indirectly holds 59 shares
through a trust.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
9,081
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- -----------------------------
CUSIP NO. 151156 10 6 13G Page 5 of 16 Pages
- -------------------------------- -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Frank J. Caufield
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
22,961
------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES - 0 -
BENEFICIALLY ------------------------------------------
OWNED BY EACH 7 SOLE DISPOSITIVE POWER
REPORTING 22,961
PERSON ------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
22,961
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- -----------------------------
CUSIP NO. 151156 10 6 13G Page 6 of 16 Pages
- -------------------------------- -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Brook H. Byers
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
35,801
------------------------------------------
NUMBER OF 6 SHARED VOTING POWER Mr. Byers
SHARES indirectly holds 9,638 shares
BENEFICIALLY through a trust and 527 shares
OWNED BY EACH jointly with his wife.
REPORTING ------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 35,801
------------------------------------------
8 SHARED DISPOSITIVE POWER Mr.
Byers indirectly holds 9,638
shares through a trust and 527
shares jointly with his wife.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
45,966
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- -----------------------------
CUSIP NO. 151156 10 6 13G Page 7 of 16 Pages
- -------------------------------- -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
L. John Doerr
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
45,823
------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES - 0 -
BENEFICIALLY ------------------------------------------
OWNED BY EACH 7 SOLE DISPOSITIVE POWER
REPORTING 45,823
PERSON ------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
45,823
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- -----------------------------
CUSIP NO. 151156 10 6 13G Page 8 of 16 Pages
- -------------------------------- -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
E. Floyd Kvamme
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
45,923
------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES - 0 -
BENEFICIALLY ------------------------------------------
OWNED BY EACH 7 SOLE DISPOSITIVE POWER
REPORTING 45,923
PERSON ------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
45,923
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- -----------------------------
CUSIP NO. 151156 10 6 13G Page 9 of 16 Pages
- -------------------------------- -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Regis McKenna
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
22,613
NUMBER OF -------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY Mr. McKenna indirectly holds 348 shares
OWNED BY EACH through a trust.
REPORTING -------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 22,613
-------------------------------------------------
8 SHARED DISPOSITIVE POWER
Mr. McKenna indirectly holds 348 shares
through a trust.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
22,961
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- -----------------------------
CUSIP NO. 151156 10 6 13G Page 10 of 16 Pages
- -------------------------------- -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Vinod Khosla
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
22,613
-------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES Mr. Khosla's wife, Neeru
BENEFICIALLY Khosla, holds 7,260 shares.
OWNED BY EACH -------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 22,613
WITH -------------------------------------------
8 SHARED DISPOSITIVE POWER
Mr. Khosla's wife, Neeru Khosla,
holds 7,260 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
29,873
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 11 of 16
ITEM 1(A). NAME OF ISSUER
--------------
CellPro, Inc.
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
-----------------------------------------------
22215 26th Avenue, S.E.
Bothell, WA 98021
ITEM 2(A)-(C). NAME, ADDRESS AND CITIZENSHIP OF PERSONS FILING
-----------------------------------------------
This amended statement is being filed by KPCB IV Associates, L.P., a California
Limited Partnership ("KPCB IV Associates"), whose principal business address is
2750 Sand Hill Road, Menlo Park, California 94025. The names, business addresses
and citizenships of all the general partners of KPCB IV Associates are set forth
on Exhibit B hereto. KPCB IV Associates is general partner to Kleiner Perkins
Caufield & Byers IV, L.P., a California limited partnership ("KPCB IV"). With
respect to the general partners, this amended statement relates to the direct
beneficial ownership of shares of Common Stock of CellPro, Inc. over which each
general partner has sole voting and dispositive control.
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
---------------------------------------------
Common Stock
CUSIP # 151156 10 6
ITEM 3. Not Applicable
--------------
ITEM 4. OWNERSHIP.
----------
Please see Item 5 hereof.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
---------------------------------------------
This amended statement is being filed to report the fact that
the reporting person has ceased to be the beneficial owner of
more than five percent of the Common Stock of CellPro, Inc.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF
------------------------------------------------
ANOTHER PERSON.
Not applicable for any reporting party because the shares
owned as of 12/31/96 do not exceed five percent of CellPro,
Inc.'s outstanding shares. Please see Item 5 hereof.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
---------------------------------------------------------
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE
---------------------------------------------------
GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
-------------------------------
Not applicable.
ITEM 10. CERTIFICATION.
--------------
Not applicable.
<PAGE>
Page 12 of 16
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 13, 1997
KPCB IV ASSOCIATES, L.P., A CALIFORNIA
LIMITED PARTNERSHIP
By:________________________________
A General Partner
KLEINER PERKINS CAUFIELD & BYERS
IV, A CALIFORNIA LIMITED
PARTNERSHIP
By KPCB IV Associates, L.P., a California
Limited Partnership, its General Partner
By:________________________________
A General Partner
THOMAS J. PERKINS
FRANK J. CAUFIELD
BROOK H. BYERS
E. FLOYD KVAMME
L. JOHN DOERR
REGIS McKENNA
VINOD KHOSLA
By:________________________________
Michael S. Curry
Attorney-in-Fact
<PAGE>
Page 13 of 16
EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 14
Exhibit B: List of General Partners of KPCB IV Associates 15
<PAGE>
Page 14 of 16
EXHIBIT A
---------
Agreement of Joint Filing
-------------------------
The undersigned hereby agree that they are filing jointly
pursuant to Rule 13d-1 of the Act the amended statement dated February 13, 1997,
containing the information required by Schedule 13G, for the Common Stock of
CellPro, Inc. held by Kleiner Perkins Caufield & Byers IV, a California Limited
Partnership and, with respect to each individual general partner, each
individual general partner's interest in the shares over which he has sole
voting and dispositive control.
Dated: February 13, 1997
KPCB IV ASSOCIATES, L.P., A CALIFORNIA
LIMITED PARTNERSHIP
By:________________________________
A General Partner
KLEINER PERKINS CAUFIELD & BYERS
IV, A CALIFORNIA LIMITED
PARTNERSHIP
By KPCB IV Associates, L.P., a California
Limited Partnership, its General Partner
By:________________________________
A General Partner
THOMAS J. PERKINS
FRANK J. CAUFIELD
BROOK H. BYERS
E. FLOYD KVAMME
L. JOHN DOERR
REGIS McKENNA
VINOD KHOSLA
By:________________________________
Michael S. Curry
Attorney-in-Fact
<PAGE>
Page 15 of 16
EXHIBIT B
---------
General Partners of
KPCB IV Associates, a California limited partnership
----------------------------------------------------
Set forth below, with respect to each general partner of KPCB
IV Associates, is the following: (a) name; (b) business address and (c)
citizenship.
1. (a) Thomas J. Perkins
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
2. (a) Frank J. Caufield
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
3. (a) Brook H. Byers
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
4. (a) E. Floyd Kvamme
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
5. (a) L. John Doerr
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
6. (a) Regis McKenna
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
<PAGE>
Page 16 of 16
7. (a) Vinod Khosla
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
