As filed with the Securities and Exchange Registration No. 333-______
Commission on October 27, 2000
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-2
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Aetna Life Insurance and Annuity Company
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Connecticut
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71-0294708
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151 Farmington Avenue, Hartford, Connecticut 06156, (860) 273-4686
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Julie E. Rockmore, Counsel
Aetna Life Insurance and Annuity Company
151 Farmington Avenue, RE4A, Hartford, Connecticut 06156
(860) 273-4686
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(Name, Address, including Zip Code, and Telephone Number,
including Area Code, of Agent for Service)
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The annuities covered by this registration statement are to be issued from time
to time after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a
delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933 check the following box. [XX]
If the registrant elects to deliver its latest annual report to security
holders, or a complete and legible facsimile thereof, pursuant to Item 11(a)(1)
of this Form, check the following box. [XX]
If this form is filed to register additional securities for an offering pursuant
to Rule 462(b) under the Securities Act, please check the following box and list
the Securities Act registration statement number of the earlier effective
registration statement for the same offering.
[XX] 333-49593
If this form is a post-effective amendment filed pursuant to Rule 462(c) under
the Securities Act, check the following box and list the Securities Act
registration number of the earlier effective registration statement for the same
offering. [ ] ______________
<PAGE>
If this form is a post-effective amendment filed pursuant to Rule 462(d) under
the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering. [ ] ______________
If the delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. [ ]
Calculation of Registration Fee
<TABLE>
<CAPTION>
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Title of Amount to be Proposed Maximum Proposed Maximum Amount of
Each Class Registered Offering Price Per Aggregate Offering Registration Fee
of Securities Unit Price
to be Registered
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<S> <C> <C> <C> <C>
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* * $23,389,400 $6,178.80
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</TABLE>
* The proposed maximum aggregate offering price is estimated solely for the
purpose of determining the registration fee. The amount to be registered and
the proposed maximum offering price per unit are not applicable since these
securities are not issued in predetermined amounts or units.
Pursuant to Rule 429(b) of the 1933 Act, unsold securities previously registered
under Registration Statement No. 333-49593 are being carried forward to this
Registration Statement. As of August 31, 2000, the amount of such unsold
securities was $90,768,000. The registration fees paid in connection with the
registration of such securities was $25,233.50.
<PAGE>
PARTS I AND II
The entire content of the Registration Statement on Form S-2 (File No.
333-49593) which was filed on April 13, 2000 (Accession No.
0000950146-00-000383) is incorporated herein by reference and made a part of
this Registration Statement.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-2 and has duly caused this Registration
Statement on Form S-2 to be signed on its behalf by the undersigned, thereunto
duly authorized in the City of Hartford, State of Connecticut, on this 27th
day of October, 2000.
AETNA LIFE INSURANCE AND ANNUITY
COMPANY (REGISTRANT)
By: Thomas J. McInerney*
--------------------------------
Thomas J. McInerney
President
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons in the
capacities and on the dates indicated.
<TABLE>
<CAPTION>
Signature Title Date
--------- ----- ----
<S> <C> <C> <C>
Thomas J. McInerney* Director and President )
------------------------------------- (principal executive officer) )
Thomas J. McInerney )
)
Catherine H. Smith* Director and Chief Financial Officer ) October
------------------------------------- )
Catherine H. Smith ) 27, 2000
)
Allan Baker* Director )
------------------------------------- )
Allan Baker )
)
Deborah Koltenuk* Corporate Controller )
------------------------------------- )
Deborah Koltenuk )
</TABLE>
By: /s/ Michael A. Pignatella
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Michael A. Pignatella
*Attorney-in-Fact
<PAGE>
EXHIBIT INDEX
<TABLE>
<CAPTION>
Exhibit No. Exhibit
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<S> <C> <C>
16(5) Opinion re legality
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16(23)(a) Consent of Independent Auditors
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16(23)(b) Consent of Legal Counsel (included in Exhibit 16(5) above)
16(27) Financial Data Schedule (1)
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</TABLE>
(1) Incorporated, pursuant to General Instructions to Form S-2 (Section III.
Registration of Additional Shares), by reference to Registration Statement on
Form S-2 (File No. 333-49593) which was filed on April 13, 2000 (Accession No.
0000950146-00-000383).
