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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
FIRST MONTAUK FINANCIAL CORP.
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(Exact Name of Registrant as Specified in Its Charter)
NEW JERSEY 22-1737915
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(State of Incorporation (I.R.S. Employer
or Organization) Identification No.)
PARKWAY 109 OFFICE CENTER
328 NEWMAN SPRINGS ROAD
RED BANK, NEW JERSEY 97791
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(Address of Principal Executive Offices) (Zip Code)
If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. [ ]
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. [ ]
Securities Act registration statement file number to which this form relates:
333-30135
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(If Applicable)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class Name of Each Exchange on Which
to be so Registered Each Class is to be Registered
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_______________________________ ______________________________
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Securities to be registered pursuant to Section 12(g) of the Act:
CLASS A REDEEMABLE COMMON STOCK PURCHASE WARRANTS
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(Title of Class)
CLASS B REDEEMABLE COMMON STOCK PURCHASE WARRANTS
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(Title of Class)
CLASS C REDEEMABLE COMMON STOCK PURCHASE WARRANTS
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(Title of Class)
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INFORMATION REQUIRED TO BE IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED
Pursuant to Rule 12(b)-23 of the General Rules and Regulations under the
Securities and Exchange Act of 1934 (the "Act") and the instruction to this Item
1, reference is made to "Description of Securities" included as part of
Registrant's Registration Statement on Form S-3 Amendment No. 1 (333-30135) for
a description of Registrant's Class A, B and C Redeemable Common Stock Purchase
Warrants, which descriptions are incorporated by reference herein in response to
this Item.
ITEM 2. EXHIBITS
1. Form of Registrant's Common Stock Certificate filed as Exhibit 4.1 to
Registration Statement on Form S1, File No. 33-24696; Class A, B and C
Redeemable Common Stock Purchase Warrants filed as Exhibit 4.3, 4.4 and 4.5; and
the Form of Warrant Agent Agreement filed as Exhibit 4.6, respectively, to
Registrant's Registration Statement on Form S-3 Amendment No. 1, File No.
333-30135, which Exhibits are incorporated by reference herein pursuant to Rule
12(b)-32 of the Act.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the Registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereunto duly authorized.
FIRST MONTAUK FINANCIAL CORP.
(Registrant)
By: /s/ HERBERT KURINSKY
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(Signature)
Herbert Kurinsky
President, Chief Executive Officer
and Director
Dated: December 17, 1997
