UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Marcus Schloss & Co., Inc.
Address: One Whitehall Street
New York, NY 10004
Form 13F File Number: 28-6350
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas Schloss
Title: Chairman
Phone: 212-483-1500
Signature, Place, and Date of Signing:
Douglas Schloss New York, New York November 11, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 43
Form 13F Information Table Value Total: $241,476
List of Other Included Managers:
No. Form 13F File Number Name
01 28-6788 Rexford Management, Inc.
<PAGE>
<TABLE>
<CAPTION>
Form 13F Information Table
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
-------- -------- -------- -------- -------- -------- -------- --------
Value Shrs or Sh/ Put/ Investment Other Voting Authority
Name of Issuer Title of Class Cusip (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None
-------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Ameritech Corp. Com 030954101 7,727 115,000 Sh Sole 155,000 0 0
Aquila Biopharmaceuticals Inc. Com 03839F107 1,058 583,515 Sh Sole 583,515 0 0
BankBoston Corp. Com 06605R106 3,626 83,600 Sh Sole 83,600 0 0
Cytec Industries, Corp. Com 232820100 1,800 75,000 Sh Sole 75,000 0 0
Delta and Pine Land Co. Com 247357106 885 34,200 Sh Sole 34,200 0 0
Entrust Technologies Inc. Com 293848107 449 20,000 Sh Sole 20,000 0 0
Excel Switching Corp. Com 30067V108 1,435 40,006 Sh Sole 40,006 0 0
King World Productions Inc. Com 495667107 3,750 100,000 Sh Sole 100,000 0 0
Pediatrix Medical Group Inc. Com 705324101 610 44,000 Sh Sole 44,000 0 0
Pioneer Hi-Bred International Inc. Com 723686101 4,141 104,000 Sh Sole 104,000 0 0
Skytel Communications Inc. Com 83087Q104 700 38,230 Sh Sole 38,230 0 0
Transaction Network Services Inc. Com 893414102 981 25,000 Sh Sole 25,000 0 0
Wyman-Gordon Co. Com 983085101 934 50,000 Sh Sole 50,000 0 0
Ameritech Corp. Com 030954101 26,351 392,200 Sh Defined 01 392,200 0 0
Aquila Biopharmaceuticals Inc. Com 03839F107 91 50,000 Sh Defined 01 50,000 0 0
Aspect Telecommunications Corp. Sb Db Cv Zero 18 045237AE4 4,309 19,150,000 Prn Defined 01 19,150,000 0 0
BankBoston Corp. Com 06605R106 21,371 492,700 Sh Defined 01 492,700 0 0
Centocor Inc. Com 152342101 726 12,400 Sh Defined 01 12,400 0 0
Delta and Pine Land Co. Com 247357106 6,179 238,800 Sh Defined 01 238,800 0 0
Excel Switching Corp. Com 30067V108 7,229 201,500 Sh Defined 01 201,500 0 0
Forte Software Inc. Com 349546101 1,988 72,300 Sh Defined 01 72,300 0 0
Honeywell Inc. Com 438506107 5,922 53,200 Sh Defined 01 53,200 0 0
King World Productions Inc. Com 495667107 6,907 184,200 Sh Defined 01 184,200 0 0
Newcourt Credit Group Inc. Com 650905102 3,672 281,100 Sh Defined 01 281,100 0 0
Pioneer Hi-Bred International Inc. Com 723686101 30,062 755,100 Sh Defined 01 755,100 0 0
Skytel Communications Inc. Com 83087Q104 3,252 177,587 Sh Defined 01 177,587 0 0
Transaction Network Services Inc. Com 893414102 5,409 137,800 Sh Defined 01 137,800 0 0
Wyman-Gordon Co. Com 983085101 4,793 256,500 Sh Defined 01 256,500 0 0
Ameritech Corp. Com 030954101 17,408 259,100 Sh Defined 259,100 0 0
Aquila Biopharmaceuticals Inc. Com 03839F107 40 22,000 Sh Defined 22,000 0 0
Aspect Telecommunications Corp. Sb Db Cv Zero 18 045237AE4 2,799 12,440,000 Prn Defined 12,440,000 0 0
BankBoston Corp. Com 06605R106 14,249 328,500 Sh Defined 328,500 0 0
Centocor Inc. Com 152342101 480 8,200 Sh Defined 8,200 0 0
Delta and Pine Land Co. Com 247357106 4,262 164,700 Sh Defined 164,700 0 0
Excel Switching Corp. Com 30067V108 4,793 133,600 Sh Defined 133,600 0 0
Forte Software Inc. Com 349546101 1,317 47,900 Sh Defined 47,900 0 0
Honeywell Inc. Com 438506107 3,985 35,800 Sh Defined 35,800 0 0
King World Productions Inc. Com 495667107 4,579 122,100 Sh Defined 122,100 0 0
Newcourt Credit Group Inc. Com 650905102 2,447 187,300 Sh Defined 187,300 0 0
Pioneer Hi-Bred International Inc. Com 723686101 19,934 500,700 Sh Defined 500,700 0 0
Skytel Communications Inc. Com 83087Q104 2,058 112,400 Sh Defined 112,400 0 0
Transaction Network Services Inc. Com 893414102 3,591 91,500 Sh Defined 91,500 0 0
Wyman-Gordon Co. Com 983085101 3,177 170,000 Sh Defined 170,000 0 0
</TABLE>
