<PAGE>
Securities and Exchange Commission
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 1, 1999
-----------------
CAPITAL ASSOCIATES, INC.
(Exact Name of Registrant as Specified in Charter)
Delaware 0-15525 84-1055327
- ------------------------------------------------------------------------------
(State or Other Juris- (Commission File (IRS Employer
diction of Incorporation) Number) Identification No.)
7175 West Jefferson Avenue
Lakewood, CO 80235
- ------------------------------------------------------------------------------
(Address of Principal (Zip Code)
Executive Offices)
(303) 980-1000
- ------------------------------------------------------------------------------
(Registrant's Telephone Number, Including Area Code)
Not Applicable
- ------------------------------------------------------------------------------
(Former Name or Former Address, if Changed Since Last Report)
<PAGE>
ITEM 5. OTHER EVENTS
On Wednesday, December 1, 1999, the Registrant issued the press release
attached hereto as Exhibit 99.1, which is incorporated herein by reference.
The press release announces that, at the opening of business on Thursday,
December 2, 1999, the Company's common stock will cease trading on the NASDAQ
National Market, because of the decline in the number and the market value of
the shares of common stock held by stockholders other than directors,
executive officers and 10%-or-greater stockholders, and immediately start
trading on the Over The Counter Bulletin Board ("OTCBB").
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits
<TABLE>
<S> <C>
99.1 Press release issued Wednesday, December 1, 1999, by the
Registrant announcing that, at the opening of business on
Thursday, December 2, 1999, the Company's common stock will
cease trading on the NASDAQ National Market, because of the
decline in the number and the market value of the shares of
common stock held by stockholders other than directors, executive
officers and 10%-or-greater stockholders, and immediately start
trading on the OTCBB.
</TABLE>
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
CAPITAL ASSOCIATES, INC.
(Registrant)
/s/
----------------------------------------
Date: December 1, 1999 By: Michael Schuh
Title: Senior Vice President - Chief
of Operations
<PAGE>
EXHIBIT 99.1
CAPITAL ASSOCIATES, INC.
FOR IMMEDIATE RELEASE
FROM: CAPITAL ASSOCIATES, INC.
CONTACT: SUSAN HUGHES, CORPORATE COMMUNICATIONS
TELEPHONE: (303) 980-1000
CAPITAL ASSOCIATES, INC.
ANNOUNCES THAT ITS COMMON STOCK WILL
BE TRADED ON THE OTC BULLETIN BOARD
LAKEWOOD, COLORADO, WEDNESDAY, DECEMBER 1, 1999: Capital Associates,
Inc., announced today that, as of the opening of business on Thursday,
December 2, 1999, the Company's common stock will cease trading on the NASDAQ
National Market, because of the decline in the number and the market value of
the shares of common stock held by stockholders other than directors,
executive officers and 10%-or-greater stockholders, and immediately start
trading on the Over The Counter Bulletin Board ("OTCBB"). The Company
expects to retain its current trading symbol "CAII" on the OTCBB.
Capital Associates, Inc. ( CAII), is a commercial finance company
engaged in the origination, financing and management of capital equipment for
investment grade and other creditworthy businesses.
THE STATEMENTS CONTAINED IN THIS PRESS RELEASE, WHICH ARE NOT
HISTORICAL FACTS, MAY BE DEEMED TO CONTAIN FORWARD LOOKING STATEMENTS WITH
RESPECT TO EVENTS, THE OCCURRENCE OF WHICH INVOLVE RISKS AND UNCERTAINTIES,
AND ARE SUBJECT TO FACTORS THAT COULD CAUSE ACTUAL FUTURE RESULTS TO DIFFER
BOTH ADVERSELY AND MATERIALLY FROM CURRENTLY ANTICIPATED RESULTS.
