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SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Latest 8-A12B SEC Filings
Registration of securities [Section 12(b)]
MERRILL LYNCH & CO INC, 8-A12B, 2001-01-09
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-12-11
MERRILL LYNCH & CO INC, 8-A12B, 2000-11-30
STEWART W P & CO LTD, 8-A12B, 2000-11-22
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 2000-11-15
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-11-07
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-11-06
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-11-01
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-10-31
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-10-25
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-10-12
MERRILL LYNCH & CO INC, 8-A12B, 2000-10-03
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 2000-09-26
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 2000-09-20
MERRILL LYNCH & CO INC, 8-A12B, 2000-09-07
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 2000-09-06
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 2000-08-10
STOCKWALK COM GROUP INC, 8-A12B, 2000-08-02
MERRILL LYNCH & CO INC, 8-A12B, 2000-08-01
MERRILL LYNCH & CO INC, 8-A12B, 2000-07-21
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 2000-06-30
MERRILL LYNCH & CO INC, 8-A12B, 2000-06-30
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-05-23
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 2000-05-22
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-05-08
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 2000-04-12
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 2000-04-04
MERRILL LYNCH & CO INC, 8-A12B, 2000-03-28
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-03-21
SHOCHET HOLDING CORP, 8-A12B, 2000-03-08
MERRILL LYNCH & CO INC, 8-A12B, 2000-02-29
MERRILL LYNCH & CO INC, 8-A12B, 2000-01-28
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-01-27
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 2000-01-24
MERRILL LYNCH & CO INC, 8-A12B, 1999-12-16
GOLDMAN SACHS GROUP INC, 8-A12B, 1999-12-01
GOLDMAN SACHS GROUP INC, 8-A12B, 1999-11-22
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1999-11-05
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1999-10-08
GOLDMAN SACHS GROUP INC, 8-A12B, 1999-10-05
GOLDMAN SACHS GROUP INC, 8-A12B, 1999-09-29
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1999-09-24
MERRILL LYNCH & CO INC, 8-A12B, 1999-09-14
LABRANCHE & CO INC, 8-A12B, 1999-08-16
MERRILL LYNCH & CO INC, 8-A12B, 1999-07-29
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1999-07-21
MERRILL LYNCH & CO INC, 8-A12B, 1999-07-14
GOLDMAN SACHS GROUP INC, 8-A12B, 1999-06-29
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1999-06-24
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1999-06-21
MERRILL LYNCH & CO INC, 8-A12B, 1999-06-21
SEI CORP, 8-A12B, 1999-06-18
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1999-06-14
MERRILL LYNCH & CO INC, 8-A12B, 1999-05-25
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1999-05-24
MERRILL LYNCH & CO INC, 8-A12B, 1999-05-24
MERRILL LYNCH & CO INC, 8-A12B, 1999-05-19
WADDELL & REED FINANCIAL INC, 8-A12B, 1999-05-06
MERRILL LYNCH & CO INC, 8-A12B, 1999-05-06
GOLDMAN SACHS GROUP INC, 8-A12B, 1999-04-27
MERRILL LYNCH & CO INC, 8-A12B, 1999-04-26
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1999-04-19
MERRILL LYNCH & CO INC, 8-A12B, 1999-04-16
MERRILL LYNCH & CO INC, 8-A12B, 1999-04-12
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1999-04-07
MERRILL LYNCH & CO INC, 8-A12B, 1999-03-22
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1999-02-23
MERRILL LYNCH & CO INC, 8-A12B, 1999-02-17
MERRILL LYNCH & CO INC, 8-A12B, 1999-02-10
MERRILL LYNCH & CO INC, 8-A12B, 1999-02-08
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1999-02-03
GABELLI ASSET MANAGEMENT INC, 8-A12B, 1999-01-12
MERRILL LYNCH & CO INC, 8-A12B, 1998-12-18
BEAR STEARNS CAPITAL TRUST II, 8-A12B, 1998-12-09
MERRILL LYNCH & CO INC, 8-A12B, 1998-12-03
MERRILL LYNCH & CO INC, 8-A12B, 1998-11-24
MERRILL LYNCH & CO INC, 8-A12B, 1998-10-28
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1998-10-23
WADDELL & REED FINANCIAL INC, 8-A12B, 1998-10-01
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1998-09-25
MERRILL LYNCH & CO INC, 8-A12B, 1998-09-23
MERRILL LYNCH & CO INC, 8-A12B, 1998-08-31
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1998-08-05
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1998-07-27
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1998-07-16
MERRILL LYNCH & CO INC, 8-A12B, 1998-07-02
MERRILL LYNCH & CO INC, 8-A12B, 1998-06-23
RAGEN MACKENZIE GROUP INC, 8-A12B, 1998-06-19
BEAR STEARNS COMPANIES INC, 8-A12B, 1998-06-18
MERRILL LYNCH & CO INC, 8-A12B, 1998-06-18
KNIGHT TRIMARK GROUP INC, 8-A12B, 1998-06-12
JWGENESIS FINANCIAL CORP /, 8-A12B, 1998-06-08
MERRILL LYNCH & CO INC, 8-A12B, 1998-06-03
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1998-06-01
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1998-05-29
MERRILL LYNCH & CO INC, 8-A12B, 1998-05-29
STRUCTURED PRODUCTS CORP, 8-A12B, 1998-05-21
STRUCTURED PRODUCTS CORP, 8-A12B, 1998-05-18
STRUCTURED PRODUCTS CORP, 8-A12B, 1998-05-14
MERRILL LYNCH & CO INC, 8-A12B, 1998-05-13
BEAR STEARNS COMPANIES INC, 8-A12B, 1998-04-20
STRUCTURED PRODUCTS CORP, 8-A12B, 1998-03-31
FREEDOM SECURITIES CORP /DE/, 8-A12B, 1998-03-27
MERRILL LYNCH & CO INC, 8-A12B, 1998-03-13
WADDELL & REED FINANCIAL INC, 8-A12B, 1998-02-27
SALOMON SMITH BARNEY HOLDINGS INC, 8-A12B, 1998-02-26
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1998-02-25
MERRILL LYNCH & CO INC, 8-A12B, 1998-01-28
MERRILL LYNCH & CO INC, 8-A12B, 1998-01-23
MERRILL LYNCH & CO INC, 8-A12B, 1998-01-16
BEAR STEARNS COMPANIES INC, 8-A12B, 1998-01-14
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-A12B, 1997-12-19
MERRILL LYNCH & CO INC, 8-A12B, 1997-12-15
MERRILL LYNCH & CO INC, 8-A12B, 1997-11-20
SMITH BARNEY HOLDINGS INC, 8-A12B, 1997-09-26
STRUCTURED PRODUCTS CORP, 8-A12B, 1997-09-22
SOUTHWEST SECURITIES GROUP INC, 8-A12B, 1997-09-19
MERRILL LYNCH & CO INC, 8-A12B, 1997-09-19
MERRILL LYNCH & CO INC, 8-A12B, 1997-09-17
AMERICAN CORPORATE ACCRUALS INC, 8-A12B, 1997-09-11
STRUCTURED PRODUCTS CORP, 8-A12B, 1997-09-11
BEAR STEARNS COMPANIES INC, 8-A12B, 1997-05-15
INTERRA FINANCIAL INC, 8-A12B, 1997-05-01
JW CHARLES FINANCIAL SERVICES INC/FL, 8-A12B, 1997-04-30
PAINE WEBBER GROUP INC, 8-A12B, 1997-03-12
MERRILL LYNCH & CO INC, 8-A12B, 1997-02-04
MERRILL LYNCH & CO INC, 8-A12B, 1996-12-19
MORGAN STANLEY FINANCE PLC, 8-A12B, 1996-12-17
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1996-12-17
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1996-11-12
PAINE WEBBER GROUP INC, 8-A12B, 1996-11-12
MERRILL LYNCH & CO INC, 8-A12B, 1996-10-23
FAHNESTOCK VINER HOLDINGS INC, 8-A12B, 1996-08-09
HAMBRECHT & QUIST GROUP INC, 8-A12B, 1996-08-08
MERRILL LYNCH & CO INC, 8-A12B, 1996-08-07
MERRILL LYNCH & CO INC, 8-A12B, 1996-08-05
STIFEL FINANCIAL CORP, 8-A12B, 1996-07-30
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1996-07-26
GKN HOLDING CORP, 8-A12B, 1996-07-24
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1996-07-19
E TRADE GROUP INC, 8-A12B, 1996-07-12
MERRILL LYNCH & CO INC, 8-A12B, 1996-06-28
JEFFERIES GROUP INC, 8-A12B, 1996-05-13
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1996-05-08
MERRILL LYNCH & CO INC, 8-A12B, 1996-05-01
JEFFERIES GROUP INC, 8-A12B, 1996-03-11
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1996-03-07
BEAR STEARNS COMPANIES INC, 8-A12B, 1996-02-12
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1996-02-02
MERRILL LYNCH & CO INC, 8-A12B, 1996-02-02
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1995-12-08
MCDONALD & CO INVESTMENTS INC, 8-A12B, 1995-11-15
MERRILL LYNCH & CO INC, 8-A12B, 1995-11-01
PAINE WEBBER GROUP INC, 8-A12B, 1995-10-20
MORGAN STANLEY FINANCE PLC, 8-A12B, 1995-10-17
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1995-10-17
BEAR STEARNS COMPANIES INC, 8-A12B, 1995-10-13
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1995-10-02
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1995-09-20
BEAR STEARNS COMPANIES INC, 8-A12B, 1995-08-17
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1995-08-11
MORGAN STANLEY FINANCE PLC, 8-A12B, 1995-08-02
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1995-08-02
BEAR STEARNS COMPANIES INC, 8-A12B, 1995-07-24
MERRILL LYNCH & CO INC, 8-A12B, 1995-07-18
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1995-06-23
PAINE WEBBER GROUP INC, 8-A12B, 1995-04-12
MORGAN STANLEY FINANCE PLC, 8-A12B, 1995-02-14
MORGAN STANLEY GROUP INC /DE/, 8-A12B, 1995-02-14
MERRILL LYNCH & CO INC, 8-A12B, 1995-01-27
MERRILL LYNCH & CO INC, 8-A12B, 1994-11-04
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1994-10-25
MERRILL LYNCH & CO INC, 8-A12B, 1994-10-24
MERRILL LYNCH & CO INC, 8-A12B, 1994-08-15
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1994-08-10
PAINE WEBBER GROUP INC, 8-A12B, 1994-07-27
BEAR STEARNS COMPANIES INC, 8-A12B, 1994-07-19
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1994-07-13
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1994-06-02
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1994-04-29
BEAR STEARNS COMPANIES INC, 8-A12B, 1994-03-23
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1994-03-21
MERRILL LYNCH & CO INC, 8-A12B, 1994-03-09
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 1994-03-01
PAINE WEBBER GROUP INC, 8-A12B, 1994-03-01
BEAR STEARNS FINANCE LLC, 8-A12B, 1994-02-23
BEAR STEARNS COMPANIES INC, 8-A12B, 1994-02-23
MORGAN STANLEY FINANCE PLC, 8-A12B, 1994-02-04
BEAR STEARNS COMPANIES INC, 8-A12B, 1994-01-27
MERRILL LYNCH & CO INC, 8-A12B, 1994-01-14
MERRILL LYNCH & CO INC, 8-A12B, 1994-01-10
PAINE WEBBER GROUP INC, 8-A12B, 1994-01-07
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