SCHEDULE 13D
(Rule 13d-101)
Information to be Included in Statements Filed Pursuant to
Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule
13d-2(a)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
OPTEK TECHNOLOGY, INC.
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
(Title of Class of Securities)
683815 10 4
(CUSIP Number)
Christopher M. Hewitt
Hewitt & Hewitt, P.C.
2612 Thomas Avenue
Dallas, Texas 75204
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
May 6, 1998
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on
Schedule 13G to report the acquisition that is the subject of this
Schedule 13D, and is filing this schedule because of Rule 13d-1(e),
13d-1(f) or 13d-1(g), check the following box.
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits.
See Rule 13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a
reporting person's initial filing with respect to the subject class
of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover
page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of
the Securities Exchange Act of 1934 ("Act") or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
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CUSIP NO. 683815 10 4 Page 2 of 4 Pages
1. Name of Reporting Person/IRS Identification No. of Above
Person (Entities Only)
Thomas R. Filesi
2. Check the appropriate Box if a Member of a Group (See
Instructions)
(a)
(b)
3. SEC Use Only
4. Source of Funds (See Instructions)
00
5. Check if Disclosure of Legal Proceedings is Required Pursuant
to Item 2(d) or 2(e)
6. Citizenship or Place of Organization
United States
NUMBER OF 7. Sole Voting Power
SHARES
BENEFICIALLY 375,499
OWNED BY
EACH 8. Shared Voting Power
REPORTING
PERSON None
WITH
9. Sole Dispositive Power
375,499
10. Shares Dispositive Power
None
11. Aggregate Amount Beneficially Owned by Each Reporting Person
375,499
12. Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions)
13. Percent of Class Represented by Amount in Row (11)
5.3%
14. Type of Reporting Person (See Instructions)
IN
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Page 3 of 4 Pages
Item 1. Security and Issuer.
This statement relates to the Common Stock, par value $0.01
per share, of Optek Technology, Inc., a Delaware corporation (the
"Company"), whose principal executive offices are located at 1215
West Crosby Road, Carrollton, Texas 75006.
Item 2. Identity and Background
The name, business address and principal occupation of the
reporting person are as follows:
Principal Occupation
Name Business Address or Employment
Thomas R. 1215 W. Crosby Rd. President and Chief Executive
Filesi Carrollton, TX Officer of Optek Technology,
75006 Inc.
Mr. Filesi has not been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors) during the
last five years and has not been, during the last five years, a
party to a civil proceeding of a judicial or administrative body of
competent jurisdiction which resulted in a judgment, decree or
final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws
or finding any violation with respect to such laws.
Mr. Filesi is a citizen of the United States of America.
Item 3. Source and Amount of Funds or Other Consideration.
Mr. Filesi is the beneficial owner of 301,000 shares currently
outstanding purchased with his personal funds. The balance of the
shares beneficially owned are issuable pursuant to options which
have been issued to Mr. Filesi as President and Chief Executive
Officer of the Company.
Item 4. Purpose of Transaction
The Common Stock of the Company has been acquired as an
investment for Mr. Filesi. Mr. Filesi has no present plans or
proposals which would relate to, or result in, any of the specific
effects set forth in clauses (a) through (j) of Item 4 of Schedule
13D.
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Page 4 of 4 pages
Item 5. Interest in Securities of the Issuer
The following table sets forth as of May 6, 1998, the
beneficial ownership of the Company's Common Stock by Mr. Filesi,
who has sole voting and investment power with respect to the shares
indicated as owned by him.
Beneficial Owner No. of Shares Percent of Class
Thomas R. Filesi 375,499 5.3%
* Includes 74,499 shares issuable pursuant to options granted
under the Company's stock option plans.
Item 6. Contracts, Arrangements, Understandings or Relationships
with Respect to Securities of the Issuer.
There are no contracts, arrangements, understandings or
relationships with respect to any securities of the Company between
Mr. Filesi and any other person of a nature required to be
described in this Item 6.
Item 7. Material to be Filed as Exhibits.
No. Exhibit
1 Employment Agreement between Optek Technology, Inc. and
Thomas R. Filesi.(1)
2 Form of Stock Option Agreement.(2)
(1) Previously filed as Exhibits 10.61 to the Company's Form 10-K
for the fiscal year ended October 25, 1996.
(2) Previously filed as Exhibit 10.59 to the Company's Form 10-K
for the fiscal year ended October 28, 1994.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Dated: May 12 , 1998 /s/ Thomas R. Filesi
Thomas R. Filesi
