SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
KeraVision, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
492061 10 6
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement. [ ]. (A fee
is not required if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 18 Pages
Exhibit Index Contained on Page 15
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- -------------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 2 of 18 Pages
- --------------------------------------------------- -------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Kleiner Perkins Caufield & Byers IV, a California
Limited Partnership ("KPCB IV")
94-3001663
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- -----------------------------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES - 0 -
BENEFICIALLY ---------------------------------------------------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING 79,978
PERSON --------------------------------------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
- 0 -
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
79,978
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
79,978
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.6%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- ----------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 3 of 18 Pages
- --------------------------------------------------- ----------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KPCB Zaibatsu Fund I, a California limited
partnership ("KPCB ZF I")
77-0158870
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- -----------------------------------------------------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES - 0 -
BENEFICIALLY ---------------------------------------------------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING 25,264
PERSON --------------------------------------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
- 0 -
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
25,264
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
25,264
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- ----------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 4 of 18 Pages
- --------------------------------------------------- ----------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KPCB IV Associates, a California Limited Partnership
("KPCB IV Associates")
94-3001662
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- -----------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF - 0 -
SHARES ---------------------------------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY EACH 104,242 shares of which 79,978
REPORTING shares are directly owned by
PERSON KPCB IV and 25,264 shares are
WITH directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I.
---------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
- 0 -
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
104,242 shares of which 79,978
shares are directly owned by
KPCB IV and 25,264 shares are
directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I.
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
104,242
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.8%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- ----------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 5 of 18 Pages
- --------------------------------------------------- ----------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas J. Perkins
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 4,003
SHARES ---------------------------------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY EACH 104,242 shares of which 78,978
REPORTING shares are directly owned by
PERSON KPCB IV and 25,264 shares are
WITH directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Perkins is a
general partner of KPCB IV
Associates.
---------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
4,003
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
104,242 shares of which 78,978
shares are directly owned by
KPCB IV and 25,264 shares are
directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Perkins is a
general partner of KPCB IV
Associates.
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
108,245
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.9%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- ----------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 6 of 18 Pages
- --------------------------------------------------- ----------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Frank J. Caufield
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 10,396
SHARES ---------------------------------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY EACH 104,242 shares of which 78,978
REPORTING shares are directly owned by
PERSON KPCB IV and 25,264 shares are
WITH directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Caufield is a
general partner of KPCB IV
Associates.
---------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
10,396
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
104,242 shares of which 78,978
shares are directly owned by
KPCB IV and 25,264 shares are
directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Caufield is a
general partner of KPCB IV
Associates.
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
114,638
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.9%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- ----------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 7 of 18 Pages
- --------------------------------------------------- ----------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Brook H. Byers
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 16,093
SHARES ---------------------------------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY EACH 104,242 shares of which 78,978
REPORTING shares are directly owned by
PERSON KPCB IV and 25,624 shares are
WITH directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Byers is a
general partner of KPCB IV
Associates. In addition, Mr.
Byers indirectly holds 4,857
shares in trusts, beneficial
ownership of which he
disclaims.
---------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
16,093
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
104,242 shares of which 78,978
shares are directly owned by
KPCB IV and 25,624 shares are
directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Byers is a
general partner of KPCB IV
Associates. In addition, Mr.
Byers indirectly holds 4,857
shares in trusts, beneficial
ownership of which he
disclaims.
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
125,192
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- ----------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 8 of 18 Pages
- --------------------------------------------------- ----------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
L. John Doerr
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 20,632
SHARES ---------------------------------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY EACH 104,242 shares of which 78,978
REPORTING shares are directly owned by
PERSON KPCB IV and 25,624 shares are
WITH directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Doerr is a
general partner of KPCB IV
Associates.
---------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
20,632
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
104,242 shares of which 78,978
shares are directly owned by
KPCB IV and 25,624 shares are
directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Doerr is a
general partner of KPCB IV
Associates.
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
124,874
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- ----------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 9 of 18 Pages
- --------------------------------------------------- ----------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
E. Floyd Kvamme
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 20,671
SHARES ---------------------------------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY EACH 104,242 shares of which 78,978
REPORTING shares are directly owned by
PERSON KPCB IV and 25,624 shares are
WITH directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Kvamme is a
general partner of KPCB IV
Associates.
---------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
20,671
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
104,242 shares of which 78,978
shares are directly owned by
KPCB IV and 25,624 shares are
directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Kvamme is a
general partner of KPCB IV
Associates.
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
124,913
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- ----------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 10 of 18 Pages
- --------------------------------------------------- ----------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Regis McKenna
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 10,005
SHARES ---------------------------------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY EACH 104,242 shares of which 78,978
REPORTING shares are directly owned by
PERSON KPCB IV and 25,624 shares are
WITH directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. McKenna is a
general partner of KPCB IV
Associates. In addition, the
Regis P. & Dianna McKenna
Trust hold 328 shares,
beneficial ownership of which
Mr. McKenna disclaims.
---------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
10,005
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
104,242 shares of which 78,978
shares are directly owned by
KPCB IV and 25,624 shares are
directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. McKenna is a
general partner of KPCB IV
Associates. In addition, the
Regis P. & Dianna McKenna
Trust hold 328 shares,
beneficial ownership of which
Mr. McKenna disclaims.
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
114,575
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.9%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
- --------------------------------------------------- ----------------------------------------------------
CUSIP NO. 492061 10 6 13G Page 11 of 18 Pages
- --------------------------------------------------- ----------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Vinod Khosla
- -----------------------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- -----------------------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 10,005
SHARES ---------------------------------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY EACH 104,242 shares of which 78,978
REPORTING shares are directly owned by
PERSON KPCB IV and 25,624 shares are
WITH directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Khosla is a
general partner of KPCB IV
Associates. In addition, Mr.
Khosla indirectly holds 6,866
shares in a trust, beneficial
ownership of which he
disclaims.
---------------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
10,005
---------------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
104,242 shares of which 78,978
shares are directly owned by
KPCB IV and 25,624 shares are
directly owned by KPCB ZF I.
KPCB IV Associates is the
general partner of KPCB IV and
KPCB ZF I. Mr. Khosla is a
general partner of KPCB IV
Associates. In addition, Mr.
Khosla indirectly holds 6,866
shares in a trust, beneficial
ownership of which he
disclaims.
- -----------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
121,113
- -----------------------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%
- -----------------------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
Page 12 of 18
ITEM 1(A). NAME OF ISSUER
KeraVision, Inc.
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
48630 Milmont Drive
Fremont, CA 94538
ITEM 2(A)-(C). NAME, ADDRESS AND CITIZENSHIP OF PERSONS FILING
This amended statement is being filed by KPCB IV Associates, a
California Limited Partnership ("KPCB IV Associates"), whose principal business
address is 2750 Sand Hill Road, Menlo Park, California 94025. The names,
business addresses and citizenships of all the general partners of KPCB IV
Associates, are set forth on Exhibit B hereto.
KPCB IV Associates is general partner of Kleiner Perkins
Caufield & Byers IV, a California limited partnership ("KPCB IV") and of KPCB
Zaibatsu Fund I, a California limited partnership ("KPCB ZF I"). With respect to
KPCB IV Associates and the general partners of KPCB IV Associates, this amended
statement relates only to KPCB IV Associates' indirect, beneficial ownership of
shares of Common Stock of KeraVision Inc. held directly by KPCB IV and KPCB ZF I
(the "Shares") and, with respect to each individual general partner, to the
extent applicable, each individual general partner's interest in the shares over
which he has sole voting and dispositive control. The Shares are held by KPCB IV
and KPCB ZF I and KPCB IV Associates and the general partners of KPCB IV
Associates do not directly or otherwise hold any Shares. Management of the
business affairs of KPCB IV Associates, including decisions respecting
disposition and/or voting of the Shares, is by majority decision of the general
partners of KPCB IV Associates listed on Exhibit B hereto. Each individual
general partner of KPCB IV Associates disclaims beneficial ownership of the
shares held directly by KPCB IV and KPCB ZF I.
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
Common Stock
CUSIP # 492061 10 6
ITEM 3. Not Applicable
<PAGE>
Page 13 of 18
ITEM 4. OWNERSHIP
Not applicable for any reporting party because the shares
owned as of 12/31/96 do not exceed five percent of KeraVision,
Inc.'s outstanding shares. Please see Item 5 hereof.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
This amended statement is being filed to report the fact that
the reporting persons have ceased to be the beneficial owner
of more than five percent of the Common Stock of KeraVision,
Inc.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF
ANOTHER PERSON.
Not applicable for any reporting party because the shares
owned as of 12/31/96 do not exceed five percent of KeraVision,
Inc.'s outstanding shares. Please see Item 5 hereof.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY
THE PARENT HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE
GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
ITEM 10. CERTIFICATION.
Not applicable.
<PAGE>
Page 14 of 18
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 13, 1997
KPCB IV ASSOCIATES, A CALIFORNIA KLEINER PERKINS CAUFIELD & BYERS IV,
LIMITED PARTNERSHIP A CALIFORNIA LIMITED PARTNERSHIP
By KPCB IV Associates, a California
By: Limited Partnership, its General
--------------------------- Partner
A General Partner
By:
THOMAS J. PERKINS ---------------------------
FRANK J. CAUFIELD A General Partner
BROOK H. BYERS
E. FLOYD KVAMME
L. JOHN DOERR KPCB ZAIBATSU FUND I, A CALIFORNIA
REGIS McKENNA LIMITED PARTNERSHIP
VINOD KHOSLA
By KPCB IV Associates, a California
Limited Partnership, its General
By: Partner
----------------------------
Michael S. Curry By:
Attorney-in-Fact ---------------------------
A General Partner
<PAGE>
Page 15 of 18
EXHIBIT INDEX
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 16
Exhibit B: List of General Partners of KPCB IV Associates 17
<PAGE>
Page 16 of 18
EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that they are filing jointly
pursuant to Rule 13d-1 of the Act the statement dated February 13, 1997,
containing the information required by Schedule 13G, for the 104,242 Shares of
the Common Stock of KeraVision, Inc. held by Kleiner Perkins Caufield & Byers
IV, a California Limited Partnership ("KPCB IV") and KPCB Zaibatsu Fund I, a
California Limited Partnership ("KPCB ZF I"), 4,003 held by Thomas J. Perkins,
10,396 held by Frank J. Caufield, 15,829 held by Brook H. Byers, 20,632 held by
L. John Doerr, 20,671 held by E. Floyd Kvamme, 10,005 held by Regis McKenna and
10,005 held by Vinod Khosla. Each individual disclaims beneficial ownership of
shares of KeraVision, Inc. Common Stock held directly by KPCB IV and KPCB ZF I.
Dated: February 13, 1997
KPCB IV ASSOCIATES, A CALIFORNIA KLEINER PERKINS CAUFIELD & BYERS IV,
LIMITED PARTNERSHIP A CALIFORNIA LIMITED PARTNERSHIP
By KPCB IV Associates, a California
By: Limited Partnership, its General
--------------------------- Partner
A General Partner
By:
THOMAS J. PERKINS ---------------------------
FRANK J. CAUFIELD A General Partner
BROOK H. BYERS
E. FLOYD KVAMME
L. JOHN DOERR KPCB ZAIBATSU FUND I, A CALIFORNIA
REGIS McKENNA LIMITED PARTNERSHIP
VINOD KHOSLA
By KPCB IV Associates, a California
Limited Partnership, its General
By: Partner
----------------------------
Michael S. Curry By:
Attorney-in-Fact ---------------------------
A General Partner
<PAGE>
Page 17 of 18
EXHIBIT B
General Partners of
KPCB IV Associates, a California limited partnership
Set forth below, with respect to each general partner of KPCB
IV Associates, is the following: (a) name; (b) business address and (c)
citizenship.
1. (a) Thomas J. Perkins
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
2. (a) Frank J. Caufield
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
3. (a) Brook H. Byers
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
4. (a) E. Floyd Kvamme
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
5. (a) L. John Doerr
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
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6. (a) Regis McKenna
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
7. (a) Vinod Khosla
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
