SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest 8-A12G SEC Filings
Registration of securities [Section 12(g)]

PENSON WORLDWIDE INC, 8-A12G, 2000-12-07
MERRILL LYNCH & CO INC, 8-A12G, 2000-11-14
EMPIRE FINANCIAL HOLDING CO, 8-A12G, 2000-09-27
MERRILL LYNCH & CO INC, 8-A12G, 2000-06-26
SEI CORP, 8-A12G, 1999-06-16
WIT CAPITAL GROUP INC, 8-A12G, 1999-06-01
ONLINETRADINGINC COM CORP, 8-A12G, 1999-05-28
GLOBALNET FINANCIAL COM INC, 8-A12G, 1999-05-12
BANC STOCK GROUP INC, 8-A12G, 1999-02-26
SIEBERT FINANCIAL CORP, 8-A12G, 1998-07-16
KNIGHT TRIMARK GROUP INC, 8-A12G, 1998-07-07
RAGEN MACKENZIE GROUP INC, 8-A12G, 1998-06-09
FIRST ALBANY COMPANIES INC, 8-A12G, 1998-03-30
CHAPMAN HOLDINGS INC, 8-A12G, 1998-01-05
FIRST MONTAUK FINANCIAL CORP, 8-A12G, 1997-12-18
WITTER DEAN SELECT FUTURES FUND LP, 8-A12G, 1997-04-30
AMERITRADE HOLDING CORP, 8-A12G, 1997-02-21
HOENIG GROUP INC, 8-A12G, 1997-01-21
MORGAN STANLEY GROUP INC /DE/, 8-A12G, 1995-10-13
MERRILL LYNCH & CO INC, 8-A12G, 1994-11-07


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission