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OMB Number 3235-0145
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
SKYMALL, INC.
----------------
(Name of Issuer)
Common Stock, $.001 par value
------------------------------
(Title of Class of Securities)
830859 10 4
--------------
(CUSIP Number)
December 31, 1998
- --------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13G
CUSIP NO. 830859 10 4
- --------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
ALAN C. ASHTON
- --------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC Use Only
- --------------------------------------------------------------------------------
4. Citizenship or Place of Organization
United States
- --------------------------------------------------------------------------------
5. Sole Voting Power
11,000 shares
Number of ------------------------------------------------------------------
Shares 6. Shared Voting Power
Beneficially 0 Shares
Owned by ------------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 11,000 Shares
Person ------------------------------------------------------------------
With: 8. Shared Dispositive Power
0 shares
- --------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
11,000 shares
- --------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[ ]
- --------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
Less than 1% based upon 8,715,549 shares outstanding at 12/31/98.
- --------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
IN
- --------------------------------------------------------------------------------
Page 2 of 8 Pages
<PAGE>
SCHEDULE 13G
CUSIP NO. 830859 10 4
- --------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
KAREN ASHTON
- --------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC Use Only
- --------------------------------------------------------------------------------
4. Citizenship or Place of Organization
United States
- --------------------------------------------------------------------------------
5. Sole Voting Power
0 shares
Number of ------------------------------------------------------------------
Shares 6. Shared Voting Power
Beneficially 0 Shares
Owned by ------------------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 0 Shares
Person ------------------------------------------------------------------
With: 8. Shared Dispositive Power
0 shares
- --------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
- --------------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[ ]
- --------------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
0%
- --------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
IN
- --------------------------------------------------------------------------------
Page 3 of 8 Pages
<PAGE>
ITEM 1(A) NAME OF ISSUER:
SkyMall, Inc.
ITEM 1(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
1520 East Pima Street
Phoenix, Arizona 85034
ITEM 2(A) NAME OF PERSON FILING:
The persons filing this Schedule 13G/A are: *
(1) ALAN C. ASHTON
(2) KAREN ASHTON
--------
* Attached to this Schedule 13G/A as Exhibit 1 is a Joint Filing
Agreement between the persons specified above that this Schedule
13G/A is being filed on behalf of each of them.
ITEM 2(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
The address of Mr. and Mrs. Ashton is c/o Ralph Rasmussen, Esq.,
261 E. 1200 South, Orem, Utah 84058.
ITEM 2(C) CITIZENSHIP:
Mr. and Mrs. Ashton are citizens of the United States.
ITEM 2(D) TITLE OF CLASS OF SECURITIES:
Common Stock, $.001 par value
ITEM 2(E) CUSIP NUMBER:
830859 10 4
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under Section 15 of the Act
(15 U.S.C. 78o);
(b) [ ] Bank as defined in Section 3(a)(6) of the Act
(15 U.S.C. 78c);
(c) [ ] Insurance company as defined in Section 3(a)(19) of the Act
(15 U.S.C. 78c);
(d) [ ] Investment company registered under Section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e) [ ] An investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);
Page 4 of 8 Pages
<PAGE>
(f) [ ] An employee benefit plan or endowment fund in accordance
with Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance
with Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
Not applicable.
ITEM 4. OWNERSHIP.
(A) AMOUNT BENEFICIALLY OWNED:
As of December 31, 1998, Mr. and Mrs. Ashton beneficially owned
11,000 shares of Common Stock of the Company issuable upon
exercise of the stock options granted to Mr. Ashton pursuant to
the Company's Non-Employee Directors Stock Option Plan (the
"Options"), as follows:
Date of Grant Number of Options
------------- -----------------
December 16, 1996 5,000
February 21, 1997 3,000
February 20, 1998 3,000
The Options became exercisable upon the date of grant and may be
exercised in whole or in part at any time or times during their
term, which is 10 years from the date of grant.
(B) PERCENT OF CLASS:
As of December 31, 1998, Mr. and Mrs. Ashton beneficially owned
less than 1% of the Company's Common Stock.
(C) NUMBER OF SHARES AS TO WHICH THE PERSON HAS:
(1) Alan C. Ashton:
(i) Sole power to vote or to direct the vote:
11,000 shares
(ii) Shared power to vote or to direct the vote: 0 shares
(iii) Sole power to dispose or to direct the disposition of:
11,000 shares
(iv) Shared power to dispose or to direct the disposition
of: 0 shares
Page 5 of 8 Pages
<PAGE>
(2) Karen Ashton:
(i) Sole power to vote or to direct the vote: 0 shares
(ii) Shared power to vote or to direct the vote: 0 shares
(iii) Sole power to dispose or to direct the disposition of:
0 shares
(iv) Shared power to dispose or to direct the disposition
of: 0 shares
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the
following [X].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
Page 6 of 8 Pages
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.
DATED: February 16, 1999 /s/ Alan C. Ashton
----------------------------------
ALAN C. ASHTON
DATED: February 16, 1999 /s/ Karen Ashton
----------------------------------
KAREN ASHTON
Page 7 of 8 Pages
<PAGE>
EXHIBIT 1
JOINT FILING AGREEMENT
ALAN C. ASHTON and KAREN ASHTON, hereby agree and consent to the
joint filing on their behalf of the foregoing Schedule 13G/A relating to their
beneficial ownership of the Common Stock of SkyMall, Inc.
DATED: February 16, 1999 /s/ Alan C. Ashton
----------------------------------
ALAN C. ASHTON
DATED: February 16, 1999 /s/ Karen Ashton
----------------------------------
KAREN ASHTON
Page 8 of 8 Pages
