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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
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Eclipse Surgical Technologies, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
278848 10 4
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 6 Pages
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CUSIP No. 278848 10 4 13G Page 2 of 6 Pages
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(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
Douglas Murphy-Chutorian, M.D.
###-##-####
Leslie Murphy-Chutorian
###-##-####
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(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) / /
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
Douglas Murphy-Chutorian, M.D. = United States
Leslie Murphy-Chutorian = Canada
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Number of Shares (5) Sole Voting
Beneficially Power
Douglas Murphy-Chutorian, M.D. = 1,343,973
Leslie Murphy-Chutorian = 3,719,454
Owned by --------------------------------------------------
Each Reporting (6) Shared Voting
Person With Power 0
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(7) Sole Dispositive
Power
Douglas Murphy-Chutorian, M.D. = 1,343,973
Leslie Murphy-Chutorian = 3,719,454
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(8) Shared Dispositive
Power 0
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(9) Aggregate Amount Beneficially Owned by Each Reporting Person
Douglas Murphy-Chutorian, M.D. = 1,343,973
Leslie Murphy-Chutorian = 3,719,454
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(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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(11) Percent of Class Represented by Amount in Row (9)
Douglas Murphy-Chutorian, M.D. = 8.31%
Leslie Murphy-Chutorian = 22.99%
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(12) Type of Reporting Person*
Douglas Murphy-Chutorian, M.D. = IN
Leslie Murphy-Chutorian = IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
**SEE ITEM 4(c)
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CUSIP No. 278848 10 4 Page 3 of 6 Pages
APPENDIX TO SCHEDULE 13G
Dr. Douglas and Leslie Murphy-Chutorian
ITEM 1(A). NAME OF ISSUER
Eclipse Surgical Technologies, Inc.
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ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
1049 Kiel Court, Sunnyvale, CA 94089
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ITEM 2(A). NAME OF PERSON(S) FILING
Dr. Douglas and Leslie Murphy-Chutorian
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ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
1049 Kiel Court, Sunnyvale, CA 94089
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ITEM 2(C). CITIZENSHIP
Douglas Murphy-Chutorian, M.D. = United States
Leslie Murphy-Chutorian = Canada
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ITEM 2(D). TITLE OF CLASS OF SECURITIES
Common Stock
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ITEM 2(E). CUSIP NUMBER
278848 10 4
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ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b),
CHECK WHETHER THE PERSON FILING IS A
(a) / / Broker or Dealer registered under Section 15 of the Act
(b) / / Bank as defined in section 3(a)(6) of the Act
(c) / / Insurance Company as defined in section 3(a)(19) of the Act
(d) / / Investment Company registered under section 8 of the Investment
Company Act
(e) / / Investment Adviser registered under section 203 of the Investment
Advisers Act of 1940
(f) / / Employee Benefit Plan, Pension Fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F)
(g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G)
(Note: See Item 7)
(h) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(H)
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CUSIP No. 278848 10 4 Page 4 of 6 Pages
ITEM 4. OWNERSHIP
(a) Amount Beneficially Owned:
Douglas Murphy-Chutorian, M.D. = 1,343,973
Leslie Murphy-Chutorian = 3,719,454
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(b) Percent of Class:
Douglas Murphy-Chutorian, M.D. = 8.31%
Leslie Murphy-Chutorian = 22.99%
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(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
Douglas Murphy-Chutorian, M.D. = 1,343,973
Leslie Murphy-Chutorian = 2,479,632
Leslie Murphy-Chutorian = 1,239,822 held as custodian for
Murphy-Chutorian children
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(ii) shared power to vote or to direct the vote
0
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(iii) sole power to dispose or to direct the disposition of
Douglas Murphy-Chutorian, M.D. = 1,343,973
Leslie Murphy-Chutorian = 2,479,632 (Includes 125,730 shares
which are subject to an option granted
to Abraham Chutorian, which option
restricts Leslie Murphy-Chutorian's
power to dispose.)
Leslie Murphy-Chutorian = 1,239,822 held as custodian for
Murphy-Chutorian children
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(iv) shared power to dispose or to direct the disposition of
0
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Douglas Murphy-Chutorian, M.D. owns 1,343,973 shares registered
in his name, held as community property.
Leslie Murphy-Chutorian owns 2,479,632 shares registered in her
name, held as community property.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following. / /
N.A.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
N.A.
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ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
N.A.
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ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
See Exhibit A.
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CUSIP No. 278848 10 4 Page 5 of 6 Pages
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
N.A.
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ITEM 10. CERTIFICATION
N.A.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 11, 1997
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Date
/s/ Douglas Murphy-Chutorian, M.D.
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Signature
Douglas Murphy-Chutorian, M.D.,
as individual
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Name/Title
February 11, 1997
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Date
/s/ Leslie Murphy-Chutorian
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Signature
Leslie Murphy-Chutorian, as individual
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Name/Title
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CUSIP No. 278848 10 4 Page 6 of 6 Pages
We agree to file this Schedule 13G together as one filer.
February 11, 1997
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Date
/s/ Douglas Murphy-Chutorian, M.D.
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Signature
Douglas Murphy-Chutorian, M.D.,
as individual
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Name/Title
February 11, 1997
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Date
/s/ Leslie Murphy-Chutorian
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Signature
Leslie Murphy-Chutorian, as individual
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Name/Title
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Exhibit A
Members of Group:
Douglas Murphy-Chutorian, M.D., and
Leslie Murphy-Chutorian
