UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ]is a restatement.
[ ]adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Roxbury Capital Management, LLC.
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Address: 100 Wilshire Blvd. Suite 600 Santa Monica, CA 90401
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Form 13F File Number: 28-2510
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: /s/ Edward M. Shipe
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Title: CFO / Treasurer
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Phone: 310.917.5600
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Signature, Place, and Date of Signing:
/s/ Edward M. Shipe Santa Monica, CA 11/13/2000
------------------- ---------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
13F File Number Name
28-____________ ________________________________________
28-____________ ________________________________________
28-____________ ________________________________________
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:5
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 206
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Form 13F Information Table Value Total: $12,793,695,339
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List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- --------- -------- --- ---- ------- -------- -------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
99 Cents Only Stores Common 6544OK106 22159788 441518 SOLE 441518 0 0
Abbott Labs Common 002824100 1274798 26804 SOLE 26804 0 0
Abgenix Common 00339B107 2963788 36676 SOLE 36676 0 0
AXA Financial Inc Common 002451102 509400 10000 SOLE 10000 0 0
Affiliated Managers Grp Inc. Common 008252108 31293306 549608 SOLE 549608 0 0
Affymetrix Inc Common 00826T108 1264109 25343 SOLE 25343 0 0
Agile Software Common 00846X105 46167167 513325 SOLE 513325 0 0
Akamai Technologies Common 00971T101 766792 14600 SOLE 14600 0 0
America Online Common 02364J104 4028294 74945 SOLE 74945 0 0
American Express Co Common 025816109 343627333 5656417 SOLE 5656417 0 0
American Home Prods Common 026609107 831531 14733 SOLE 14733 0 0
American Intl Group Inc Common 026874107 267237103 2792811 SOLE 2792811 0 0
American Pwr Conversion Common 029066107 205429 10705 SOLE 10705 0 0
Ameritrade Hldg Corp Common 03072H109 48612245 2738718 SOLE 2738718 0 0
Amgen Inc Common 031162100 313460474 4489029 SOLE 4489029 0 0
Analog Devices Common 032654105 239810 2898 SOLE 2898 0 0
Angiotech Common 034918102 1747283 44235 SOLE 44235 0 0
Apollo Group Common 037604105 39455155 989471 SOLE 989471 0 0
Applied Micro Common 03822W109 329585891 1591741 SOLE 1591741 0 0
Applied Materials Common 038222105 1599591 26970 SOLE 26970 0 0
Ariba Inc Common 04033V104 3738201 26092 SOLE 26092 0 0
Art Technology Group Common 04289L107 650459 6865 SOLE 6865 0 0
Ashworth Common 04516H101 1512960 192000 SOLE 192000 0 0
Ask Jeeves Common 045174109 1168479 60890 SOLE 60890 0 0
Atmel Corp Common 049513104 2520629 165940 SOLE 165940 0 0
AT & T Corp Liberty Common 001957208 285893379 15828008 SOLE 15828008 0 0
Avici System Inc Common 05367L109 684936 7200 SOLE 7200 0 0
BJ Services Co. Common 055482103 35730485 584500 SOLE 584500 0 0
BEA System Inc Common 073325102 585035 7512 SOLE 7512 0 0
Bed Bath & Beyond Common 075896100 14477977 593603 SOLE 593603 0 0
Benton Oil Common 083288100 150436 57200 SOLE 57200 0 0
Biogen Common 090597105 312930 5130 SOLE 5130 0 0
Bristol Myers Squibb Common 110122108 27237923 473703 SOLE 473703 0 0
Broadcom Corp Common 111320107 772688 3170 SOLE 3170 0 0
Broadwing Inc Common 111620100 37312641 1459806 SOLE 1459806 0 0
Calpine Common 131347106 3113954 29830 SOLE 29830 0 0
Capital One Common 1404OH105 111987757 1598455 SOLE 1598455 0 0
Cardinal Health Inc Common 14149Y108 907034 10285 SOLE 10285 0 0
Catalina Marketing Co Common 148867104 40416172 1074184 SOLE 1074184 0 0
Chase Manhattan Corp Common 16161A108 1584687 34308 SOLE 34308 0 0
Cheesecake Factory Common 163072101 30292430 700403 SOLE 700403 0 0
Chevron Common 166751107 216535 2540 SOLE 2540 0 0
Chris Craft Ind Common 170520506 224604 4404 SOLE 4404 0 0
Ciena Corp Common 171779101 60806792 495129 SOLE 495129 0 0
Cincinnati Financial Corp Common 172062101 352196 9921 SOLE 9921 0 0
Circuit City Stores Inc Common 172737108 667575 29025 SOLE 29025 0 0
Cisco Systems Inc Common 17275R102 348516116 6307984 SOLE 6307984 0 0
Citigroup Inc Common 172967101 280830996 5194802 SOLE 5194802 0 0
Coca-Cola Co Common 191216100 1675290 30388 SOLE 30388 0 0
Colgate Palmolive Common 194162103 579380 12275 SOLE 12275 0 0
Commerce Common 200693109 39606783 504545 SOLE 504545 0 0
Comverse Common 205862402 336312 3114 SOLE 3114 0 0
Concord EFS Inc Common 206197105 74065410 2085432 SOLE 2085432 0 0
Corning Common 219350105 47107269 475831 SOLE 475831 0 0
Costco Wholesale Common 22160K105 351868559 10071372 SOLE 10071372 0 0
Cox Radio Inc Common 224051102 8485868 486575 SOLE 486575 0 0
CVS Corporation Common 126650100 11096941 239623 SOLE 239623 0 0
Dell Computer Common 247025109 697015 22623 SOLE 22623 0 0
Disney, Walt Company Common 254687106 4188146 109494 SOLE 109494 0 0
Dollar Gen Corp Common 256669102 30659803 1830436 SOLE 1830436 0 0
Dollar Tree Stores Common 256747106 36539125 900866 SOLE 900866 0 0
Doubleclick Common 258609304 21438176 669943 SOLE 669943 0 0
Earthlink Network Common 270322100 12129232 1328503 SOLE 1328503 0 0
Echostar Commun Corp Common 278762109 315606468 5983061 SOLE 5983061 0 0
Elan Corp Common 284131208 497678 9090 SOLE 9090 0 0
EMC Corp Common 268648102 109194683 1097434 SOLE 1097434 0 0
E Trade Group Inc Common 269246104 50686281 3083576 SOLE 3083576 0 0
Energy Conversion Common 292659109 371900 10000 SOLE 10000 0 0
Entercom Common 293639100 31917627 1066053 SOLE 1066053 0 0
Ericcson L M Common 294821400 68745443 4641826 SOLE 4641826 0 0
Exodus Common 302088109 372819 7550 SOLE 7550 0 0
Extreme Common 30226D106 100727024 879712 SOLE 879712 0 0
Exxon Corp Common 302290101 1424067 15981 SOLE 15981 0 0
Fannie Mae Common 313586109 4370152 61121 SOLE 61121 0 0
Fedex Common 31428X106 2048508 46200 SOLE 46200 0 0
Fifth Third Common 316773100 1764839 32755 SOLE 32755 0 0
Fiserv Inc Common 337738108 1974902 32981 SOLE 32981 0 0
Forest Labs Common 345838106 26332251 229595 SOLE 229595 0 0
Freddie Mac Common 313400301 1875882 34700 SOLE 34700 0 0
Gannett Inc Common 364730101 1224300 23100 SOLE 23100 0 0
Genentech Inc Common 049513104 17049127 91815 SOLE 91815 0 0
General Electric Common 369604103 397125982 6869207 SOLE 6869207 0 0
General Motors Class H Common 370442832 191797083 5158609 SOLE 5158609 0 0
Goldman Sachs Common 38141G104 298152636 2615374 SOLE 2615374 0 0
Guidant Corporation Common 401698105 14854726 210139 SOLE 210139 0 0
H N C Software Inc Common 40425P107 29761333 363786 SOLE 363786 0 0
Hanover Compressor Co Common 410768105 235192 7140 SOLE 7140 0 0
Hewlett Packard Common 428236103 562770 5772 SOLE 5772 0 0
Home Depot Common 437076102 370316394 6995351 SOLE 6995351 0 0
IBM Common 459200101 906406 8048 SOLE 8048 0 0
IDEC Pharmaceuticals Common 449370105 337314429 1923554 SOLE 1923554 0 0
Illuminet Holdings Common 452334105 16593668 597970 SOLE 597970 0 0
Infinity Broadcasting Common 45662S102 558360 16920 SOLE 16920 0 0
Inspire Pharmaceuticals Common 457733103 240000 8000 SOLE 8000 0 0
Integrated Device TEC Common 458118106 48679769 537898 SOLE 537898 0 0
Intel Corp Common 458140100 262071916 6305869 SOLE 6305869 0 0
Intersil Hldg Corp Common 46069S109 57664672 1156068 SOLE 1156068 0 0
Intuit Inc Common 461202103 42650022 748246 SOLE 748246 0 0
I2 Technologies Inc Common 465754109 1941683 10380 SOLE 10380 0 0
JDS Uniphase Common 46612J101 52575865 555242 SOLE 555242 0 0
Jabil Circuit Inc Common 466313103 255943 4510 SOLE 4510 0 0
Johnson & Johnson Common 478160104 1728778 18403 SOLE 18403 0 0
Juniper Networks Common 48203R104 5081816 23211 SOLE 23211 0 0
Kohls Corp Common 500255104 240790 4174 SOLE 4174 0 0
Lehman Bros Hldg Inc Common 524908100 389856 2623 SOLE 2623 0 0
Liberate Common 530129105 2609809 90180 SOLE 90180 0 0
Liberty Satellite & Tech Common 531182103 169681 15970 SOLE 15970 0 0
Lilly, Eli and Co Common 532457108 542192 6683 SOLE 6683 0 0
Linens'N Things Common 535679104 37005932 1451213 SOLE 1451213 0 0
Lucent Technologies Inc Common 549463107 679266 22271 SOLE 22271 0 0
MBNA Common 55262L100 990528 25728 SOLE 25728 0 0
McLeod Inc Common 582266102 31001828 2166445 SOLE 2166445 0 0
Medimmune Common 584699102 9711484 125715 SOLE 125715 0 0
Medtronic Inc Common 585055106 206316817 3981989 SOLE 3981989 0 0
Mellon Bank Corp Common 585509102 363944 7847 SOLE 7847 0 0
Merck & Company Inc Common 589331107 2487264 33413 SOLE 33413 0 0
Metris Common 591598107 71825971 1818379 SOLE 1818379 0 0
Metromedia Common 591689104 226083 9300 SOLE 9300 0 0
Micrel Common 594793101 40005968 597104 SOLE 597104 0 0
Micron Technology Common 595112103 3268990 71065 SOLE 71065 0 0
Microsoft Corp Common 594918104 7746277 128441 SOLE 128441 0 0
Minimed Inc Common 60365K108 28038953 313705 SOLE 313705 0 0
Morgan J.P. & Co Common 616880100 583103 3569 SOLE 3569 0 0
Morgan Stanly Dn Wttr Common 617446448 374896228 4099915 SOLE 4099915 0 0
Motorola Inc Common 620076109 1776697 60227 SOLE 60227 0 0
National Semiconductor Common 637640103 73763450 1810146 SOLE 1810146 0 0
Nationwide Financial Serv Inc Common 638612101 21350596 571177 SOLE 571177 0 0
Network Appliance Common 64120L104 444556 3490 SOLE 3490 0 0
Nextlink Communications Common 65333H707 239116 6795 SOLE 6795 0 0
Nokia Corp Common 654902204 365141320 9128533 SOLE 9128533 0 0
Nortel Networks Common 656568102 472260187 7937146 SOLE 7937146 0 0
Northern Tr Corp Common 665859104 933240 10500 SOLE 10500 0 0
Novellus Sys Inc Common 670008101 419040 9000 SOLE 9000 0 0
NRG Energy Common 629377102 1773353 48585 SOLE 48585 0 0
Oracle Common 68389X105 456597698 5798066 SOLE 5798066 0 0
Orthodontic Centers Common 68750P103 48162229 1445879 SOLE 1445879 0 0
Palm Inc Common 696642107 32678380 617272 SOLE 617272 0 0
Parametric Technology Corp Common 699173100 1589691 145310 SOLE 145310 0 0
PE Biosystems Common 69332S102 14390803 123505 SOLE 123505 0 0
Peoplesoft Inc Common 712713106 568579 20350 SOLE 20350 0 0
Peregrine Common 71366Q101 28664857 1513456 SOLE 1513456 0 0
Pfizer Inc Common 717081103 216579624 4821452 SOLE 4821452 0 0
Pharmacia Corp Common 71713U102 264865734 4400494 SOLE 4400494 0 0
Phone Com Inc Common 71920Q100 41948219 369165 SOLE 369165 0 0
PMC - Sierra Common 69344F106 4719356 21925 SOLE 21925 0 0
Polycom Common 73172K104 49476030 738779 SOLE 738779 0 0
Portal Software Common 736126103 44167200 1104180 SOLE 1104180 0 0
Praecis Pharmaceuticals Common 739421105 772225 18170 SOLE 18170 0 0
Price Communications Common 741437305 30458030 1557159 SOLE 1557159 0 0
Procter & Gamble Common 742718109 279725 4175 SOLE 4175 0 0
Proton Energy Common 74371K101 249037 8700 SOLE 8700 0 0
Providian Finl Corp Common 74406A102 897890 7070 SOLE 7070 0 0
Qualcomm Common 747525103 477375 6700 SOLE 6700 0 0
Qwest Communications Common 749121109 300659350 6246818 SOLE 6246818 0 0
R & B Falcon Common 74912E101 58114807 2089709 SOLE 2089709 0 0
Rayovac Corp Common 755081106 15074400 880000 SOLE 880000 0 0
Realnetworks Common 75605L104 1526400 38400 SOLE 38400 0 0
Redback Networks Common 757209101 46739180 284995 SOLE 284995 0 0
Research in Motion Common 760975102 57031153 578644 SOLE 578644 0 0
Retek Common 76128Q109 2495505 47085 SOLE 47085 0 0
Roadway Express Common 769742107 385351 21480 SOLE 21480 0 0
Royal Dutch Common 780257804 326673 5450 SOLE 5450 0 0
S B C Communication Common 78387G103 769150 15420 SOLE 15420 0 0
SCI Sysem Inc Common 783890106 42279159 1031199 SOLE 1031199 0 0
Schering Plough Corp Common 806605101 637872 13700 SOLE 13700 0 0
Schwab Charles Corp Common 808512105 46382629 1307658 SOLE 1307658 0 0
Siebel Systems, Inc Common 826170102 556565 5000 SOLE 5000 0 0
Semtech Corp Common 816850101 54059228 1253402 SOLE 1253402 0 0
Smithkline Beecham Common 832378301 225450 3285 SOLE 3285 0 0
Solectron Common 834182107 240568 5215 SOLE 5215 0 0
Sonus Networks Common 835916107 2426496 19200 SOLE 19200 0 0
Spectrasite Common 84760T100 35693014 1923115 SOLE 1923115 0 0
Sprint Common 852061100 4884512 166650 SOLE 166650 0 0
Sprint Pcs Common 852061506 216541 6164 SOLE 6164 0 0
Starbucks Corp Common 855244109 2777760 69340 SOLE 69340 0 0
Stilwell Finl Inc Common 860831106 600431 13803 SOLE 13803 0 0
Sun Microsystems Inc Common 866810104 676255111 5792335 SOLE 5792335 0 0
Sungard Data Systems Common 867363103 61231785 1430315 SOLE 1430315 0 0
Sybron Corp Del Common 87114F106 36229680 1509570 SOLE 1509570 0 0
Symantec Common 871503108 50031344 1137076 SOLE 1137076 0 0
Sysco Corp Common 871829107 562203 12140 SOLE 12140 0 0
TD Waterhouse Common 872362108 54382963 2919107 SOLE 2919107 0 0
Telephone & Data System Common 879433100 37336896 337280 SOLE 337280 0 0
Texas Instruments Inc Common 882508104 386320067 8154515 SOLE 8154515 0 0
Time Warner Inc Common 887315109 667842 8526 SOLE 8526 0 0
Transwitch Common 894065101 2351100 36880 SOLE 36880 0 0
Union Pacific Corp Common 907818108 1191487 30600 SOLE 30600 0 0
United Therapeutics Corp Common 91307C102 42928571 491286 SOLE 491286 0 0
Univision Communications Common 914906102 13339090 356851 SOLE 356851 0 0
USInternetworking Inc Common 917311805 119260 17880 SOLE 17880 0 0
Verisign Common 92343E102 309143443 1526164 SOLE 1526164 0 0
Verizon Communications Common 92343V104 508184 10491 SOLE 10491 0 0
Viacom Inc Common 925524308 366357654 6262524 SOLE 6262524 0 0
Vodafone Group Common 92857W100 138325203 3738519 SOLE 3738519 0 0
Voicestream Wireless Common 928615103 248126763 2137918 SOLE 2137918 0 0
Wal Mart Stores Inc Common 931142103 3729305 77484 SOLE 77484 0 0
Walgreen Common 931422109 4601211 121276 SOLE 121276 0 0
Watson Pharmaceutical Common 942683103 41322645 635733 SOLE 635733 0 0
Webmethods Inc Common 94768C108 751223 6525 SOLE 6525 0 0
Wells Fargo & Co Common 949740104 419662 9135 SOLE 9135 0 0
Western Wireless Common 95988E204 27600851 774652 SOLE 774652 0 0
Westvaco Corp Common 961548104 1254430 47000 SOLE 47000 0 0
Wireless Fac Inc Common 97653A103 287873 4990 SOLE 4990 0 0
Worldcom Inc Common 98157D106 103754961 3415239 SOLE 3415239 0 0
Yahoo Common 984332106 219442041 2411451 SOLE 2411451 0 0
Yankee Candle Common 984757104 38853114 1930110 SOLE 1930110 0 0
</TABLE>
