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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
PRESSTEK, INC.
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(Name of Issuer)
Common Stock, par value $.01 per share
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(Title of Class of Securities)
741113 10 4
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(CUSIP Number)
Russell H. Harbaugh, Jr.
1300 Williams Center Tower I
One West Third Street
Tulsa, OK 74103
(918) 584-1978
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
May 6, 1999
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [_].
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 2 OF 12 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JOHN C. OXLEY
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [_]
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SEC USE ONLY
3
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SOURCE OF FUNDS*
4
N/A
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
5
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CITIZENSHIP OR PLACE OF ORGANIZATION
6
U.S.A.
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SOLE VOTING POWER
7
NUMBER OF -0-
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
1,599,750
OWNED BY
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EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
1,599,750
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
1,599,750
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
4.95%
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TYPE OF REPORTING PERSON*
14
IN
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 3 OF 12 PAGES
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Item 1. Security and Issuer
---------------------------
This Amendment No. 3 amends the statement on Schedule 13D which was filed
on February 25, 1997, Amendment No. 1 thereto which was filed on November 14,
1997, and Amendment No. 2 thereto which was filed on November 30, 1998, and
relates to the Common Stock, par value $.01 per share of Presstek, Inc., a
Delaware corporation (the "Company") whose principal executive offices are
located at 8 Commercial Street, Hudson, New Hampshire 03051.
Except as specifically provided herein, this Amendment does not modify any
of the information previously reported on Schedule 13D or Amendment Nos. 1 and 2
thereto.
Item 2. Identity and Background
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No change.
Item 3. Source and Amount of Funds or Other consideration
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No change.
Item 4. Purpose of Transaction
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No change.
Item 5. Interest in Securities of the Issuer
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(a) By reason of (i) his serving as a Co-Executor of the Oxley Estate (ii)
his being a Co-Trustee of the Oxley Foundation and (iii) his being 60%
owner of Boca Polo, Inc., a Nevada corporation ("Boca Polo"), Mr. Oxley may
be deemed to be the beneficial owner of 1,599,750 shares of Common Stock of
the Company, representing approximately 4.95% of the outstanding shares of
Common Stock (based on 32,307,563 shares of Common Stock outstanding as of
March 10, 1999, as reflected in the Company's Form 10-K filed with the
Securities and Exchange Commission). Pursuant to Rule 13d-4 promulgated
under the Exchange Act, Mr. Oxley disclaims beneficial ownership of all
shares of Common Stock held by the Oxley Estate and the Oxley Foundation.
(b) Mr. Oxley has shared voting power and shared dispositive power with
respect to the aggregate 1,599,750 shares held by the Oxley Estate, Oxley
Foundation and Boca Polo.
With respect to the shares held by the Oxley Estate, Mr. Oxley shares
voting and dispositive powers with Thomas E. Oxley and Charles C. Killin.
Certain information with respect to Thomas E. Oxley and Mr. Killin remains
unchanged from the information on Schedule 13D filed February 25, 1997.
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 4 OF 12 PAGES
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With respect to the shares of Common Stock held by the Oxley
Foundation, Mr. Oxley shares voting and dispositive powers with Mary Jane
Oxley Tritsch. Certain information with respect to Mrs. Tritsch remains
unchanged from the information on Schedule 13D filed February 25, 1997.
With respect to the shares of Common Stock held by Boca Polo, Mr.
Oxley shares voting and dispositive powers with Thomas E. Oxley. Certain
information with respect to Mr. Thomas Oxley remains unchanged from the
information on Schedule 13D filed February 25, 1997.
(c) On June 6, 1997, John C. Oxley, the Oxley Foundation and Boca Polo,
each entered into a Master Securities Loan Agreement with The Goldman Sachs
Trust Company ("Goldman Sachs"), pursuant to which the shares of the Common
Stock of the Company were loaned to Goldman Sachs. As of the close of
business on November 30, 1998, the following shares were loaned to Goldman
Sachs:
John C. Oxley 24,200 shares
Oxley Foundation 303,600 shares
Since November 30, 1998, the following transactions were effected regarding
the Common Stock of the Company.
Shares Held by Boca Polo
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No. of Price
Date Type of Transaction Shares Per Share
- ---- ------------------- ------ ---------
02/03/1999 Sale of shares in the open market 1,000 $9.3125
02/04/1999 Sale of shares in the open market 1,000 $9.25
02/05/1999 Sale of shares in the open market 1,000 $9.625
02/08/1999 Sale of shares in the open market 500 $9.6875
02/08/1999 Sale of shares in the open market 500 $9.75
02/09/1999 Sale of shares in the open market 1,000 $9.75
02/10/1999 Sale of shares in the open market 1,000 $9.0625
02/11/1999 Sale of shares in the open market 1,000 $9.00
02/12/1999 Sale of shares in the open market 1,000 $9.375
02/16/1999 Sale of shares in the open market 1,000 $10.125
02/17/1999 Sale of shares in the open market 1,000 $9.8125
02/18/1999 Sale of shares in the open market 1,000 $9.15625
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 5 OF 12 PAGES
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No. of Price
Date Type of Transaction Shares Per Share
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03/05/1999 Sale of shares in the open market 1,000 $7.5625
03/08/1999 Sale of shares in the open market 1,000 $8.125
03/09/1999 Sale of shares in the open market 1,000 $8.00
03/10/1999 Sale of shares in the open market 1,000 $7.625
03/11/1999 Sale of shares in the open market 1,000 $8.00
03/12/1999 Sale of shares in the open market 1,000 $7.875
03/15/1999 Sale of shares in the open market 1,000 $8.00
03/16/1999 Sale of shares in the open market 1,000 $8.0625
03/17/1999 Sale of shares in the open market 1,000 $8.50
03/18/1999 Sale of shares in the open market 1,000 $8.00
03/19/1999 Sale of shares in the open market 1,000 $8.125
03/22/1999 Sale of shares in the open market 1,000 $8.00
03/23/1999 Sale of shares in the open market 300 $7.625
03/23/1999 Sale of shares in the open market 700 $7.50
03/24/1999 Sale of shares in the open market 1,000 $7.50
03/25/1999 Sale of shares in the open market 600 $7.6875
03/25/1999 Sale of shares in the open market 400 $7.625
03/26/1999 Sale of shares in the open market 1,000 $7.625
03/29/1999 Sale of shares in the open market 1,000 $7.625
03/30/1999 Sale of shares in the open market 1,000 $7.50
03/31/1999 Sale of shares in the open market 1,000 $8.25
04/01/1999 Sale of shares in the open market 1,000 $8.00
04/05/1999 Sale of shares in the open market 1,000 $8.625
04/06/1999 Sale of shares in the open market 1,000 $8.25
04/07/1999 Sale of shares in the open market 1,000 $7.75
04/08/1999 Sale of shares in the open market 1,000 $7.8125
04/09/1999 Sale of shares in the open market 1,000 $8.0625
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 6 OF 12 PAGES
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No. of Price
Date Type of Transaction Shares Per Share
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04/12/1999 Sale of shares in the open market 900 $7.625
04/12/1999 Sale of shares in the open market 100 $7.875
04/13/1999 Sale of shares in the open market 1,000 $7.50
04/14/1999 Sale of shares in the open market 1,000 $7.50
04/15/1999 Sale of shares in the open market 500 $7.3125
04/15/1999 Sale of shares in the open market 500 $7.25
04/16/1999 Sale of shares in the open market 1,000 $7.25
04/19/1999 Sale of shares in the open market 1,000 $7.25
04/20/1999 Sale of shares in the open market 1,000 $7.00
04/21/1999 Sale of shares in the open market 1,000 $7.125
04/22/1999 Sale of shares in the open market 1,000 $7.00
04/23/1999 Sale of shares in the open market 1,000 $7.125
04/26/1999 Sale of shares in the open market 1,000 $7.00
04/27/1999 Sale of shares in the open market 1,000 $7.50
04/28/1999 Sale of shares in the open market 1,000 $7.875
04/29/1999 Sale of shares in the open market 100 $8.25
04/29/1999 Sale of shares in the open market 900 $8.125
04/30/1999 Sale of shares in the open market 600 $7.75
04/30/1999 Sale of shares in the open market 400 $7.4375
05/03/1999 Sale of shares in the open market 1,000 $7.375
05/04/1999 Sale of shares in the open market 1,000 $7.25
05/05/1999 Sale of shares in the open market 1,000 $7.125
05/06/1999 Sale of shares in the open market 1,000 $7.0625
05/07/1999 Sale of shares in the open market 1,000 $7.3125
05/10/1999 Sale of shares in the open market 1,000 $7.50
05/11/1999 Sale of shares in the open market 800 $7.0625
05/11/1999 Sale of shares in the open market 200 $7.125
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 7 OF 12 PAGES
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Shares Held by John C. Oxley
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No. of Price
Date Type of Transaction Shares Per Share
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03/05/1999 Sale of shares in the open market 1,000 $7.625
03/05/1999 Sale of shares in the open market 3,000 $7.50
03/08/1999 Return of loaned shares from Goldman Sachs 24,200 N/A
03/08/1999 Sale of shares in the open market 4,000 $7.50
03/09/1999 Sale of shares in the open market 500 $8.125
03/09/1999 Sale of shares in the open market 3,500 $8.00
03/10/1999 Sale of shares in the open market 4,000 $7.75
03/11/1999 Sale of shares in the open market 2,000 $7.875
03/11/1999 Sale of shares in the open market 2,000 $8.00
03/12/1999 Sale of shares in the open market 1,800 $7.875
03/12/1999 Sale of shares in the open market 2,200 $8.00
03/12/1999 Sale of shares in the open market 200 $8.0625
Shares Held by Oxley Foundation
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No. of Price
Date Type of Transaction Shares Per Share
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02/09/1999 Return of loaned shares from Goldman Sachs 29,000 N/A
02/09/1999 Sale of shares in the open market 1,000 $9.25
02/10/1999 Sale of shares in the open market 1,000 $9.00
02/11/1999 Sale of shares in the open market 300 $9.1875
02/11/1999 Sale of shares in the open market 700 $9.125
02/11/1999 Sale of shares in the open market 1,000 $9.1875
02/11/1999 Sale of shares in the open market 3,000 $9.375
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 8 OF 12 PAGES
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No. of Price
Date Type of Transaction Shares Per Share
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02/12/1999 Sale of shares in the open market 1,500 $9.375
02/12/1999 Sale of shares in the open market 3,500 $9.375
02/16/1999 Sale of shares in the open market 2,000 $10.125
02/16/1999 Sale of shares in the open market 2,000 $10.125
02/16/1999 Sale of shares in the open market 1,000 $10.125
02/17/1999 Sale of shares in the open market 2,000 $9.8125
02/17/1999 Sale of shares in the open market 3,000 $9.75
02/18/1999 Sale of shares in the open market 3,000 $9.15625
02/18/1999 Return of loaned shares from Goldman Sachs 105,850 N/A
03/05/1999 Sale of shares in the open market 2,000 $7.5625
03/05/1999 Sale of shares in the open market 3,000 $7.5
03/08/1999 Sale of shares in the open market 3,000 $8.125
03/08/1999 Sale of shares in the open market 2,000 $8.125
03/09/1999 Sale of shares in the open market 2,700 $7.75
03/09/1999 Sale of shares in the open market 300 $8.25
03/09/1999 Sale of shares in the open market 500 $8.00
03/09/1999 Sale of shares in the open market 1,500 $8.00
03/10/1999 Sale of shares in the open market 1,400 $7.625
03/10/1999 Sale of shares in the open market 1,600 $7.625
03/10/1999 Sale of shares in the open market 2,000 $7.625
03/11/1999 Sale of shares in the open market 1,500 $8.125
03/11/1999 Sale of shares in the open market 500 $8.125
03/11/1999 Sale of shares in the open market 2,700 $8.00
03/11/1999 Sale of shares in the open market 300 $8.00
03/12/1999 Sale of shares in the open market 2,500 $7.875
03/12/1999 Sale of shares in the open market 1,500 $7.9375
03/12/1999 Sale of shares in the open market 1,000 $7.9375
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 9 OF 12 PAGES
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No. of Price
Date Type of Transaction Shares Per Share
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03/15/1999 Sale of shares in the open market 2,000 $8.00
03/15/1999 Sale of shares in the open market 1,000 $8.00
03/15/1999 Sale of shares in the open market 1,000 $8.00
03/15/1999 Sale of shares in the open market 1,000 $8.00
03/16/1999 Sale of shares in the open market 3,000 $8.25
03/16/1999 Sale of shares in the open market 2,000 $8.375
03/17/1999 Sale of shares in the open market 3,000 $8.4375
03/17/1999 Sale of shares in the open market 500 $8.50
03/17/1999 Sale of shares in the open market 1,500 $8.3125
03/18/1999 Sale of shares in the open market 5,000 $8.00
03/19/1999 Sale of shares in the open market 5,000 $8.125
03/22/1999 Sale of shares in the open market 5,000 $7.625
03/23/1999 Sale of shares in the open market 1,000 $7.5625
03/23/1999 Sale of shares in the open market 4,000 $7.50
03/24/1999 Sale of shares in the open market 5,000 $7.50
03/25/1999 Sale of shares in the open market 1,000 $7.625
03/25/1999 Sale of shares in the open market 1,000 $7.75
03/25/1999 Sale of shares in the open market 3,000 $7.8125
03/26/1999 Sale of shares in the open market 2,000 $7.5625
03/26/1999 Sale of shares in the open market 3,000 $7.625
03/29/1999 Sale of shares in the open market 5,000 $7.625
03/30/1999 Sale of shares in the open market 110 $7.50
03/30/1999 Sale of shares in the open market 4,890 $7.4375
03/31/1999 Sale of shares in the open market 5,000 $8.25
03/31/1999 Return of loaned shares from Goldman Sachs 160,000 N/A
04/01/1999 Sale of shares in the open market 5,000 $8.0625
04/05/1999 Sale of shares in the open market 1,000 $8.875
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 10 OF 12 PAGES
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No. of Price
Date Type of Transaction Shares Per Share
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04/05/1999 Sale of shares in the open market 2,000 $8.75
04/05/1999 Sale of shares in the open market 2,000 $8.5625
04/06/1999 Sale of shares in the open market 5,000 $8.125
04/07/1999 Sale of shares in the open market 2,500 $7.75
04/07/1999 Sale of shares in the open market 2,500 $7.6875
04/08/1999 Sale of shares in the open market 2,500 $7.875
04/08/1999 Sale of shares in the open market 3,000 $7.875
04/09/1999 Sale of shares in the open market 2,500 $8.00
04/09/1999 Sale of shares in the open market 2,500 $7.8125
04/12/1999 Sale of shares in the open market 5,000 $7.75
04/13/1999 Sale of shares in the open market 5,000 $7.5625
04/14/1999 Sale of shares in the open market 4,500 $7.375
04/14/1999 Sale of shares in the open market 500 $7.50
04/15/1999 Sale of shares in the open market 3,000 $7.25
04/15/1999 Sale of shares in the open market 2,000 $7.375
04/16/1999 Sale of shares in the open market 1,000 $7.25
04/16/1999 Sale of shares in the open market 2,000 $7.125
04/16/1999 Sale of shares in the open market 2,000 $7.0625
04/19/1999 Sale of shares in the open market 3,000 $7.25
04/19/1999 Sale of shares in the open market 2,000 $7.125
04/20/1999 Sale of shares in the open market 5,000 $7.00
04/21/1999 Sale of shares in the open market 3,100 $7.125
04/21/1999 Sale of shares in the open market 1,900 $7.00
04/22/1999 Sale of shares in the open market 5,000 $7.00
04/23/1999 Sale of shares in the open market 5,000 $7.0625
04/26/1999 Sale of shares in the open market 3,800 $7.00
04/26/1999 Sale of shares in the open market 1,200 $7.0625
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 11 OF 12 PAGES
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No. of Price
Date Type of Transaction Shares Per Share
- ---- ------------------- ------ ---------
04/27/1999 Sale of shares in the open market 5,000 $7.375
04/28/1999 Sale of shares in the open market 5,000 $8.125
04/29/1999 Sale of shares in the open market 1,300 $8.00
04/29/1999 Sale of shares in the open market 1,100 $8.1875
04/29/1999 Sale of shares in the open market 2,600 $8.125
04/30/1999 Sale of shares in the open market 5,000 $7.625
05/03/1999 Sale of shares in the open market 2,000 $7.375
05/03/1999 Sale of shares in the open market 3,000 $7.25
05/04/1999 Sale of shares in the open market 1,800 $7.03125
05/04/1999 Sale of shares in the open market 3,200 $7.25
05/05/1999 Sale of shares in the open market 3,400 $7.00
05/05/1999 Sale of shares in the open market 1,600 $7.125
05/06/1999 Sale of shares in the open market 3,500 $7.0625
05/06/1999 Sale of shares in the open market 600 $7.125
05/06/1999 Sale of shares in the open market 900 $7.03125
05/07/1999 Sale of shares in the open market 4,000 $7.3125
05/07/1999 Sale of shares in the open market 1,000 $7.50
05/10/1999 Sale of shares in the open market 2,100 $7.50
05/10/1999 Sale of shares in the open market 2,500 $7.375
05/10/1999 Sale of shares in the open market 400 $7.3125
05/11/1999 Sale of shares in the open market 5,000 $7.0625
(d) None.
(e) N/A.
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SCHEDULE 13D
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CUSIP NO. 741113 10 4 PAGE 12 OF 12 PAGES
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Item 6. Contracts, Arrangements, Understandings or
--------------------------------------------------
Relationships with Respect to Securities of the Issuer
------------------------------------------------------
No change.
Item 7. Material to be Filed as Exhibits
----------------------------------------
None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
/s/ John C. Oxley
------------------------------------
John C. Oxley
Date: May 11, 1999
