SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest POS AM SEC Filings
Post-Effective amendments for registration statement

WADDELL & REED FINANCIAL INC, POS AM, 2001-01-08
WIT SOUNDVIEW GROUP INC, POS AM, 2000-10-06
TUCKER ANTHONY SUTRO, POS AM, 2000-10-06
BEAR STEARNS COMPANIES INC, POS AM, 2000-08-02
TUCKER ANTHONY SUTRO, POS AM, 2000-06-23
GOLDMAN SACHS GROUP INC, POS AM, 2000-05-03
GLOBALNET FINANCIAL COM INC, POS AM, 2000-05-01
GOLDMAN SACHS GROUP INC, POS AM, 2000-02-14
LEGG MASON INC, POS AM, 2000-02-01
JWGENESIS FINANCIAL CORP /, POS AM, 1999-07-20
SALOMON SMITH BARNEY HOLDINGS INC, POS AM, 1999-07-01
FREEDOM SECURITIES CORP /DE/, POS AM, 1999-06-09
CHAPMAN HOLDINGS INC, POS AM, 1999-03-19
SIEBERT FINANCIAL CORP, POS AM, 1998-12-28
SIEBERT FINANCIAL CORP, POS AM, 1998-12-15
SIEBERT FINANCIAL CORP, POS AM, 1998-11-06
SIEBERT FINANCIAL CORP, POS AM, 1998-10-01
SIEBERT FINANCIAL CORP, POS AM, 1998-08-31
LEGG MASON INC, POS AM, 1998-06-08
CHAPMAN HOLDINGS INC, POS AM, 1998-03-03
LEHMAN BROTHERS HOLDINGS INC, POS AM, 1997-10-20
KINNARD INVESTMENTS INC, POS AM, 1997-08-25
WITTER DEAN SELECT FUTURES FUND LP, POS AM, 1997-06-24
LEHMAN BROTHERS HOLDINGS INC, POS AM, 1997-06-05
ND HOLDINGS INC, POS AM, 1997-04-23
STRUCTURED PRODUCTS CORP, POS AM, 1997-04-22
ML GLOBAL HORIZONS LP, POS AM, 1997-03-25
STRUCTURED PRODUCTS CORP, POS AM, 1997-03-19
MERRILL LYNCH & CO INC, POS AM, 1997-01-22
MILLBURN WORLD RESOURCE TRUST, POS AM, 1997-01-15
ML GLOBAL HORIZONS LP, POS AM, 1997-01-14
WITTER DEAN SELECT FUTURES FUND LP, POS AM, 1996-10-16
MERRILL LYNCH & CO INC, POS AM, 1996-06-21
LEHMAN BROTHERS HOLDINGS INC, POS AM, 1996-06-18
MERRILL LYNCH & CO INC, POS AM, 1996-06-05
UNITED ASSET MANAGEMENT CORP, POS AM, 1996-06-03
MERRILL LYNCH & CO INC, POS AM, 1996-05-30
LEGG MASON INC, POS AM, 1996-05-22
MERRILL LYNCH & CO INC, POS AM, 1996-05-21
MERRILL LYNCH & CO INC, POS AM, 1996-05-09
LEGG MASON INC, POS AM, 1996-04-26
LEGG MASON INC, POS AM, 1996-04-22
LEHMAN BROTHERS INC//, POS AM, 1996-04-12
LEHMAN BROTHERS INC//, POS AM, 1996-03-06
JONES FINANCIAL COMPANIES L P, POS AM, 1996-01-26
JONES FINANCIAL COMPANIES L P, POS AM, 1996-01-23
AMERICAN EXPRESS CO, POS AM, 1995-12-22
LEHMAN BROTHERS HOLDINGS INC, POS AM, 1994-11-07
PAINE WEBBER GROUP INC, POS AM, 1994-07-19
PAINE WEBBER GROUP INC, POS AM, 1994-05-25


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