SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No.___1____)*
Zamba, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
988 881 108
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(CUSIP Number)
December 31, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 12 Pages
Exhibit Index on page 11
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CUSIP NO. 988 881 108 13 G Page 2 of 12 Pages
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1 NAME OF REPORTING PERSON
See Item 2 for identification of General Partner
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Vanguard Associates III, L.P. ("Vanguard III")
Tax ID Number: 77-0182090
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY EACH
REPORTING
PERSON
WITH
-------------------------------------------
6 SHARED VOTING POWER
0
-------------------------------------------
7 SOLE DISPOSITIVE POWER
0
-------------------------------------------
8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0%
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12 TYPE OF REPORTING PERSON* PN
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CUSIP NO. 988 881 108 13 G Page 3 of 12 Pages
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1 NAME OF REPORTING PERSON
See Item 2 for identification of General Partner
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Gill Myers Partners ("GM Partners")
Tax ID Number: 77-0182092
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY EACH
REPORTING
PERSON
WITH
-------------------------------------------
6 SHARED VOTING POWER
0
-------------------------------------------
7 SOLE DISPOSITIVE POWER
0
-------------------------------------------
8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0%
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12 TYPE OF REPORTING PERSON* PN
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<PAGE>
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CUSIP NO. 988 881 108 13 G Page 4 of 12 Pages
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Jack M. Gill ("Gill")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 12,000 shares
OWNED BY EACH
REPORTING
PERSON
WITH
-------------------------------------------
6 SHARED VOTING POWER
0
-------------------------------------------
7 SOLE DISPOSITIVE POWER
12,000 shares
-------------------------------------------
8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 12,000
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0%
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12 TYPE OF REPORTING PERSON* IN
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<PAGE>
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CUSIP NO. 988 881 108 13 G Page 5 of 12 Pages
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Curtis K. Myers ("Myers")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 19,000
OWNED BY EACH
REPORTING
PERSON
WITH
-------------------------------------------
6 SHARED VOTING POWER
0
-------------------------------------------
7 SOLE DISPOSITIVE POWER
19,000
-------------------------------------------
8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 12,000
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1%
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12 TYPE OF REPORTING PERSON* IN
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<PAGE>
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CUSIP NO. 988 881 108 13 G Page 6 of 12 Pages
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Clifford H. Higgerson ("Higgerson")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 28,377
OWNED BY EACH
REPORTING
PERSON
WITH
-------------------------------------------
6 SHARED VOTING POWER
0
-------------------------------------------
7 SOLE DISPOSITIVE POWER
28,377
-------------------------------------------
8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 28,377
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1%
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12 TYPE OF REPORTING PERSON* IN
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<PAGE>
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CUSIP NO. 988 881 108 13 G Page 7 of 12 Pages
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ITEM 1(a). NAME OF ISSUER:
Zamba, Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
7301 Ohms Lane, Suite 200
Minneapolis, MN 55439
ITEM 2(a). NAME OF PERSON FILING:
This statement is filed by Vanguard Associates III, L.P., a
California limited partnership, ("Vanguard III"), Gill Myers
Partners, a California limited partnership, ("GM Partners"), and Jack
M. Gill ("Gill"), Curtis K. Myers ("Myers"), and Clifford H.
Higgerson ("Higgerson"), the general partners of GM Partners. The
foregoing entities and individuals are collectively referred to as
the "Reporting Persons".
GM Partners is the general partner of Vanguard III, and may be deemed
to have sole power to vote and sole power to dispose of shares of the
issuer directly owned by Vanguard III. Gill, Myers and Higgerson are
the general partners of GM Partners, and may be deemed to have shared
power to vote and shared power to dispose of the shares of issuer
directly owned by GM Partners.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
The address of the principal business office for each of the
Reporting Persons is:
Vanguard Venture Partners
525 University Avenue, Suite 600
Palo Alto, California 94301
ITEM 2(c) CITIZENSHIP:
Vanguard III and GM Partners are California limited partnerships.
Gill, Myers and Higgerson are United States Citizens
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock
ITEM 2(e). CUSIP NUMBER:
988 881 108
ITEM 3. Not Applicable
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CUSIP NO. 988 881 108 13 G Page 8 of 12 Pages
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ITEM 4. OWNERSHIP:
The following information with respect to the ownership of the Common
Stock of the issuer by the persons filing this Statement is provided
as of December 31, 1999:
ITEM 1. (a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
ITEM 2. (b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
ITEM 3. (c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: See
Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote: See
Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the
disposition of: See Row 7 of cover page for
each Reporting Person.
(iv) Shared power to dispose or to direct the
disposition of: See Row 8 of cover page for
each Reporting Person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the
following: [X] Yes
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Under certain circumstances set forth in the limited partnership
agreements of Vanguard III and GM Partners, the general and limited
partners, as the case may be, of each of such entities may be deemed
to have the right to receive dividends from, or the proceeds from,
the sale of shares of the issuer owned by each such entity of which
they are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable
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CUSIP NO. 988 881 108 13 G Page 9 of 12 Pages
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ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not applicable
ITEM 10. CERTIFICATION:
Not applicable
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CUSIP NO. 988 881 108 13 G Page 10 of 12 Pages
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 10, 2000
VANGUARD III, a California Limited
Partnership
By: /s/ Clifford H. Higgerson
----------------------------------
Clifford H. Higgerson
Authorized Signatory
Gill Myers Partners, a California
Limited Partnership
By: /s/ Clifford H. Higgerson
----------------------------------
Clifford H. Higgerson
Authorized Signatory
INDIVIDUAL
By: /s/ Jack M. Gill
----------------------------------
Jack M. Gill
INDIVIDUAL
By: /s/ Curtis K Myers
----------------------------------
Curtis K. Myers
INDIVIDUAL
By: /s/ Clifford H. Higgerson
----------------------------------
Clifford H. Higgerson
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CUSIP NO. 988 881 108 13 G Page 11 of 12 Pages
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EXHIBIT INDEX
Found on
Sequentially
Exhibit Numbered Page
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Exhibit A: Agreement of Joint Filing 12
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EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that a single Schedule 13G (or any amendment
thereto) relating to the Common Stock of Zamba, Inc. shall be filed on behalf of
each of the undersigned and that this Agreement shall be filed as an exhibit to
such Schedule 13G.
Date: February 10, 2000
February 10, 2000 VANGUARD III, a California Limited
Partnership
By: /s/ Clifford H. Higgerson
----------------------------------
Clifford H. Higgerson
Authorized Signatory
February 10, 2000 Gill Myers Partners, a California
Limited Partnership
By: /s/ Clifford H. Higgerson
----------------------------------
Clifford H. Higgerson
Authorized Signatory
February 10, 2000 INDIVIDUAL
By: /s/ Jack M. Gill
----------------------------------
Jack M. Gill
February 10, 2000 INDIVIDUAL
By: /s/ Curtis K Myers
----------------------------------
Curtis K. Myers
February 10, 2000 INDIVIDUAL
By: /s/ Clifford H. Higgerson
----------------------------------
Clifford H. Higgerson
