<PAGE> 1
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 7, 1994
REGISTRATION NOS. 33-53651 AND 33-58548
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
------------------------
FORM S-3
POST-EFFECTIVE AMENDMENT NO. 1
TO
REGISTRATION STATEMENT NO. 33-53651
AND
POST-EFFECTIVE AMENDMENT NO. 2
TO
REGISTRATION STATEMENT NO. 33-58548
UNDER
THE SECURITIES ACT OF 1933
------------------------
LEHMAN BROTHERS HOLDINGS INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
DELAWARE 13-3216325
(STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER
INCORPORATION OR ORGANIZATION) IDENTIFICATION NO.)
------------------------
3 WORLD FINANCIAL CENTER
NEW YORK, NEW YORK 10285
(212) 526-7000
(ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF
REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES)
------------------------
THOMAS A. RUSSO
CHIEF LEGAL OFFICER
LEHMAN BROTHERS HOLDINGS INC.
3 WORLD FINANCIAL CENTER
NEW YORK, NEW YORK 10285
(212) 526-7000
(NAME, ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE,
OF AGENT FOR SERVICE)
COPY TO:
JENNIFER MARRE, ESQ. JOHN E. RILEY, ESQ.
LEHMAN BROTHERS HOLDINGS INC. SIMPSON THACHER & BARTLETT
3 WORLD FINANCIAL CENTER 425 LEXINGTON AVENUE
NEW YORK, NEW YORK 10285 NEW YORK, NEW YORK 10017
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<PAGE> 2
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
ITEM 16. EXHIBITS
The Exhibit Index beginning on page E-1 is hereby incorporated by
reference.
II-1
<PAGE> 3
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-3 and has duly caused this Post-Effective
Amendment to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of New York, State of New York, on the 7th day of
November, 1994.
LEHMAN BROTHERS HOLDINGS INC.
By MICHAEL R. MILVERSTED
------------------------------------
Michael R. Milversted
Treasurer
II-2
<PAGE> 4
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment has been signed below by the following persons in the
capacities and on the dates indicated.
<TABLE>
<CAPTION>
SIGNATURES TITLE DATE
- ----------------------------------------- --------------------------- ------------------
<C> <S> <C>
* Chief Executive Officer and November , 1994
- ----------------------------------------- Chairman of the Board of
Richard S. Fuld, Jr. Directors
(principal executive officer)
* Chief Operating Officer, November , 1994
- ----------------------------------------- President and Director
T. Christopher Pettit
* Chief Financial Officer, November , 1994
- ----------------------------------------- (principal financial
Robert Matza officer)
* (principal accounting November , 1994
- ----------------------------------------- officer)
Stephen J. Bier
* Director November , 1994
- -----------------------------------------
Roger S. Berlind
Director November , 1994
- -----------------------------------------
John J. Byrne
* Director November , 1994
- -----------------------------------------
Katsumi Funaki
Director November , 1994
- -----------------------------------------
John D. Macomber
* Director November , 1994
- -----------------------------------------
Masataka Shimasaki
* Director November , 1994
- -----------------------------------------
Dina Merrill
* Director November , 1994
- -----------------------------------------
Malcolm Wilson
*By: MICHAEL R. MILVERSTED
------------------------
Michael R. Milversted
Attorney-in-Fact
November 7, 1994
</TABLE>
II-3
<PAGE> 5
EXHIBIT INDEX
<TABLE>
<CAPTION>
PAGE NUMBER
IN SEQUENTIAL
EXHIBIT NUMBER DESCRIPTION NUMBERING SYSTEM
- --------------- -------------------------------------- -----------------
<C> <S> <C>
8 Opinion Re: Tax Matters
23(c) Consent of Simpson Thacher & Bartlett
</TABLE>
E-1
<PAGE> 1
EXHIBIT 8
Each Prospectus Supplement filed under this Registration Statement which
contains a discussion, based upon the opinion of Simpson Thacher & Bartlett, of
certain United States federal income tax consequences of an investment in the
Securities offered thereby, shall contain the opinion of Simpson Thacher &
Bartlett regarding such United States federal income tax consequences.
E-2
<PAGE> 1
[SIMPSON THACHER & BARTLETT LETTERHEAD]
November 7, 1994
Re: Registration Statement Nos.
33-53651 and 33-58548
---------------------------
Lehman Brothers Holdings Inc.
3 World Trade Center
New York, New York 10285
Gentlemen:
We hereby consent to the filing under the above-referenced
Registration Statements of, and to the use of our name in, any Prospectus
Supplement to the extent that such Prospectus Supplement includes our opinion
regarding certain United States federal income tax consequences of an
investment in the Securities offered thereby.
Very truly yours,
Simpson Thacher & Bartlett
SIMPSON THACHER & BARTLETT
