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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
LEHMAN BROTHERS HOLDINGS INC.
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(Exact name of registrant as specified in its charter)
Delaware 13-3216325
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(State of incorporation (I.R.S. employer
or organization) identification no.)
3 World Financial Center
New York, New York 10285
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(Address of principal executive offices) (zip code)
SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
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Common Stock, par value
$0.10 per share New York Stock Exchange
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SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT:
None
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(Title of class)
Page 1 of 4 Pages
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INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED.
The discussions under the headings entitled "Description of Capital
Stock" and "Certain Corporate Governance Matters" in the Registrant's
Registration Statement on Form S-1 (File No. 33-52977), as amended (the
"Registration Statement"), and as initially filed with the Securities and
Exchange Commission (the "Commission") on April 5, 1994, is incorporated herein
by reference.
ITEM 2. EXHIBITS.
1 Form of Restated Certificate of Incorporation of the Registrant
(incorporated herein by reference to Exhibit 3.1 to the
Registration Statement).
2 Form of Restated By-Laws of the Registrant (incorporated
herein by reference to Exhibit 3.5 to the Registration
Statement).
3 Specimen certificate of Common Stock, par value $0.10 per
share, of the Registrant (incorporated herein by reference
to Exhibit 4.2 to the Registration Statement).
4(a) Standard Multiple Series Indenture Provisions of the Registrant
dated July 30, 1987 and as amended November 16, 1987
(incorporated herein by reference to Exhibit 4(a) to Post-
Effective Amendment No. 1 to Registration Statement No.
33-16141 of the Registrant).
4(b) Indenture dated as of September 1, 1987 between the Registrant
and Citibank, N.A., as Trustee, with respect to the Senior
Debt Securities (incorporated herein by reference to Exhibit
4(b) to Post-Effective Amendment No. 1 to Registration
Statement No. 33-16141 of the Registrant).
4(c) Supplemental Indenture, dated as of November 25, 1987, between
the Registrant and Citibank, N.A., as Trustee, with respect to
the Senior Debt Secu-
Page 2 of 4 Pages
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rities (incorporated herein by reference to Exhibit 4(m) to
Registration Statement No. 33-25797 of the Registrant).
4(d) Second Supplemental Indenture, dated as of November 27, 1990
between the Registrant and Citibank, N.A., as Trustee, with
respect to the Senior Debt Securities (incorporated herein
by reference to Exhibit 4(e) to Registration Statement No.
33-49062 of the Registrant).
4(e) Third Supplemental Indenture, dated as of September 13, 1991,
between the Registrant and Citibank, N.A., as Trustee, with
respect to the Senior Debt Securities (incorporated herein by
reference to Exhibit 4(f) to Registration Statement No.
33-46146 of the Registrant).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized.
LEHMAN BROTHERS HOLDINGS INC.
Date: April 29, 1994 By: /s/ Maxine Gerson
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Name: Maxine Gerson
Title: Vice President
Page 4 of 4 Pages
